Harrow, Inc 8-K, filed Jan 28, 2020
Harrow, Inc. (HROW)
About this 8-K
Harrow, Inc filed this 8-K on January 28, 2020, reporting on events of January 24, 2020.
Items reported
- Item 8.01: Other events
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM8-K
CURRENTREPORT
Pursuantto Section 13 OR 15(d) of The Securities Exchange Act of 1934
Dateof Report (Date of earliest event reported): January 24, 2020
HARROWHEALTH, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-35814 | 45-0567010 |
|---|---|---|
| (State<br> or other jurisdiction<br><br> <br>of<br> incorporation) | (Commission<br> <br><br>File Number) | (IRS<br> Employer <br><br>Identification No.) |
| 102 Woodmont Blvd., Suite 610 | ||
| --- | --- | |
| Nashville,Tennessee | 37205 | |
| (Address<br> of principal executive offices) | (Zip<br> Code) |
Registrant’s telephone number, including area code: (858) 704-4040
NotApplicable
(Former Name or Former Address, if Changed Since Last Report)
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol(s) | Name<br> on exchange on which registered |
|---|---|---|
| Common Stock, $0.001<br> par value per share | HROW | The NASDAQ Capital<br> Market |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written communications pursuant to Rule 425<br> under the Securities Act (17 CFR 230.425) |
|---|---|
| [ ] | Soliciting material pursuant to Rule 14a-12<br> under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to<br> Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to<br> Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Act of 1934: Emerging growth company [ ]
If any emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item8.01 Other Events.
In June 2019, Anna Sue Gaukel and Lawrence Gaukel (the “Plaintiffs”) served Harrow Health, Inc. (the “Company”) with a lawsuit filed in state court in Idaho against the Company asserting class action allegations and product liability claims related to Mrs. Gaukel’s doctor’s use of a compounded drug injection in each of her eyes. The case was subsequently removed to Federal Court.
On January 24, 2020, the Plaintiffs and the Company filed a joint stipulation, and the case was dismissed without prejudice. No economic consideration was exchanged between the parties related to the filing of the joint stipulation. This formally resolved all disputes between the parties as connected to this matter.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HARROW HEALTH, INC. | ||
|---|---|---|
| Dated: January 28, 2020 | By: | /s/ Andrew R. Boll |
| Name: | Andrew R. Boll | |
| Title: | Chief Financial Officer |