DFLI · Dragonfly Energy Holdings Corp. · Shareholders & Ownership

$2.25 -0.11 (-4.66%) At close · Oct 28 Q2 2026 earnings call transcript

Market Cap

$4.42M

1.87M

Volume · Oct 28 179.65K Avg daily vol (13 sessions) 77.89K

Every disclosed holder of DFLI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns DFLI

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	40	1,829,601	97.72%	Yes
Insiders (Forms 3, 4, 5)	0	0	0.00%	No
13D/G-only blocks	3	202,981	10.84%	Yes
Remaining	—	160,232	-8.56%	Negative
Registered funds (N-PORT, not summed)	7	52,672	2.81%	No

Shares outstanding: 1,872,350, the issuer's latest cover-page count restated onto today's split basis.

Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.

Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of DFLI

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	MMCAP International Inc. SPC 13F CIK 1304857 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	675,000	36.05%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
2	TORONTO DOMINION BANK 13F CIK 947263 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	231,824	12.38%	-100	Jun 30, 2026	carried, not yet filed for the newest quarter
3	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	228,943	12.23%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
4	RIVERNORTH CAPITAL MANAGEMENT, LLC 13F CIK 1447578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	187,500	10.01%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
5	Eastward Fund Management, LLC 13G CIK 2149761 · Unknown · Jul 31, 2026 Rule 13d-1(c), passive investor	179,063	9.56%	—	Jul 31, 2026	Rule 13d-1(c), passive investor
5.1	Eastward Fund Management, LLC Insider CIK 2149761 · Jul 31, 2026 10% Owner, issuer-wide, not summed	179,063	9.56%	—	Jul 31, 2026	10% Owner, issuer-wide, not summed
6	ARISTEIA CAPITAL, L.L.C. 13F CIK 1080171 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	97,524	5.21%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Clear Street Group Inc. 13F CIK 1881567 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	80,312	4.29%	-100	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Alyeska Investment Group, L.P. 13F CIK 1453072 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	62,500	3.34%	+31,216	Jun 30, 2026	carried, not yet filed for the newest quarter
8.1	Alyeska Investment Group, L.P. 13G CIK 1453072 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	62,500	3.34%	-31,284	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
9	Context Capital Management, LLC 13F CIK 1301396 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	50,700	2.71%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
10	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	44,278	2.36%	+30,988	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Mint Tower Capital Management B.V. 13F CIK 1666606 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	37,500	2.00%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
12	SkyView Investment Advisors, LLC 13F CIK 1848237 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	31,250	1.67%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
13	StoneX Group Inc. 13F CIK 913760 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	28,203	1.51%	+16,921	Jun 30, 2026	carried, not yet filed for the newest quarter
14	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	25,602	1.37%	—	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
15	Phares Denis Insider CIK 1946222 · Apr 12, 2026 Director, CEO, Interim CFO & President, issuer-wide, not summed	22,636	1.21%	-419	Apr 12, 2026	Director, CEO, Interim CFO & President, issuer-wide, not summed
15.1	Denis Phares 13D CIK 1946222 · Unknown · Jul 31, 2025 Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands	22,529	1.20%	0	Jul 31, 2025
16	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	13,290	0.71%	0	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
17	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	13,035	0.70%	-1,411	Jun 30, 2026	carried, not yet filed for the newest quarter
18	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	10,434	0.56%	+10,434	Jun 30, 2026	carried, not yet filed for the newest quarter
19	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,221	0.49%	+9,221	Jun 30, 2026	carried, not yet filed for the newest quarter
20	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 Classes DFLI, DFLIW, carried, not yet filed for the newest quarter	8,861	0.47%	-13,366	Jun 30, 2026	Classes DFLI, DFLIW, carried, not yet filed for the newest quarter
21	Cygnus Capital Advisors, LLC 13F CIK 2114319 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,824	0.42%	+4,430	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	7,787	0.42%	+990	Aug 31, 2026	Fidelity Concord Street Trust, not summed
23	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	6,080	0.32%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
24	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	3,782	0.20%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
25	KFG WEALTH MANAGEMENT, LLC 13F CIK 1919344 · Registered investment adviser · Sep 30, 2026	3,512	0.19%	0	Sep 30, 2026
26	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,748	0.15%	+641	Jun 30, 2026	carried, not yet filed for the newest quarter
27	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,165	0.12%	+2,165	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	2,143	0.11%	0	Aug 31, 2026	Fidelity Concord Street Trust, not summed
29	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,827	0.10%	+1,827	Jun 30, 2026	carried, not yet filed for the newest quarter
30	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,795	0.10%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Fidelity Series Total Market Index Fund Fund S000065248 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	1,780	0.10%	0	Aug 31, 2026	Fidelity Concord Street Trust, not summed
32	CVI Investments, Inc. 13G CIK 1649553 · Unknown · Sep 30, 2025 Rule 13d-1(c), passive investor	1,389	0.07%	-46,111	Sep 30, 2025	Rule 13d-1(c), passive investor
33	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,330	0.07%	+1,330	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Lutz Lukas Insider CIK 2132349 · Jun 18, 2026 Director, issuer-wide, not summed	1,250	0.07%	—	Jun 18, 2026	Director, issuer-wide, not summed
35	Fidelity Nasdaq Composite Index Fund Fund S000055366 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	1,149	0.06%	+371	Aug 31, 2026	Fidelity Concord Street Trust, not summed
36	Ingargiola Luisa Insider CIK 1447277 · Mar 15, 2026 Director, issuer-wide, not summed	970	0.05%	+620	Mar 15, 2026	Director, issuer-wide, not summed
37	Dimensional US Core Equity 1 ETF Fund S000081780 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	921	0.05%	—	Jul 31, 2026	Dimensional ETF Trust, not summed
38	Boyle Howarth Perry Jr. Insider CIK 1851017 · Mar 15, 2026 Director, issuer-wide, not summed	906	0.05%	+525	Mar 15, 2026	Director, issuer-wide, not summed
39	Nelson Brian James Insider CIK 1949753 · Mar 15, 2026 Director, issuer-wide, not summed	876	0.05%	+526	Mar 15, 2026	Director, issuer-wide, not summed
40	Vanguard Global Advisers, LLC 13F CIK 1811242 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	616	0.03%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Tower Research Capital LLC (TRC) 13F CIK 1533421 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	393	0.02%	-204	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Seaburg Wade Insider CIK 1996350 · Apr 12, 2026 Chief Commercial Officer, issuer-wide, not summed	291	0.02%	-139	Apr 12, 2026	Chief Commercial Officer, issuer-wide, not summed
43	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	276	0.01%	+275	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Singh Vickram Insider CIK 2054402 · Feb 1, 2025 Chief Operating Officer, issuer-wide, not summed	240	0.01%	—	Feb 1, 2025	Chief Operating Officer, issuer-wide, not summed
45	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	116	0.01%	+12	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Bourns Tyler Insider CIK 1947374 · Apr 12, 2026 Chief Marketing Officer, issuer-wide, not summed	99	0.01%	-65	Apr 12, 2026	Chief Marketing Officer, issuer-wide, not summed
47	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	28	0.00%	-1	Jun 30, 2026	carried, not yet filed for the newest quarter
48	CoreCap Advisors, LLC 13F CIK 1902501 · Registered investment adviser · Sep 30, 2026	14	0.00%	0	Sep 30, 2026
49	JONES FINANCIAL COMPANIES LLLP 13F CIK 815917 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	6	0.00%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
50	GK Wealth Management LLC 13F CIK 2069222 · Unknown · Sep 30, 2026	2	0.00%	+2	Sep 30, 2026

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 52 holders

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Key facts CIK 1847986 CUSIP 26145B403 13F (30d) 3 filings 3 filers Visit website Investor relations