COF-PL · Capital One Financial Corp · Shareholders & Ownership
Every disclosed holder of COF-PL in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns COF-PL
13F quarter Sep 30, 2026; this listing alone: insiders and shares outstanding are issuer-wide, so they are left outNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 2,000 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 2,389,818 | — |
% Out is unavailable: shares outstanding is an issuer-wide count, not one listing's.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of COF-PL
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
Fund
S000013499 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
1,781,602 | ||
| 2 |
Invesco Financial Preferred ETF
Fund
S000013788 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
313,518 | ||
| 3 |
State Street(R) SPDR(R) ICE Preferred Securities ETF
Fund
S000026152 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
272,684 | ||
| 4 |
Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF
Fund
S000084202 · Registered fund · Aug 31, 2026
Goldman Sachs ETF Trust, not summed
|
9,305 | ||
| 5 |
Fidelity Preferred Securities and Income ETF
Fund
S000072125 · Registered fund · Aug 31, 2026
Fidelity Covington Trust, not summed
|
4,900 | ||
| 6 |
Principal Spectrum Preferred and Income ETF
Fund
S000068805 · Registered fund · Jun 30, 2026
Principal Exchange-Traded Funds, not summed
|
4,109 | ||
| 7 |
Preferred-Plus ETF
Fund
S000075509 · Registered fund · Jun 30, 2025
Listed Funds Trust, not summed
|
3,700 | ||
| 8 |
THOMPSON INVESTMENT MANAGEMENT, INC.
13F
CIK 1277279 · Registered investment adviser · Sep 30, 2026
|
2,000 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.