Intercontinental Hotels Group PLC 6-K, filed Jan 29, 2021
Intercontinental Hotels Group PLC (IHG)
6-K
2021-01-29
For: 2021-01-29
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April 07, 2026
About this 6-K
Intercontinental Hotels Group PLC filed this 6-K on January 29, 2021.
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 29 January 2021
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
| 99.1 | Holding(s)<br>in Company dated 21 January 2021 |
|---|
Exhibit No: 99.1
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1a. Identity of the issuer or the underlying issuer of existing<br>shares to which voting rights are attached: | InterContinental<br>Hotels Group PLC<br><br><br>(LEI:<br><br><br><br><br><br>2138007ZFQYRUSLU3J98) | |||||||
| 1b. Please indicate if the issuer is a non-UK<br>issuer | ||||||||
| Non-UK issuer | ||||||||
| 2. Reason for the notification | ||||||||
| An<br>acquisition or disposal of voting rights | X | |||||||
| An<br>acquisition or disposal of financial instruments | ||||||||
| An<br>event changing the breakdown of voting rights | ||||||||
| Other<br>(please specify): Correction of Form TR-1 that was filed on October<br>19, 2020 | ||||||||
| 3. Details of person subject to the notification<br>obligation | ||||||||
| Name | RBC<br>Global Asset Management Inc. (" RBC<br>GAM ")<br><br><br>RBC<br>Phillips, Hager & North Investment Counsel Inc. ("<br>PH&N<br>IC ")<br><br><br>RBC<br>Private Counsel (USA) Inc. (" RBC<br>Private<br>Counsel ")<br><br><br>Royal<br>Trust Corporation of Canada ("Royal<br>Trust ") | |||||||
| City<br>and country of registered office (if applicable) | Toronto,<br>Ontario, Canada | |||||||
| 4. Full name of shareholder(s)<br><br>(if different from 3) | ||||||||
| Name | ||||||||
| City<br>and country of registered office | Toronto,<br>Canada | |||||||
| 5. Date on which the threshold was crossed or reached: | 19/01/2021 | |||||||
| 6.<br><br>Date on which issuer notified: | 20/01/2021 | |||||||
| 7. Total positions of person(s) subject to the notification<br>obligation | ||||||||
| % of<br>voting rights attached to shares (total of 8. A) | % of<br>voting rights through financial instruments(total of 8.B 1 + 8.B<br>2) | Total<br>of both in % (8.A + 8.B) | Total<br>number of voting rights of issuer | |||||
| Resulting<br>situation on the date on which threshold was crossed or<br>reached | 4.94% | 0.07% | 5.01% | 182,656,312 | ||||
| Position<br>of previous notification (if<br><br><br>applicable) | 4.122% | 0.041% | 4.163% | |||||
| 8. Notified details of the resulting situation on the date on which<br>the threshold was crossed or reached | ||||||||
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| A: Voting rights attached to shares | ||||||||
| Class/type ofshares<br><br><br>ISIN<br>code (if possible) | Number of voting rights | % of voting rights | ||||||
| Direct<br><br><br>(DTR5.1) | Indirect<br><br><br>(DTR5.2.1) | Direct<br><br><br>(DTR5.1) | Indirect<br><br><br>(DTR5.2.1) | |||||
| Common<br>Stock (ISIN: GB00BHJYC057) | 9,010,335<br><br><br>(RBC<br>GAM) | 4.93% | ||||||
| 26,110<br><br><br>(PH&N<br>IC) | 0.01% | |||||||
| 1,416<br><br><br>(RBC<br>Private Counsel) | 0.000% | |||||||
| SUBTOTAL 8. A | 9,037,861 | 4.94% | ||||||
| B 1: Financial Instruments according to DTR5.3.1.1 (a) | ||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument<br>is<br><br><br>exercised/converted | % of voting rights | ||||
| American<br>Depositary Shares (ISIN: US45857P8068) | 92,882<br><br><br>(PH&N<br>IC) | 0.05% | ||||||
| 29,805<br><br><br>(RBC<br>Private Counsel) | 0.02% | |||||||
| 473<br><br><br>(Royal<br>Trust) | 0.00% | |||||||
| SUBTOTAL 8. B 1 | 123,160 | 0.07% | ||||||
| B 2: Financial Instruments with similar economic effect according<br>to DTR5.3.1.1 (b) | ||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash<br><br><br>settlement | Number of voting rights | % of voting rights | |||
| N/A | ||||||||
| SUBTOTAL 8.B.2 | ||||||||
| 9. Information in relation to the person subject to the<br>notification obligation | ||||||||
| --- | --- | --- | --- | --- | ||||
| Person<br>subject to the notification obligation is not controlled by any<br>natural person or legal entity and does not control any other<br>undertaking(s) holding directly or indirectly an interest in the<br>(underlying) issuer | ||||||||
| Full<br>chain of controlled undertakings through which the voting rights<br>and/or thefinancial instruments are effectively held starting with<br>the ultimate controlling natural person or legal<br>entity<br><br><br>(please add additional rows as necessary) | X | |||||||
| Name | % of voting rights if it equals or is higher than the notifiable<br>threshold | % of voting rights through financial instruments if it equals or is<br>higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable<br>threshold | |||||
| RBC<br>GAM | N/A | N/A | N/A | |||||
| Capital<br>Funding Alberta Limited (controlling entity holding 100% of RBC<br>GAM) | N/A | N/A | N/A | |||||
| Royal<br>Bank Holding Inc. (controlling entity holding 100% of Capital<br>Funding Alberta Limited) | N/A | N/A | N/A | |||||
| Royal<br>Bank of Canada (controlling entity holding 100% of Royal Bank<br>Holding Inc.) | 5.01% | N/A | 5.01% | |||||
| PH&N<br>IC | N/A | N/A | N/A | |||||
| Royal<br>Bank Holding Inc. (controlling entity holding 100% of PH&N<br>IC) | N/A | N/A | N/A | |||||
| Royal<br>Bank of Canada (controlling entity holding 100% of Royal Bank<br>Holding Inc.) | 5.01% | N/A | 5.01% | |||||
| RBC<br>Private Counsel | N/A | N/A | N/A | |||||
| Royal<br>Bank Holding Inc. (controlling entity holding 100% of RBC Private<br>Counsel) | N/A | N/A | N/A | |||||
| Royal<br>Bank of Canada (controlling entity holding 100% of Royal Bank<br>Holding Inc.) | 5.01% | N/A | 5.01% | |||||
| Royal<br>Trust | N/A | N/A | N/A | |||||
| Royal<br>Bank of Canada (controlling entity holding 100% of Royal<br>Trust) | 5.01% | N/A | 5.01% | |||||
| 10. In case of proxy voting, please identify: | ||||||||
| Name of<br>the proxy holder | N/A | |||||||
| The<br>number and % of voting rights held | N/A | |||||||
| The<br>date until which the voting rights will be held | N/A | |||||||
| 11. Additional information | ||||||||
| Place of completion | Toronto,<br>Ontario, Canada | |||||||
| --- | --- | |||||||
| Date of completion | 20/01/2021 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ F. Cuttell |
| Name: | F.<br>CUTTELL |
| Title: | ASSISTANT<br>COMPANY SECRETARY |
| Date: | 29 January 2021 |