INVO Fertility, Inc 8-K, filed Sep 20, 2021
INVO Fertility, Inc. (IVF)
About this 8-K
INVO Fertility, Inc filed this 8-K on September 20, 2021, reporting on events of September 15, 2021.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On September 15, 2021, the Company held its annual meeting of stockholders (the “Meeting”). The total number of shares entitled to vote at the Meeting were 10,464,035 and there were present at the Meeting, in person or by proxy, 7,834,280 shares, which constituted a quorum for the Meeting. At the Meeting, the stockholders voted:
| (1) to elect Steven Shum, Dr. Kevin Doody, Trent Davis, Barbara Ryan, Jeffrey Segal, Matthew Szot and Rebecca Messina to the board of directors of the Company until the next annual meeting of stockholders; | ||
| (2) to approve, by non-binding advisory vote, of the resolution approving named executive officer compensation (the “Say on Pay Proposal”); | ||
| (3) to approve, by non-binding advisory vote, of the frequency of future non-binding advisory votes on resolutions approving future named executive officer compensation (“Say When on Pay Proposal”); | ||
| (4) to ratify the selection of M&K CPAS, PLLC as the Company’s independent registered public accounting firm, for the fiscal year ending December 31, 2021. | ||
The final results of the stockholders’ votes at the Meeting are set forth below:
Proposal 1: Election of Directors
| Nominee | For | Withheld | Broker Non-Votes | |||||||||
| Steven Shum | 3,491,466 | 139,838 | 4,202,976 | |||||||||
| Kevin Doody | 2,763,909 | 867,395 | 4,202,976 | |||||||||
| Trent Davis | 3,330,111 | 301,193 | 4,202,976 | |||||||||
| Barbara Ryan | 3,451,093 | 180,211 | 4,202,976 | |||||||||
| Jeffrey Segal | 3,596,628 | 34,676 | 4,202,976 | |||||||||
| Matthew Szot | 3,086,913 | 544,391 | 4,202,976 | |||||||||
| Rebecca Messina | 3,596,960 | 34,344 | 4,202,976 | |||||||||
Proposal 2 – Say-on-Pay Proposal
FOR | AGAINST | ABSTAIN | BROKER NON-VOTES | |||||||||||
| 2,322,176 | 148,822 | 1,160,306 | 4,202,976 | |||||||||||
Proposal 3 – Say When on Pay Proposal:
1-YEAR | EVERY 2 YEARS | EVERY 3 YEARS | ABSTAIN | BROKER NON-VOTES | ||||||||||||||
| 596,174 | 921,018 | 952,447 | 1,162,865 | 4,202,976 | ||||||||||||||
Proposal 4: Ratification of Appointment of M&K CPAS, PLLC as Independent Registered Public Accounting Firm
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTES | |||||||||||
| 6,982,144 | 843,036 | 9,100 | n/a | |||||||||||
| Exhibit | Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| INVO BIOSCIENCE, INC. | ||
| By: | /s/ Steven Shum | |
| Name: | Steven Shum | |
| Title: | Chief Executive Officer | |
| Dated: September 20, 2021 | ||