Hewlett Packard Enterprise Co 10-Q for FY2023 Q1

Hewlett Packard Enterprise Co (HPE)

10-Q 2023-03-07 For: 2023-01-31

Added on April 08, 2026

About this 10-Q

Hewlett Packard Enterprise Co filed this 10-Q on March 7, 2023, covering the quarter ended January 31, 2023 (FY2023 Q1).

Headline figures

Quarter ended January 31, 2023, as reported in this filing, compared with the same period a year earlier where the filing states it.

Revenue: $7.81B; up 12.2% from $6.96B a year earlier
Net income: $501M; down 2.3% from net income of $513M a year earlier
Diluted EPS: $0.38; down 2.6% from $0.39 a year earlier

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Delaware						47-3298624
(State or other jurisdiction of incorporation or organization)						(I.R.S. employer identification no.)


			Page
Forward-Looking Statements			3
Part I.	Financial Information
	Item 1.	Financial Statements (U naudited)	4
	Item 2.	Management's Discussion and Analysis of Financial Condition and Results of Operations	35
	Item 3.	Quantitative and Qualitative Disclosures About Market Risk	53
	Item 4.	Controls and Procedures	53
Part II.	Other Information
	Item 1.	Legal Proceedings	53
	Item 1A.	Risk Factors	53
	Item 2.	Unregistered Sales of Equity Securities and Use of Proceeds	53
	Item 5.	Other Information	54
	Item 6.	Exhibits	54
Exhibit Index			55
Signature			60


			Page
Condensed Consolidated Statements of Earnings for the three months ended January 31, 202 3 and 202 2 (Unaudited)			5

Condensed Consolidated Statements of Comprehensive Income for the three months ended J anuary 31, 202 3 and 202 2 (Unaudited)			6

Condensed Consolidated Balance Sheets as of J anuary 31, 202 3 (Unaudited) and October 31, 202 2 (Audited)			7

Condensed Consolidated Statements of Cash Flows for the three months ended J anuary 31, 202 3 and 202 2 (Unaudited)			8

Condensed Consolidated Statements of Stockholders' Equity for the three months ended J anuary 31, 202 3 and 202 2 (Unaudited)			9

Notes to Condensed Consolidated Financial Statements (Unaudited)			10

Note 1: Overview and Summary of Significant Accounting Policies			10

Note 2: Segment Information			11

Note 3: Transformation Programs			14

Note 4: Retirement Benefit Plans			16

Note 5: Taxes on Earnings			16

Note 6: Balance Sheet Details			17

Note 7: Accounting for Leases as a Lessor			19

Note 8: Goodwill			22

Note 9: Fair Value			23

Note 10: Financial Instruments			25

Note 11: Borrowings			28

Note 12: Stockholders' Equity			29

Note 13: Net Earnings Per Share			30

Note 14: Litigation , Contingencies , and Commitments			30

Note 15: E quity Method Investment s			34

Note 1 6 : Subsequent Events			34


	For the three months ended January 31,
	2023		2022
	In millions, except per share amounts
Net revenue:
Products	$	5,114	$	4,243
Services	2,572		2,596
Financing income	123		122
Total net revenue	7,809		6,961
Costs and expenses:
Cost of products	3,460		3,016
Cost of services	1,613		1,555
Financing cost	78		46
Research and development	623		504
Selling, general and administrative	1,257		1,201
Amortization of intangible assets	73		73

Transformation costs	102		111
Disaster charges (recovery)	1		(1)
Acquisition, disposition and other related charges	11		8
Total costs and expenses	7,218		6,513
Earnings from operations	591		448
Interest and other, net	(25)		(5)
Tax indemnification and related adjustments	(1)		(17)
Non-service net periodic benefit credit	—		36
Earnings from equity interests	58		31
Earnings before (provision) benefit for taxes	623		493
(Provision) benefit for taxes	(122)		20
Net earnings	$	501	$	513
Net earnings per share:
Basic	$	0.39	$	0.39
Diluted	$	0.38	$	0.39

Weighted-average shares used to compute net earnings per share:
Basic	1,298		1,304
Diluted	1,315		1,325


	For the three months ended January 31,
	2023		2022
	In millions
Net earnings	$	501	$	513
Other comprehensive (loss) income before taxes:
Change in net unrealized gains (losses) on available-for-sale securities:
Net unrealized gains (losses) arising during the period	5		(1)

	5		(1)
Change in net unrealized (losses) gains on cash flow hedges:
Net unrealized (losses) gains arising during the period	(518)		215
Net losses (gains) reclassified into earnings	247		(201)
	(271)		14
Change in unrealized components of defined benefit plans:
Net unrealized gains arising during the period	—		6
Amortization of net actuarial loss and prior service benefit	35		41
Curtailments, settlements and other	—		1
	35		48
Change in cumulative translation adjustment	20		(11)
Other comprehensive (loss) income before taxes	(211)		50
Benefit (provision) for taxes	53		(13)
Other comprehensive (loss) income, net of taxes	(158)		37
Comprehensive income	$	343	$	550


(Mark One)
☒						QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


☐						TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to


	As of
	January 31, 2023		October 31, 2022
	(Unaudited)		(Audited)
	In millions, except par value
ASSETS
Current assets:
Cash and cash equivalents	$	2,530	$	4,163
Accounts receivable, net of allowances	4,201		4,101
Financing receivables, net of allowances	3,726		3,522
Inventory	4,644		5,161

Other current assets	3,133		3,559
Total current assets	18,234		20,506
Property, plant and equipment	5,990		5,784
Long-term financing receivables and other assets	11,046		10,537
Investments in equity interests	2,225		2,160
Goodwill	17,421		17,403
Intangible assets	675		733
Total assets	$	55,591	$	57,123
LIABILITIES AND STOCKHOLDERS' EQUITY
Current liabilities:
Notes payable and short-term borrowings	$	5,349	$	4,612
Accounts payable	6,535		8,717
Employee compensation and benefits	1,284		1,401
Taxes on earnings	210		176
Deferred revenue	3,533		3,451
Accrued restructuring	185		192
Other accrued liabilities	4,380		4,625
Total current liabilities	21,476		23,174
Long-term debt	7,577		7,853
Other non-current liabilities	6,475		6,187
Commitments and contingencies
Stockholders' equity
HPE stockholders' equity:

Common stock, $0.01 par value (9,600 shares authorized; 1,297 and 1,281 shares issued and outstanding at January 31, 2023 and October 31, 2022, respectively)	13		13
Additional paid-in capital	28,259		28,299
Accumulated deficit	(5,005)		(5,350)
Accumulated other comprehensive loss	(3,256)		(3,098)
Total HPE stockholders' equity	20,011		19,864
Non-controlling interests	52		45
Total stockholders' equity	20,063		19,909
Total liabilities and stockholders' equity	$	55,591	$	57,123


	Common Stock
For the three months ended January 31, 2023	Number of Shares	Par Value		Additional Paid-in Capital		Accumulated Deficit		Accumulated Other Comprehensive Loss		Equity Attributable to the Company		Non- controlling Interests		Total Equity
	In millions, except number of shares in thousands
Balance at October 31, 2022	1,281,037	$	13	$	28,299	$	(5,350)	$	(3,098)	$	19,864	$	45	$	19,909
Net earnings						501				501		7		508
Other comprehensive loss								(158)		(158)				(158)
Comprehensive income										343		7		350
Stock-based compensation expense				140						140				140
Tax withholding related to vesting of employee stock plans				(134)						(134)				(134)
Issuance of common stock in connection with employee stock plans and other	20,352			24						24				24
Repurchases of common stock	(4,505)			(70)						(70)				(70)
Cash dividends declared ($0.12 per share)						(156)				(156)				(156)

Balance at January 31, 2023	1,296,884	$	13	$	28,259	$	(5,005)	$	(3,256)	$	20,011	$	52	$	20,063


	Compute		HPC & AI		Storage		Intelligent Edge		Financial Services		Corporate Investments and Other		Total
	In millions
Three months ended January 31, 2023
Net revenue	$	3,367	$	993	$	1,168	$	1,121	$	867	$	293	$	7,809
Intersegment net revenue	89		63		19		6		6		—		183
Total segment net revenue	$	3,456	$	1,056	$	1,187	$	1,127	$	873	$	293	$	7,992
Segment earnings (loss) from operations	$	609	$	1	$	142	$	247	$	82	$	(55)	$	1,026
Three months ended January 31, 2022
Net revenue	$	3,004	$	776	$	1,116	$	900	$	840	$	325	$	6,961
Intersegment net revenue	40		14		12		1		2		—		69
Total segment net revenue	$	3,044	$	790	$	1,128	$	901	$	842	$	325	$	7,030
Segment earnings (loss) from operations	$	427	$	(7)	$	157	$	157	$	104	$	(11)	$	827


	Cost Optimization and Prioritization Plan				HPE Next Plan
	Employee Severance		Infrastructure and other		Employee Severance		Infrastructure and other
	In millions
Liability as of October 31, 2022	$	185	$	122	$	11	$	25
Charges	53		18		—		1
Cash payments	(71)		(18)		(4)		(2)
Non-cash items	12		1		1		—
Liability as of January 31, 2023	$	179	$	123	$	8	$	24
Total costs incurred to date, as of January 31, 2023	$	698	$	501	$	1,261	$	261
Total expected costs to be incurred as of January 31, 2023	$	750	$	550	$	1,261	$	265


	For the three months ended January 31, 2023
	In millions
Balance at beginning of period	$	360
Charges	47
Adjustments related to pre-existing warranties	(2)
Settlements made	(50)
Balance at end of period	$	355


	As of January 31, 2023
	Risk Rating
	Low		Moderate		High
Fiscal Year	In millions
2023	$	352	$	215	$	5
2022	2,273		1,427		48
2021	1,279		1,004		44
2020	662		515		64
2019 and prior	331		485		155
Total	$	4,897	$	3,646	$	316


	As of October 31, 2022
	Risk Rating
	Low		Moderate		High
Fiscal Year	In millions
2022	$	1,987	$	1,277	$	44
2021	1,338		1,071		42
2020	756		571		67
2019	328		336		69
2018 and prior	143		234		96
Total	$	4,552	$	3,489	$	318


	As of January 31, 2023								As of October 31, 2022
	Fair Value Measured Using								Fair Value Measured Using
	Quoted Prices in Active Markets for Identical Assets (Level 1)		Significant Other Observable Remaining Inputs (Level 2)		Significant Other Unobservable Remaining Inputs (Level 3)		Total		Quoted Prices in Active Markets for Identical Assets (Level 1)		Significant Other Observable Remaining Inputs (Level 2)		Significant Other Unobservable Remaining Inputs (Level 3)		Total
	In millions
Assets
Cash Equivalents and Investments:
Time deposits	$	—	$	631	$	—	$	631	$	—	$	1,516	$	—	$	1,516
Money market funds	501		—		—		501		744		—		—		744
Equity securities	—		—		126		126		—		—		126		126
Foreign bonds	—		104		—		104		—		91		—		91
Other debt securities	—		—		33		33		—		—		33		33
Derivative Instruments:

Foreign exchange contracts	—		276		—		276		—		840		—		840
Other derivatives	—		6		—		6		—		2		—		2
Total assets	$	501	$	1,017	$	159	$	1,677	$	744	$	2,449	$	159	$	3,352
Liabilities
Derivative Instruments:
Interest rate contracts	$	—	$	137	$	—	$	137	$	—	$	178	$	—	$	178
Foreign exchange contracts	—		329		—		329		—		128		—		128
Other derivatives	—		—		—		—		—		1		—		1
Total liabilities	$	—	$	466	$	—	$	466	$	—	$	307	$	—	$	307


Commission file number			001-37483


	For the three months ended January 31,
	2023		2022
	In millions
Americas:
United States	$	2,885	$	2,318
Americas excluding U.S.	569		461
Total Americas	3,454		2,779
Europe, Middle East and Africa	2,680		2,556
Asia Pacific and Japan	1,675		1,626
Total consolidated net revenue	$	7,809	$	6,961


	As of
	January 31, 2023		October 31, 2022
	In millions
Land	$	74	$	74
Buildings and leasehold improvements	1,524		1,503
Machinery and equipment, including equipment held for lease	10,075		9,729

Gross property, plant and equipment	11,673		11,306
Accumulated depreciation	(5,683)		(5,522)
Net property, plant and equipment	$	5,990	$	5,784


	As of
	January 31, 2023		October 31, 2022
	In millions
Minimum lease payments receivable	$	9,256	$	8,686
Unguaranteed residual value	407		380
Unearned income	(804)		(707)
Financing receivables, gross	8,859		8,359
Allowance for credit losses	(333)		(325)
Financing receivables, net	8,526		8,034
Less: current portion	(3,726)		(3,522)
Amounts due after one year, net	$	4,800	$	4,512


	As of January 31, 2023				As of October 31, 2022
	Cost		Gross Unrealized Gains		Fair Value		Cost		Gross Unrealized Gains (Losses)		Fair Value
	In millions
Cash Equivalents:
Time deposits	$	631	$	—	$	631	$	1,516	$	—	$	1,516
Money market funds	501		—		501		744		—		744
Total cash equivalents	1,132		—		1,132		2,260		—		2,260
Available-for-Sale Debt Investments:

Foreign bonds	102		2		104		93		(2)		91
Other debt securities	31		2		33		32		1		33
Total available-for-sale debt investments	133		4		137		125		(1)		124
Total cash equivalents and available-for-sale debt investments	$	1,265	$	4	$	1,269	$	2,385	$	(1)	$	2,384


	As of January 31, 2023
	Amortized Cost		Fair Value
	In millions
Due in one year	$	19	$	19

Due in more than five years	114		118
Total	$	133	$	137


	As of January 31, 2023
	In the Condensed Consolidated Balance Sheets
	(i)		(ii)		(iii) = (i)–(ii)		(iv)		(v)			(vi) = (iii)–(iv)–(v)
							Gross Amounts Not Offset
	Gross Amount Recognized		Gross Amount Offset		Net Amount Presented		Derivatives		Financial Collateral			Net Amount
	In millions
Derivative assets	$	282	$	—	$	282	$	128	$	140	(1)	$	14
Derivative liabilities	$	466	$	—	$	466	$	128	$	319	(2)	$	19


	Carrying amount of the hedged liabilities				Cumulative amount of fair value hedging adjustment included in the carrying amount of the hedged assets/ (liabilities)
	As of				As of
	January 31, 2023		October 31, 2022		January 31, 2023		October 31, 2022
	In millions				In millions

Long-term debt	$	(2,358)	$	(2,317)	$	137	$	178


	Gains (Losses) Recognized in OCI on Derivatives
	For the three months ended January 31,
	2023		2022
	In millions
Derivatives in Cash Flow Hedging relationship
Foreign exchange contracts	$	(518)	$	215

Derivatives in Net Investment Hedging relationship
Foreign exchange contracts	(107)		11
Total	$	(625)	$	226


	Gains (Losses) Recognized in Income
	For the three months ended January 31,
	2023				2022
	Net revenue		Interest and other, net		Net revenue		Interest and other, net
	In millions
Total amounts of income and expense line items presented in the Condensed Consolidated Statements of Earnings in which the effects of fair value hedges, cash flow hedges and derivatives not designated as hedging instruments are recorded	$	7,809	$	(25)	$	6,961	$	(5)
Gains (losses) on derivatives in fair value hedging relationships
Interest rate contracts
Hedged items	—		(41)		—		54
Derivatives designated as hedging instruments	—		41		—		(54)
Gains (losses) on derivatives in cash flow hedging relationships
Foreign exchange contracts
Amount of gains (losses) reclassified from accumulated other comprehensive income into income	50		(297)		65		136


Gains (losses) on derivatives not designated as hedging instruments
Foreign exchange contracts	—		(194)		—		(40)
Other derivatives	—		—		—		(9)
Total gains (losses)	$	50	$	(491)	$	65	$	87


	Net unrealized gains (losses) on available-for-sale securities		Net unrealized gains (losses) on cash flow hedges		Unrealized components of defined benefit plans		Cumulative translation adjustment		Accumulated other comprehensive loss
	In millions
Balance at beginning of period	$	(1)	$	109	$	(2,596)	$	(610)	$	(3,098)

Other comprehensive income (loss) before reclassifications	5		(518)		—		20		(493)
Reclassifications of losses into earnings	—		247		35		—		282
Tax benefit (provision)	—		55		(3)		1		53
Balance at end of period	$	4	$	(107)	$	(2,564)	$	(589)	$	(3,256)


			For the three months ended January 31, 2023
			Percentage points
Compute			5.9
HPC & AI			3.8
Storage			0.8
Intelligent Edge			3.2
Financial Services			0.4
Corporate Investments			(0.3)
Total Segment			13.8
Elimination of Intersegment net revenue and Other			(1.6)
Total HPE			12.2


		HPE Consolidated			Compute			HPC & AI			Storage			Intelligent Edge			Financial Services			Corporate Investments
	Dollars in millions
Net revenue(1)		$	7,809		$	3,456		$	1,056		$	1,187		$	1,127		$	873		$	293
Year-over-year change %		12.2		%	13.5		%	33.7		%	5.2		%	25.1		%	3.7		%	(9.8)		%
Earnings (loss) from operations(2)		$	591		$	609		$	1		$	142		$	247		$	82		$	(55)
Earnings (loss) from operations as a % of net revenue		7.6		%	17.6		%	0.1		%	12.0		%	21.9		%	9.4		%	(18.8)		%
Year-over-year change percentage points		1.2		pts	3.6		pts	1.0		pts	(1.9)		pts	4.5		pts	(3.0)		pts	(15.4)		pts


Period	Total Number of Shares Purchased and Settled	Average Price Paid per Share		Total Number of Shares Purchased and Settled as Part of Publicly Announced Plans or Programs	Approximate Dollar Value of Shares that May Yet Be Purchased under the Plans or Programs
	In thousands, except per share amounts
Month 1 (November 2022)	2,084	$	14.88	2,084	$	1,354,003
Month 2 (December 2022)	1,432	15.92		1,432	1,331,214
Month 3 (January 2023)	1,162	16.25		1,162	$	1,312,338
Total	4,678	$	15.54	4,678


		Incorporated by Reference
Exhibit Number	Exhibit Description	Form	File No.	Exhibit(s)	Filing Date
2.1	Separation and Distribution Agreement, dated as of October 31, 2015, by and among Hewlett-Packard Company, Hewlett Packard Enterprise Company and the Other Parties Thereto	8-K	001-37483	2.1	November 5, 2015
2.2	Transition Services Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company	8-K	001-37483	2.2	November 5, 2015
2.3	Employee Matters Agreement, dated as of October 31, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company	8-K	001-37483	2.4	November 5, 2015
2.4	Real Estate Matters Agreement, dated as of October 31, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company	8-K	001-37483	2.5	November 5, 2015
2.5	Master Commercial Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company	8-K	001-37483	2.6	November 5, 2015
2.6	Information Technology Service Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and HP Enterprise Services, LLC	8-K	001-37483	2.7	November 5, 2015
2.7	Agreement and Plan of Merger, dated as of May 24, 2016, by and among Hewlett Packard Enterprise Company, Everett SpinCo, Inc., Computer Sciences Corporation, and Everett Merger Sub, Inc.	8-K	001-37483	2.1	May 26, 2016
2.8	Separation and Distribution Agreement, dated as of May 24, 2016, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.	8-K	001-37483	2.2	May 26, 2016
2.9	Agreement and Plan of Merger, dated as of September 7, 2016, by and among Hewlett Packard Enterprise Company, Seattle SpinCo, Inc., Micro Focus International plc, Seattle Holdings, Inc. and Seattle MergerSub, Inc.	8-K	001-37483	2.1	September 7, 2016
2.10	Separation and Distribution Agreement, dated as of September 7, 2016, by and between Hewlett Packard Enterprise Company and Seattle SpinCo, Inc.	8-K	001-37483	2.2	September 7, 2016
2.11	Employee Matters Agreement, dated as of September 7, 2016, by and between Hewlett Packard Enterprise Company, Seattle SpinCo, Inc. and Micro Focus International plc	8-K	001-37483	2.3	September 7, 2016
2.12	First Amendment to the Agreement and Plan of Merger, dated as of November 2, 2016, by and among Hewlett Packard Enterprise Company, Everett SpinCo, Inc., New Everett Merger Sub Inc., Computer Sciences Corporation, and Everett Merger Sub, Inc.	8-K	001-37483	2.1	November 2, 2016
2.13	First Amendment to the Separation and Distribution Agreement, dated as of November 2, 2016, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.	8-K	001-37483	2.2	November 2, 2016
2.14	Agreement and Plan of Merger, dated as of March 6, 2017, by and among Hewlett Packard Enterprise Company, Nebraska Merger Sub, Inc., and Nimble Storage, Inc.	8-K	001-37483	99.1	March 7, 2017
2.15	Tender and Support Agreement, dated as of March 6, 2017, by and among Hewlett Packard Enterprise Company, Nebraska Merger Sub, Inc. and each of the persons set forth on Schedule A thereto	8-K	001-37483	99.2	March 7, 2017


2.16	Employee Matters Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company, Everett SpinCo, Inc., and Computer Sciences Corporation,	8-K	001-38033	2.1	April 6, 2017
2.17	Tax Matters Agreement, dated March 31, 2017, by and among Hewlett Packard Enterprise Company, Everett SpinCo, Inc., and Computer Sciences Corporation	8-K	001-38033	2.2	April 6, 2017
2.18	IP Matters Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company, Hewlett Packard Enterprise Development LP, and Everett SpinCo, Inc.	8-K	001-38033	2.3	April 6, 2017
2.19	Transition Services Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.	8-K	001-38033	2.4	April 6, 2017
2.20	Real Estate Matters Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.	8-K	001-38033	2.5	April 6, 2017
2.21	Fourth Amendment to the Separation and Distribution Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.	8-K	001-38033	2.6	April 6, 2017
2.22	Tax Matters Agreement, dated September 1, 2017, by and among Hewlett Packard Enterprise Company, Seattle SpinCo, Inc., and Micro Focus International plc	8-K	001-37483	2.1	September 1, 2017
2.23	Intellectual Property Matters Agreement, dated September 1, 2017, by and between Hewlett Packard Enterprise Company, Hewlett Packard Enterprise Development LP, and Seattle SpinCo, Inc.	8-K	001-37483	2.2	September 1, 2017
2.24	Transition Services Agreement, dated September 1, 2017, by and between Hewlett Packard Enterprise Company and Seattle SpinCo, Inc.	8-K	001-37483	2.3	September 1, 2017
2.25	Real Estate Matters Agreement, dated September 1, 2017, by and between Hewlett Packard Enterprise Company and Seattle SpinCo, Inc.	8-K	001-37483	2.4	September 1, 2017
2.26	Agreement and Plan of Merger, dated as of May 16, 2019, by and among Hewlett Packard Enterprise Company, Canopy Merger Sub, Inc., and Cray Inc.	8-K	001-37483	2.1	May 17, 2019
2.27	Agreement and Plan of Merger, dated as of July 11, 2020, by and among Hewlett Packard Enterprise Company, Santorini Merger Sub, Inc., Silver Peak Systems, Inc., and certain other parties thereto	8-K	001-37483	2.1	July 13, 2020
3.1	Registrant's Amended and Restated Certificate of Incorporation	8-K	001-37483	3.1	November 5, 2015
3.2	Registrant's Amended and Restated Bylaws effective October 31, 2015	8-K	001-37483	3.2	November 5, 2015
3.3	Certificate of Designation of Series A Junior Participating Redeemable Preferred Stock of Hewlett Packard Enterprise Company	8-K	001-37483	3.1	March 20, 2017
3.4	Certificate of Designation of Series B Junior Participating Redeemable Preferred Stock of Hewlett Packard Enterprise Company	8-K	001-37483	3.2	March 20, 2017
4.1	Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee	8-K	001-37483	4.1	October 13, 2015
4.2	Fifth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 4.900% notes due 2025	8-K	001-37483	4.6	October 13, 2015


4.3	Sixth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 6.200% notes due 2035	8-K	001-37483	4.7	October 13, 2015
4.4	Seventh Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 6.350% notes due 2045	8-K	001-37483	4.8	October 13, 2015
4.5	Thirteenth Supplemental Indenture, dated as of September 13, 2019, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 2.250% notes due 2023	8-K	001-37483	4.2	September 13, 2019
4.6	Fifteenth Supplemental Indenture, dated as of April 9, 2020, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 4.450% notes due 2023	8-K	001-37483	4.2	April 9, 2020
4.7	Seventeenth Supplemental Indenture, dated as of July 17, 2020, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 1.450% notes due 2024	8-K	001-37483	4.2	July 17, 2020
4.8	Eighteenth Supplemental Indenture, dated as of July 17, 2020, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 1.750% notes due 2026	8-K	001-37483	4.3	July 17, 2020
4.9	Registration Rights Agreement, dated as of October 9, 2015, by and among Hewlett Packard Enterprise Company, Hewlett-Packard Company, and the representatives of the initial purchasers of the Notes	8-K	001-37483	4.12	October 13, 2015
4.10	Form of Subordinated Indenture between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee	S-3ASR	333-222102	4.5	December 15, 2017
4.11	Description of the Registrant's Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934	10-K	001-37483	4.16	December 10, 2020
10.1	Hewlett Packard Enterprise Company 2015 Stock Incentive Plan (amended and restated January 25, 2017)*	8-K	001-37483	10.1	January 30, 2017
10.2	Hewlett Packard Enterprise Company 2021 Stock Incentive Plan*	S-8	333-255839	4.4	May 6, 2021
10.3	Amendment No. 1 to the Hewlett Packard Enterprise Company 2021 Stock Incentive Plan*	S-8	333-265378	4.7	June 2, 2022
10.4	Hewlett Packard Enterprise Severance and Long-Term Incentive Change in Control Plan for Executive Officers*	10-12B/A	001-37483	10.4	September 28, 2015
10.5	Hewlett Packard Enterprise Grandfathered Executive Deferred Compensation Plan*	S-8	333-207679	4.4	October 30, 2015
10.6	Form of Non-Qualified Stock Option Grant Agreement*	8-K	001-37483	10.4	November 5, 2015
10.7	Form of Performance-Contingent Non-Qualified Stock Option Grant Agreement*	8-K	001-37483	10.8	November 5, 2015
10.8	Form of Non-Employee Director Restricted Stock Units Grant Agreement*	8-K	001-37483	10.10	November 5, 2015
10.9	Form of Performance-Adjusted Restricted Stock Units Grant Agreement, as amended and restated effective January 1, 2016*	10-Q	001-37483	10.15	March 10, 2016


10.10	Description of Amendment to Equity Awards (incorporated by reference to Item 5.02 of the 8-K filed on May 26, 2016)*	8-K	001-37483	10.1	May 26, 2016
10.11	Niara, Inc. 2013 Equity Incentive Plan*	S-8	333-216481	4.3	March 6, 2017
10.12	Nimble Storage, Inc. 2008 Equity Incentive Plan, as amended*	S-8	333-217349	4.3	April 18, 2017
10.13	SimpliVity Corporation 2009 Stock Plan*	S-8	333-217438	4.3	April 24, 2017
10.14	Silicon Graphics International Corp. 2005 Equity Incentive Plan, as amended*	10-K	000-51333	10.3	September 10, 2012
10.15	Cloud Technology Partners, Inc. 2011 Equity Incentive Plan*	S-8	333-221254	4.3	November 1, 2017
10.16	Amendment to the Cloud Technology Partners, Inc. 2011 Equity Incentive Plan*	S-8	333-221254	4.4	November 1, 2017
10.17	Plexxi Inc. 2011 Stock Plan*	S-8	333-226181	4.3	July 16, 2018
10.18	Hewlett Packard Enterprise Company 2015 Employee Stock Purchase Plan (as amended and restated on July 18, 2018, effective as of October 8, 2015)	10-Q	001-37483	10.29	September 4, 2018
10.19	Form of Restricted Stock Units Grant Agreement	10-Q	001-37483	10.30	September 4, 2018
10.20	Hewlett Packard Enterprise Executive Deferred Compensation Plan (as amended and restated December 1, 2018)*	10-K	001-37483	10.27	December 12, 2018
10.21	First Amendment to the Hewlett Packard Enterprise Company Severance and Long-Term Incentive Change in Control Plan for Executive Officers*	10-K	001-37483	10.29	December 12, 2018
10.22	BlueData Software Inc. 2012 Stock Incentive Plan*	S-8	333-229449	4.3	January 31, 2019
10.23	Cray Inc. 2013 Equity Incentive Plan (as amended and restated June 11, 2019)*	S-8	333-234033	4.3	October 1, 2019
10.24	Termination and Mutual Release Agreement dated as of October 30, 2019 by and between HP Inc. and Hewlett Packard Enterprise Company	10-K	001-37483	10.31	December 13, 2019
10.25	Aircraft Time Sharing Agreement, dated as of December 13, 2019, between Hewlett Packard Enterprise and Antonio Neri*	10-Q	001-37483	10.32	March 9, 2020
10.26	Silver Peak Systems, Inc. (fka Cheyenne Networks, Inc.) 2004 Stock Plan, as amended*	S-8	333-249731	4.3	October 29, 2020
10.27	Silver Peak Systems, Inc. 2014 Equity Incentive Plan, as amended*	S-8	333-249731	4.4	October 29, 2020
10.28	2021 Stock Incentive Plan – Form of Restricted Stock Units Grant Agreement*	10-K	001-37483	10.30	December 10, 2021
10.29	2021 Stock Incentive Plan – Form of Performance-Adjusted Restricted Stock Units Grant Agreement*	10-K	001-37483	10.31	December 10, 2021
10.30	Five-Year Credit Agreement dated as of December 10, 2021 among Hewlett Packard Enterprise Company, the Lenders Party Hereto, JPMorgan Chase Bank, N.A., as Administrative Processing Agent and Co-Administrative Agent and Citibank, N.A., as Co-Administrative Agent	10-Q	001-37483	10.33	March 3, 2022
10.31	2021 Stock Incentive Plan - Form of Performance-Adjusted Restricted Stock Units Grant Agreement (for grants beginning December 2022)*	10-K	001-37483	10.31	December 8, 2022
31.1	Certification of Chief Executive Officer pursuant to Rule 13a- 14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended‡
31.2	Certification of Chief Financial Officer pursuant to Rule 13a- 14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended‡


						HEWLETT PACKARD ENTERPRISE COMPANY
						/s/ TAREK A. ROBBIATI
						Tarek A. Robbiati Executive Vice President and Chief Financial Officer (Principal Financial Officer and Authorized Signatory)


			/s/ ANTONIO F. NERI
			Antonio F. Neri President and Chief Executive Officer (Principal Executive Officer)