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DIAX · Nuveen Dow 30sm Dynamic Overwrite Fund · Holdings

Track DIAX — free
Market Cap
$512.77M
Shares
36.37M
Volume — Avg daily vol (3M) —

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.
Holders: 3
Total Value: $0
Total Shares: 55,280

Institutional Ownership Trend

25 quarters

Who Holds DIAX

Last 8 quarters through Mar 31, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Mar 31, 2026: 3 filers, like-for-like change -99.6%; actively managed books -99.5%; index-like books -100.0%.

Holder type Share Filers Change
Registered adviser 94.2% 2 -98.9%
Exempt adviser 0.0% 0 -100.0%
Adviser 0.0% 0 -100.0%
Bank 0.0% 0 -100.0%
Broker-dealer 0.0% 0 -100.0%
Holding company 0.0% 0 -100.0%
Unknown 5.8% 1 -99.8%
How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F.

Quarterly Activity

vs Dec 31, 2025
New
0
Increased
0
Decreased
1
Sold Out
116
Unchanged
2

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -119
Institutional value: —
Shares held: -99.6%

Top Buyers

vs Dec 31, 2025
No qualifying movers this quarter.

Top Sellers

vs Dec 31, 2025
Institution Sold Now Holds Open

Top New Positions

vs Dec 31, 2025
No new positions this quarter.

Top Sold-Out Positions

vs Dec 31, 2025
Institution Previously Held Last Value (USD) Open
Showing 3 of 3
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Holder Value (USD) % of 13F Shares Open
Key facts CIK 1608742 CUSIP 67075F105 Investor relations