CVV · Cvd Equipment Corp
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-08-08 | BRILL DR ROBERT M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,100 |
| 2025-08-08 | AFRICK ANDREW |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,100 |
| 2025-08-08 | Lotfi Ashraf Wagih |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,100 |
| 2025-08-08 | Wasser Debra Ann |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,100 |
| 2025-08-08 | Waldman Lawrence |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,100 |
| 2024-08-23 | NIELSEN RAYMOND A |
Director |
Sell↓
|
Common Stock
|
2,000 |
| 2024-08-21 | NIELSEN RAYMOND A |
Director |
Sell↓
|
Common Stock
|
2,000 |
| 2024-08-20 | NIELSEN RAYMOND A |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Raymond A. Nielsen retired from the Board of Directors of the CVD Equipment Corporation on August 9, 2024 |
Common Stock
|
2,000 |
| 2024-08-20 | NIELSEN RAYMOND A |
Director |
Sell↓
|
Common Stock
|
1,000 |
| 2024-08-09 | BRILL DR ROBERT M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,300 |
| 2024-08-09 | AFRICK ANDREW |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,300 |
| 2024-08-09 | Lotfi Ashraf Wagih |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,300 |
| 2024-08-09 | Waldman Lawrence |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,300 |
| 2024-08-09 | Wasser Debra Ann |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates. |
Common Stock
|
11,300 |
| 2024-05-28 | AFRICK ANDREW |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest on June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates. |
Common Stock
|
827 |
| 2024-04-02 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.95 to $5.13, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
46,306 |
| 2024-04-01 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.68 to $5.05, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
171,248 |
| 2023-12-01 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.57 to $4.85, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
53,551 |
| 2023-11-30 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.22 to $4.75, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
42,659 |
| 2023-11-16 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.51 to $5.62, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
62,000 |
| 2023-11-15 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.75, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
85,837 |
| 2023-08-22 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.98 to $7.05, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
12,195 |
| 2023-08-21 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
11,008 |
| 2023-08-21 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
21,707 |
| 2023-07-13 | GUNTHER CONRAD J JR |
Chief Lending Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Company's 2022 Share Incentive Plan and are fully vested on the date of issuance. |
Common Stock
|
2,915 |
| 2023-07-13 | BRILL DR ROBERT M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest 25% at each quarter end, September 30, 2023, December 31,2023, March 31, 2024 and June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates. |
Common Stock
|
5,831 |
| 2023-07-13 | Waldman Lawrence |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Company's 2022 Share Incentive Plan and fully vested on the date of issuance. |
Common Stock
|
2,915 |
| 2023-07-13 | NIELSEN RAYMOND A |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest 25% at each quarter end, September 30, 2023, December 31,2023, March 31, 2024 and June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates. |
Common Stock
|
5,831 |
| 2023-07-13 | NIELSEN RAYMOND A |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Company's 2022 Share Incentive Plan and fully vested on the date of issuance. |
Common Stock
|
2,915 |
| 2023-07-13 | BRILL DR ROBERT M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Company's 2022 Share Incentive Plan and are fully vested on the date of issuance. |
Common Stock
|
2,915 |
| 2023-07-13 | Waldman Lawrence |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest 25% at each quarter end, September 30, 2023, December 31, 2023, March 31, 2024 and June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates. |
Common Stock
|
5,831 |
| 2023-03-23 | Cheesman Warren David |
Vice President-Manufacturing |
Award↑
Filing footnotes — Options to purchase Common Stock (Direct)
The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023 |
Options to purchase Common Stock
|
15,000 |
| 2023-03-23 | LAKIOS EMMANUEL N |
Director, President and CEO |
Award↑
Filing footnotes — Options to purchase Common Stock (Direct)
The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023. |
Options to purchase Common Stock
|
75,000 |
| 2023-03-23 | Brogan Jeffrey Alan |
VP Sales & Marketing |
Award↑
Filing footnotes — Options to purchase Common Stock (Direct)
The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023 |
Options to purchase Common Stock
|
15,000 |
| 2023-03-23 | Shatalov Maxim S. |
Vice President - Engineering |
Award↑
Filing footnotes — Options to purchase Common Stock (Direct)
The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023 |
Options to purchase Common Stock
|
15,000 |
| 2023-03-23 | COLLINS KEVIN RICHARD |
Vice President and GM of SDC |
Award↑
Filing footnotes — Options to purchase Common Stock (Direct)
The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023 |
Options to purchase Common Stock
|
15,000 |
| 2023-03-23 | Catalano Richard Andrew |
VP & Chief Financial Officer |
Award↑
Filing footnotes — Options to purchase Common Stock (Direct)
The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023. |
Options to purchase Common Stock
|
25,000 |
| 2023-01-09 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.81 to $6.04, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 787,877 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 787,877 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
22,310 |
| 2023-01-06 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.59 to $5.65, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 765,567 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 765,567 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
13,500 |
| 2022-12-06 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 752,067 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 752,067 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
4,457 |
| 2022-12-05 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.42 to $5.50, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 747,610 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 747,610 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
17,300 |
| 2022-10-28 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.04 to $6.15, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 730,310 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 730,310 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
8,524 |
| 2022-10-27 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.56 to $5.98, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 721,786 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 721,786 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
21,948 |
| 2022-09-23 | AFRICK ANDREW |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.55 to $4.64, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 699,838 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 699,838 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
Common Stock
(I)
|
14,000 |
| 2022-08-17 | COLLINS KEVIN RICHARD |
Vice President and GM of SDC |
Award↑
Filing footnotes — Options to purchase common stock (Direct)
The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of August 17, 2022. |
Options to purchase common stock
|
15,000 |
| 2022-08-17 | Waldman Lawrence |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common Stock issued pursuant to the Corporations 2016 share incentive plan, vest 4,000 shares on Aug. 17, 2022 and December 31, 2022, provided that such individual is still serving as a Director as of the vesting date. |
Common Stock
|
8,000 |
| 2022-08-17 | NIELSEN RAYMOND A |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Corporations 2016 share incentive plan, vest 4,000 shares on Aug. 17, 2022 and December 31, 2022, provided that such individual is still serving as a Director as of the vesting date. |
Common Stock
|
8,000 |
| 2022-08-17 | LAKIOS EMMANUEL N |
Director, President and CEO |
Award↑
Filing footnotes — Options to purchase common stock (Direct)
The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of August 17, 2022. |
Options to purchase common stock
|
75,000 |
| 2022-08-17 | Shatalov Maxim S. |
Vice President - Engineering |
Award↑
Filing footnotes — Options to purchase common stock (Direct)
The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of August 17, 2022. |
Options to purchase common stock
|
15,000 |
| 2022-08-17 | BRILL DR ROBERT M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common Stock issued pursuant to the Corporations 2016 share incentive plan, vest 4,000 shares on August 17, 2022 and December 31, 2022, provided that such individual is still serving as a Director as of the vesting date. |
Common Stock
|
8,000 |