DIAX · Nuveen Dow 30sm Dynamic Overwrite Fund · Shareholders & Ownership
Every disclosed holder of DIAX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns DIAX
13F quarter Mar 31, 2026No chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 55,280 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 1,714,958 | — |
| Registered funds (N-PORT, not summed) | 0 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of DIAX
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
First Trust Portfolios L.P.
13G
CIK 1184765 · Unknown · Dec 31, 2025
Rule 13d-1(b), qualified institution
|
1,714,958 | ||
| 2 |
Formidable Asset Management, LLC
13F
CIK 1592613 · Registered investment adviser · Mar 31, 2026
|
37,371 | ||
| 3 |
Stolper Co
13F
CIK 1808195 · Registered investment adviser · Mar 31, 2026
|
14,709 | ||
| 4 |
PRIVATE TRUST CO NA
13F
CIK 1277557 · Unknown · Mar 31, 2026
|
3,200 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.