GANX · Gain Therapeutics, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“Our projected cash outflows for the upcoming periods raise substantial doubt about our ability to continue as a going concern for at least 12 months from the issuance of the financial statements included elsewhere in this Quarterly Report.”View the 10-Q filed Aug 11, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-15 | Nicaise Claude |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2026-07-15 | Islam Khalid |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2026-07-15 | Riley Jeffrey Scott |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2026-07-15 | HASLER HANS PETER |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2026-07-15 | GOLDSTEIN DOV A MD |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2026-07-15 | Melincoff Gwen A |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
25,000 |
| 2026-03-24 | Fuggetta Gianluca |
See Remark |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The shares underlying the option shall vest 25% on March 24, 2027, and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Employee Stock Option (right to buy)
|
50,000 |
| 2026-03-24 | Mack Gene |
Director, CEO, President |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The shares underlying the option shall vest as to 25% on March 24, 2027, and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Employee Stock Option (right to buy)
|
200,000 |
| 2025-06-24 | Nicaise Claude |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2025-06-24 | GOLDSTEIN DOV A MD |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2025-06-24 | Islam Khalid |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2025-06-24 | RICHMAN ERIC I |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2025-06-24 | HASLER HANS PETER |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2025-06-24 | Riley Jeffrey Scott |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2025-06-24 | Melincoff Gwen A |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2025-03-20 | Fuggetta Gianluca |
See Remark |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The shares underlying the option shall vest 25% on March 20, 2026, and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Employee Stock Option (right to buy)
|
50,000 |
| 2025-03-20 | Mack Gene |
Director, CEO, President |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The shares underlying the option shall vest as to 25% on March 20, 2026, and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Employee Stock Option (right to buy)
|
200,000 |
| 2025-01-06 | Mack Gene |
Director, CEO, President |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The shares underlying the option shall vest as to 25% on January 6, 2026 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Stock Option (right to buy)
|
271,325 |
| 2024-08-09 | Islam Khalid |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.9814 to $1.00 per share, inclusive. The reporting person undertakes to provide to Gain Therapeutics, Inc., any security holder of Gain Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
Common Stock
|
50,000 |
| 2024-08-09 | Mack Gene |
Director, CEO, President |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.98 to $1.07 per share, inclusive. The reporting person undertakes to provide to Gain Therapeutics, Inc., any security holder of Gain Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
Common Stock
|
14,400 |
| 2024-07-01 | RICHMAN ERIC I |
Director |
Buy↑
|
Common Stock
|
12,000 |
| 2024-07-01 | RICHMAN ERIC I |
Director |
Buy↑
|
Common Stock
|
5,000 |
| 2024-06-24 | GOLDSTEIN DOV A MD |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2024-06-24 | Nicaise Claude |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2024-06-24 | HASLER HANS PETER |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2024-06-24 | RICHMAN ERIC I |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2024-06-24 | Islam Khalid |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2024-06-24 | Riley Jeffrey Scott |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2024-06-24 | Melincoff Gwen A |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. |
Stock Option (right to buy)
|
15,000 |
| 2024-04-08 | Mack Gene |
Director, CEO, President |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The shares underlying the option shall vest 25% on April 8, 2025 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Employee Stock Option (right to buy)
|
200,000 |
| 2024-03-28 | Riley Jeffrey Scott |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.7098 to $3.924, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Common Stock
|
30,000 |
| 2024-03-26 | Alder Matthias |
Director, Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. The RSUs vested 25% on the one-year anniversary of the grant date and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
18,750 |
| 2024-03-26 | Alder Matthias |
Director, Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. |
Common Stock
|
637 |
| 2024-03-26 | Alder Matthias |
Director, Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. The RSUs vested 25% on the one-year anniversary of the grant date and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
637 |
| 2024-03-26 | Alder Matthias |
Director, Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. |
Common Stock
|
18,750 |
| 2024-03-26 | Alder Matthias |
Director, Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. The RSUs vested 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
825 |
| 2024-03-26 | Alder Matthias |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of the RSUs. This is not an open market sale of securities. |
Common Stock
|
6,085 |
| 2024-03-26 | Alder Matthias |
Director, Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. |
Common Stock
|
825 |
| 2024-03-21 | Alder Matthias |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The shares underlying the option shall vest 25% on March 21, 2025 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Employee Stock Option (right to buy)
|
370,000 |
| 2024-03-21 | Fuggetta Gianluca |
See Remark |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The shares underlying the option shall vest 25% on March 21, 2025 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Employee Stock Option (right to buy)
|
50,000 |
| 2023-12-21 | Alder Matthias |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4602 to $2.485 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
206 |
| 2023-12-20 | Alder Matthias |
Director, Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. The RSUs vested 25% on September 20, 2023 and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
637 |
| 2023-12-20 | Alder Matthias |
Director, Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. |
Common Stock
|
637 |
| 2023-12-07 | Alder Matthias |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf. The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.48 to $2.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote. |
Common Stock
|
1,820 |
| 2023-10-01 | Alder Matthias |
Director, Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. |
Common Stock
|
825 |
| 2023-10-01 | Alder Matthias |
Director, Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. The RSUs vested 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
825 |
| 2023-09-20 | Alder Matthias |
Director, Chief Executive Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. The RSUs vested 25% on September 20, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Restricted Stock Units
|
2,550 |
| 2023-09-20 | RICHMAN ERIC I |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. The RSUs vested fully on September 20, 2023. |
Restricted Stock Units
|
54,900 |
| 2023-09-20 | Alder Matthias |
Director, Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. |
Common Stock
|
2,550 |
| 2023-09-20 | RICHMAN ERIC I |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. |
Common Stock
|
54,900 |