FLUX · Flux Power Holdings, Inc. · Holdings
$0.60
+0.01 (+1.95%)
At close · Sep 8
Going-concern doubt
— flagged Aug 20, 2026
Substantial doubt about the company's ability to continue as a going concern.
“The accompanying consolidated financial statements have been prepared assuming that the Company will continue as a going concern. As discussed in Note 2 to the consolidated financial statements, the Company has recurring losses from operations, an accumulated deficit, expects to incur losses for the foreseeable future and requires additional working capital to achieve its operating plans. These conditions raise substantial doubt about the Company’s ability to continue as a going concern. Management’s plans regarding these matters are also described in Note 2 to the consolidated financial statements. The consolidated financial statements do not include any adjustments that might result from the outcome of this uncertainty.”View the 10-K filed Aug 20, 2026
Market Cap
$12.72M
Shares
21.62M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 32
Total Value: $4,800,088
Total Shares: 5,589,213
Institutional Ownership Trend
24 quarters
Holder Concentration
Across 32 13F filers · Δ vs Mar 31, 2026Top Holder
53.1%
+4.5 pts
Top 5
82.8%
+5.3 pts
Top 10
94.4%
+2.9 pts
HHI
3,113
Highly concentrated+464
Quarterly Activity
vs Mar 31, 2026
New
3
Increased
8
Decreased
6
Sold Out
5
Unchanged
15
Holder count:
-2
Institutional value:
-23.8%
Shares held:
-5.7%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Small Formidable Asset Management, LLC | +85,680 | 2,947,682 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | +54,883 | 89,067 | |
| Mid SIMPLEX TRADING, LLC | +13,069 | 63,756 | |
| Mega UBS Group AG | +9,276 | 24,654 | |
| Mega NORTHERN TRUST CORP | +4,896 | 28,587 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mid XTX Topco Ltd | −70,042 | 21,425 | |
| Mega CITADEL ADVISORS LLC | −24,800 | 218,800 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | −22,934 | 177,837 | |
| Mid Centiva Capital, LP | −22,724 | 43,477 | |
| Mid GROUP ONE TRADING LLC | −1,200 | 10,912 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Large JONES FINANCIAL COMPANIES LLLP | 100 | $86 | |
| Mega BARCLAYS PLC | 71 | $61 | |
| Mega FMR LLC | 21 | $18 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Large PEAK6 LLC | 275,000 | $294,250 | |
| Small JGP Wealth Management, LLC | 39,000 | $41,730 | |
| Mega TWO SIGMA INVESTMENTS, LP | 35,896 | $38,408 | |
| Mega LPL Financial LLC | 13,108 | $14,025 | |
| Mega CITIGROUP INC | 7,702 | $8,241 |
Key facts
CIK
1083743
CUSIP
344057302
13F (30d)
21 filings
21 filers
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