James Hardie Industries plc 6-K, filed Mar 18, 2022
James Hardie Industries plc (JHX)
6-K
2022-03-18
For: 2022-03-18
View Original
Added on
April 06, 2026
About this 6-K
James Hardie Industries plc filed this 6-K on March 18, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the Month of March 2022
1-15240
(Commission File Number)
JAMES HARDIE INDUSTRIES plc
(Translation of registrant’s name into English)
Europa House, Second Floor
Harcourt Centre
Harcourt Street, Dublin 2, D02, WR20, Ireland
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F..X.... Form 40-F.........
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): Not Applicable
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Not Applicable
TABLE OF CONTENTS
2
Forward-Looking Statements
This Form 6-K contains forward-looking statements. James Hardie Industries plc (the “company”) may from time to time make forward-looking statements in its periodic reports filed with or furnished to the Securities and Exchange Commission, on Forms 20-F and 6-K, in its annual reports to shareholders, in offering circulars, invitation memoranda and prospectuses, in media releases and other written materials and in oral statements made by the company’s officers, directors or employees to analysts, institutional investors, existing and potential lenders, representatives of the media and others. Statements that are not historical facts are forward-looking statements and such forward-looking statements are statements made pursuant to the Safe Harbor Provisions of the Private Securities Litigation Reform Act of 1995.
Examples of forward-looking statements include:
•statements about the company’s future performance;
•projections of the company’s results of operations or financial condition;
•statements regarding the company’s plans, objectives or goals, including those relating to strategies, initiatives, competition, acquisitions, dispositions and/or its products;
•expectations concerning the costs associated with the suspension or closure of operations at any of the company’s plants and future plans with respect to any such plants;
•expectations concerning the costs associated with the significant capital expenditure projects at any of the company’s plants and future plans with respect to any such projects;
•expectations regarding the extension or renewal of the company’s credit facilities including changes to terms, covenants or ratios;
•expectations concerning dividend payments and share buy-backs;
•statements concerning the company’s corporate and tax domiciles and structures and potential changes to them, including potential tax charges;
•uncertainty from the expected discontinuance of LIBOR and transition to any other interest rate benchmark;
•statements regarding the effect and consequences of the COVID-19 public health crisis;
•statements regarding tax liabilities and related audits, reviews and proceedings;
•statements regarding the possible consequences and/or potential outcome of legal proceedings brought against us and the potential liabilities, if any, associated with such proceedings;
•expectations about the timing and amount of contributions to AICF, a special purpose fund for the compensation of proven Australian asbestos-related personal injury and death claims;
•expectations concerning the adequacy of the company’s warranty provisions and estimates for future warranty-related costs;
•statements regarding the company’s ability to manage legal and regulatory matters (including but not limited to product liability, environmental, intellectual property and competition law matters) and to resolve any such pending legal and regulatory matters within current estimates and in anticipation of certain third-party recoveries; and
•statements about economic or housing market conditions in the regions in which we operate, including but not limited to, the levels of new home construction and home renovations, unemployment levels, changes in consumer income, changes or stability in housing values, the availability of mortgages and other financing, mortgage and other interest rates, housing affordability and supply, the levels of foreclosures and home resales, currency exchange rates, and builder and consumer confidence.
Words such as “believe,” “anticipate,” “plan,” “expect,” “intend,” “target,” “estimate,” “project,” “predict,” “forecast,” “guideline,” “aim,” “will,” “should,” “likely,” “continue,” “may,” “objective,” “outlook” and similar expressions are intended to identify forward-looking statements but are not the exclusive means of identifying such statements. Readers are cautioned not to place undue reliance on these forward-looking statements and all such forward-looking statements are qualified in their entirety by reference to the following cautionary statements.
3
Forward-looking statements are based on the Company’s current expectations, estimates and assumptions and because forward-looking statements address future results, events and conditions, they, by their very nature, involve inherent risks and uncertainties, many of which are unforeseeable and beyond the Company’s control. Such known and unknown risks, uncertainties and other factors may cause actual results, performance or other achievements to differ materially from the anticipated results, performance or achievements expressed, projected or implied by these forward-looking statements. These factors, some of which are discussed under “Risk Factors” in Section 3 of the Form 20-F filed with the Securities and Exchange Commission on 18 May 2021, include, but are not limited to: all matters relating to or arising out of the prior manufacture of products that contained asbestos by current and former Company subsidiaries; required contributions to AICF, any shortfall in AICF funding and the effect of currency exchange rate movements on the amount recorded in the Company’s financial statements as an asbestos liability; compliance with and changes in tax laws and treatments; competition and product pricing in the markets in which the Company operates; the consequences of product failures or defects; exposure to environmental, asbestos, putative consumer class action or other legal proceedings; general economic and market conditions; the supply and cost of raw materials; possible increases in competition and the potential that competitors could copy the Company’s products; compliance with and changes in environmental and health and safety laws; risks of conducting business internationally; compliance with and changes in laws and regulations; currency exchange risks; dependence on customer preference and the concentration of the Company’s customer base; dependence on residential and commercial construction markets; the effect of adverse changes in climate or weather patterns; use of accounting estimates; risk and uncertainties arising out of the COVID-19 public health crisis, including the impact of COVID-19 on our business, sales, results of operations and financial condition and all other risks identified in the Company’s reports filed with Australian, Irish and US securities regulatory agencies and exchanges (as appropriate). The Company cautions you that the foregoing list of factors is not exhaustive and that other risks and uncertainties may cause actual results to differ materially from those referenced in the Company’s forward-looking statements. Forward-looking statements speak only as of the date they are made and are statements of the Company’s current expectations concerning future results, events and conditions. The Company assumes no obligation to update any forward-looking statements or information except as required by law.
4
EXHIBIT INDEX
| Exhibit No. | Description | |||||||
| S&P DJI Announces March 2022 Quarterly Rebalance | ||||||||
| Application for quotation of securities - JHX | ||||||||
| Appendix 3Y | ||||||||
| Appendix 3Y | ||||||||
| Appendix 3Y | ||||||||
| Appendix 3Y | ||||||||
| Appendix 3Y | ||||||||
5
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| James Hardie Industries plc | ||||||||
| Date: 18 March 2022 | By: /s/ Joseph C. Blasko | |||||||
Joseph C. Blasko | ||||||||
General Counsel, Chief Compliance Officer and Company Secretary | ||||||||
6
EXHIBIT INDEX
| Exhibit No. | Description | |||||||
| S&P DJI Announces March 2022 Quarterly Rebalance | ||||||||
| Application for quotation of securities - JHX | ||||||||
| Appendix 3Y | ||||||||
| Appendix 3Y | ||||||||
| Appendix 3Y | ||||||||
| Appendix 3Y | ||||||||
| Appendix 3Y | ||||||||
7
INDEX ANNOUNCEMENT S&P Dow Jones Indices Announces March 2022 Quarterly Rebalance of the S&P/ASX Indices SYDNEY, MARCH 4, 2022: S&P Dow Jones Indices announced today the changes in the S&P/ASX Indices, effective prior to the open of trading on March 21, 2022, as a result of the March quarterly review. S&P/ASX 20 Index – Effective Prior to the Open on March 21, 2022 Action Code Company Addition JHX James Hardie Industries PLC Addition STO Santos Limited Removal BXB Brambles Limited Removal SQ2 Block Inc S&P/ASX 50 Index – Effective Prior to the Open on March 21, 2022 Action Code Company Addition BSL BlueScope Steel Limited Removal AZJ Aurizon Holdings Limited S&P/ASX 100 Index – No change. S&P/ASX 200 Index – Effective Prior to the Open on March 21, 2022 Action Code Company Addition AVZ AVZ Minerals Limited Addition CCX City Chic Collective Limited Exhibit 99.1
INDEX ANNOUNCEMENT Addition DEG De Grey Mining Limited Addition HMC Home Consortium Limited Removal MSB Mesoblast Limited Removal SKC Skycity Entertainment Group Limited Removal SPK Spark New Zealand Limited Removal URW Unibail-Rodamco-Westfield S&P/ASX 300 Index – Effective Prior to the Open on March 22, 2022 Action Code Company Addition ABB Aussie Broadband Limited Addition APM APM Human Services International Limited Addition AVZ AVZ Minerals Limited Addition CXL Calix Limited Addition CXO Core Lithium Limited Addition FFX Firefinch Limited Addition JDO Judo Capital Holdings Limited Addition JRV Jervois Global Limited Addition LKE Lake Resources N.L. Addition MAF MA Financial Group Limited Addition PWH Pwr Holdings Limited Addition SDR Siteminder Limited Addition SYA Sayona Mining Limited Addition SYR Syrah Resources Limited Removal CWP Cedar Woods Properties Limited Removal EHL Emeco Holdings Limited
INDEX ANNOUNCEMENT Removal EOS Electro Optic Systems Holdings Limited Removal MGX Mount Gibson Iron Limited Removal MMM Marley Spoon Ag Removal OPT Opthea Limited Removal PAR Paradigm Biopharmaceuticals Limited Removal PLL Piedmont Lithium Inc Removal SZL Sezzle Inc All Ordinaries – Effective Prior to the Open on March 21, 2022 Action Code Company Addition 29M 29Metals Limited Addition 3PL 3P Learning Limited Addition 88E 88 Energy Limited Addition ACL Australian Clinical Labs Limited Addition AGI Ainsworth Game Technology Limited Addition AGY Argosy Minerals Limited Addition AIS Aeris Resources Limited Addition ALC Alcidion Group Limited Addition AMS Atomos Limited Addition APM APM Human Services International Limited Addition ART Airtasker Limited Addition ARU Arafura Resources Limited Addition AXE Archer Materials Limited Addition BBT Bluebet Holdings Limited Addition BCI BCI Minerals Limited Addition BFL Bsp Financial Group Limited
INDEX ANNOUNCEMENT Addition BLY Boart Longyear Group Limited Addition BMN Bannerman Energy Limited Addition BOE Boss Energy Limited Addition BST Best & Less Group Holdings Limited Addition CBO Cobram Estate Olives Limited Addition CEL Challenger Exploration Limited Addition CGS Cogstate Limited Addition COG COG Financial Services Limited Addition CXL Calix Limited Addition CXO Core Lithium Limited Addition DDH DDH1 Limited Addition DGL DGL Group Limited Addition DVP Develop Global Limited Addition DYL Deep Yellow Limited Addition EGG Enero Group Limited Addition EGR Ecograf Limited Addition ENN Elanor Investors Group Addition ERD Eroad Limited Addition FFX Firefinch Limited Addition FZO Family Zone Cyber Safety Limited Addition GLB Globe International Limited Addition GLN Galan Lithium Limited Addition GMD Genesis Minerals Limited Addition GNG Gr Engineering Services Limited Addition GQG GQG Partners Inc Addition HCW Healthco Healthcare and Wellness REIT
INDEX ANNOUNCEMENT Addition HLA Healthia Limited Addition IHL Incannex Healthcare Limited Addition IPD ImpediMed Limited Addition JAN Janison Education Group Limited Addition JDO Judo Capital Holdings Limited Addition KED Keypath Education International Inc Addition LFS Latitude Group Holdings Limited Addition LGL Lynch Group Holdings Limited Addition LKE Lake Resources N.L. Addition LOT Lotus Resources Limited Addition LRK Lark Distilling Co. Limited Addition MAD Mader Group Limited Addition MLX Metals X Limited Addition MNS Magnis Energy Technologies Limited Addition NEU Neuren Pharmaceuticals Limited Addition NMT Neometals Limited Addition NPR Newmark Property REIT Addition NWF Newfield Resources Limited Addition ORR Orecorp Limited Addition PDI Predictive Discovery Limited Addition PPM Pepper Money Limited Addition PWR Peter Warren Automotive Holdings Limited Addition PXA Pexa Group Limited Addition QAL Qualitas Limited Addition QPM Queensland Pacific Metals Limited Addition REP Ram Essential Services Property Fund
INDEX ANNOUNCEMENT Addition RHY Rhythm Biosciences Limited Addition RNU Renascor Resources Limited Addition RTR Rumble Resources Limited Addition RWL Rubicon Water Limited Addition SDR Siteminder Limited Addition SLX Silex Systems Limited Addition STA Strandline Resources Limited Addition STP Step One Clothing Limited Addition SYA Sayona Mining Limited Addition TIG Tigers Realm Coal Limited Addition TRJ Trajan Group Holdings Limited Addition VNT Ventia Services Group Limited Addition VSL Vulcan Steel Limited Removal AIZ Air New Zealand Limited Removal ANO Advance Zinctek Limited Removal AUT Auteco Minerals Limited Removal AVJ AVJennings Limited Removal BYE Byron Energy Limited Removal CAI Calidus Resources Limited Removal CBR Carbon Revolution Limited Removal CEN Contact Energy Limited Removal CSX Cleanspace Holdings Limited Removal CYC Cyclopharm Limited Removal CYL Catalyst Metals Limited Removal DCN Dacian Gold Limited Removal DGO DGO Gold Limited
INDEX ANNOUNCEMENT Removal DOC Doctor Care Anywhere Group PLC Removal DTC Damstra Holdings Limited Removal EMV Emvision Medical Devices Limited Removal EOF Ecofibre Limited Removal EVS Envirosuite Limited Removal FMS Flinders Mines Limited Removal FRI Finbar Group Limited Removal FWD Fleetwood Limited Removal GGG Greenland Minerals Limited Removal GLL Galilee Energy Limited Removal GPR Geopacific Resources Limited Removal GSS Genetic Signatures Limited Removal HFR Highfield Resources Limited Removal HMY Harmoney Corp Limited Removal IMR Imricor Medical Systems Inc Removal IRI Integrated Research Limited Removal KSL Kina Securities Limited Removal LBY Laybuy Group Holdings Limited Removal LEG Legend Mining Limited Removal LME Limeade Inc Removal LVT Livetiles Limited Removal LYL Lycopodium Limited Removal M7T Mach7 Technologies Limited Removal MCP McPherson's Limited Removal MEZ Meridian Energy Limited Removal MGV Musgrave Minerals Limited
INDEX ANNOUNCEMENT Removal MI6 Minerals 260 Limited Removal MYD Mydeal.Com.Au Limited Removal NTU Northern Minerals Limited Removal NVA Nova Minerals Limited Removal OBM Ora Banda Mining Limited Removal OPY Openpay Group Limited Removal PLT Plenti Group Limited Removal PPH Pushpay Holdings Limited Removal RCE Recce Pharmaceuticals Limited Removal SFG Seafarms Group Limited Removal SM1 Synlait Milk Limited Removal SPT Splitit Payments Limited Removal SRL Sunrise Energy Metals Limited Removal ST1 Spirit Technology Solutions Limited Removal SVY Stavely Minerals Limited Removal TBR Tribune Resources Limited Removal TGP 360 Capital Group Removal TNT Tesserent Limited Removal TRS The Reject Shop Limited Removal VVA Viva Leisure Limited Removal WGO Warrego Energy Limited Removal WMC Wiluna Mining Corporation Limited Removal WOT Wotso Property Removal YOJ Yojee Limited Removal ZNO Zoono Group Limited
INDEX ANNOUNCEMENT S&P/ASX All Technology Index – Effective Prior to the Open on March 21, 2022 Action Code Company Addition SDR Siteminder Limited Addition SYM Symbio Holdings Limited Addition VR1 Vection Technologies Limited Removal 3DP Pointerra Limited Removal DTC Damstra Holdings Limited Removal M7T Mach7 Technologies Limited Removal NOV Novatti Group Limited Removal ONE Oneview Healthcare PLC Removal RDY Readytech Holdings Limited Removal YOJ Yojee Limited Any changes to constituent data can be viewed in the proforma files delivered to client SFTP accounts after market close today. Any changes to index shares data for capped and equal weighted indices will be made available in proforma files delivered to client SFTP accounts after market close on Friday, March 11, 2022. For more information about S&P Dow Jones Indices, please visit www.spglobal.com/spdji.
INDEX ANNOUNCEMENT ABOUT S&P DOW JONES INDICES S&P Dow Jones Indices is the largest global resource for essential index-based concepts, data and research, and home to iconic financial market indicators, such as the S&P 500® and the Dow Jones Industrial Average®. More assets are invested in products based on our indices than products based on indices from any other provider in the world. Since Charles Dow invented the first index in 1884, S&P DJI has been innovating and developing indices across the spectrum of asset classes helping to define the way investors measure and trade the markets. S&P Dow Jones Indices is a division of S&P Global (NYSE: SPGI), which provides essential intelligence for individuals, companies and governments to make decisions with confidence. For more information, visit www.spglobal.com/spdji. FOR MORE INFORMATION: S&P Dow Jones Indices index_services@spglobal.com
Application for quotation of +securities Application for quotation of +securities 1 / 7 Announcement Summary Entity name JAMES HARDIE INDUSTRIES PLC Announcement Type New announcement Date of this announcement Monday March 07, 2022 The +securities to be quoted are: Total number of +securities to be quoted ASX +security code Security description Number of +securities to be quoted Issue date JHX CHESS DEPOSITARY INTERESTS 1:1 3,632 01/03/2022 Refer to next page for full details of the announcement +Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer F or p er so na l u se o nl y
Application for quotation of +securities Application for quotation of +securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type ARSN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.5 Date of this announcement 7/3/2022 New announcement F or p er so na l u se o nl y
Application for quotation of +securities Application for quotation of +securities 3 / 7 Part 2 - Type of Issue 2.1 The +securities to be quoted are: 2.2 The +securities to be quoted are: Additional +securities in a class that is already quoted on ASX ("existing class") +Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer F or p er so na l u se o nl y
Application for quotation of +securities Application for quotation of +securities 4 / 7 Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B Additional +securities to be quoted in an existing class issued under an +employee incentive scheme FROM (Existing Class) ASX +security code and description JHXAK : RESTRICTED STOCK UNIT TO (Existing Class) ASX +security code and description JHX : CHESS DEPOSITARY INTERESTS 1:1 Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 3,632 Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms Refer to 2001 Plan https://ir.jameshardie.com.au/public/download.jsp?id=5562 Are any of these +securities being issued to +key management personnel (KMP) or an +associate Issue date 1/3/2022 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes No F or p er so na l u se o nl y
Application for quotation of +securities Application for quotation of +securities 5 / 7 Issue details Number of +securities to be quoted 3,632 Are the +securities being issued for a cash consideration? Please describe the consideration being provided for the +securities Vesting of RSUs: 3,632 RSUs vesting pursuant to the James Hardie Industries 2001 Equity Incentive Plan (2001 Plan). Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 44.560000 Any other information the entity wishes to provide about the +securities to be quoted An amount equal to the average trading price of securities on 1 March 2022 (AU time) No F or p er so na l u se o nl y
Application for quotation of +securities Application for quotation of +securities 6 / 7 Part 4 - Issued capital following quotation Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application) ASX +security code and description Total number of +securities on issue JHX : CHESS DEPOSITARY INTERESTS 1:1 445,347,394 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue JHXAK : RESTRICTED STOCK UNIT 1,883,907 F or p er so na l u se o nl y
Application for quotation of +securities Application for quotation of +securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? 5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? 5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? N/A No No No F or p er so na l u se o nl y
Exhibit 99.3 Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity James Hardie Industries plc ARBN 097 829 895 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Anne LLOYD Date of last notice 4 June 2020 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. The registered holder is Pershing LLC. Date of change 14 March 2022 No. of securities held prior to change Current relevant interest is: Indirect interest in 18,000 ADRs, equivalent to a holding of 18,000 ordinary shares/CUFS. The ADRs are issued by Deutsche Bank Trust Company Americas. The registered holder is Pershing LLC and they are held on account for the beneficial owners, Anne Lloyd and Steven Lloyd.
Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Class ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. Number acquired 167 ADRs, equivalent to a holding of 167 ordinary shares/CUFS. Number disposed Nil Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation N/A No. of securities held after change Current relevant interest is: Indirect interest in 18,000 ADRs, equivalent to a holding of 18,000 ordinary shares/CUFS. The ADRs are issued by Deutsche Bank Trust Company Americas. The registered holder is Pershing LLC and they are held on account for the beneficial owners, Anne Lloyd and Steven Lloyd. Direct interest in 167 ADRs, equivalent to a holding of 167 ordinary shares/CUFS. Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract Not applicable Nature of interest Not applicable Name of registered holder (if issued securities) Not applicable Date of change Not applicable No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Not applicable
Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Interest acquired Not applicable Interest disposed Not applicable Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Not applicable Interest after change Not applicable Part 3 – +Closed period Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No If so, was prior written clearance provided to allow the trade to proceed during this period? Not applicable If prior written clearance was provided, on what date was this provided? Not applicable
Classification: James Hardie Collaborate Exhibit 99.4 Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity James Hardie Industries plc ARBN 097 829 895 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Dean SEAVERS Date of last notice 16 December 2021 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. Date of change 14 March 2022 No. of securities held prior to change Current relevant interest is: Direct interest in 329 ADRs, equivalent to a holding of 329 ordinary shares/CUFS. Class ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS.
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Number acquired 412 ADRs, equivalent to a holding of 412 ordinary shares/CUFS. Number disposed Nil Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation US$14,382.92 No. of securities held after change Current relevant interest is: Direct interest in 741 ADRs, equivalent to a holding of 741 ordinary shares/CUFS. Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract Not applicable Nature of interest Not applicable Name of registered holder (if issued securities) Not applicable Date of change Not applicable No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Not applicable Interest acquired Not applicable Interest disposed Not applicable Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Not applicable Interest after change Not applicable
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Part 3 – +Closed period Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No If so, was prior written clearance provided to allow the trade to proceed during this period? Not applicable If prior written clearance was provided, on what date was this provided? Not applicable
Classification: James Hardie Collaborate Exhibit 99.5 Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity James Hardie Industries plc ARBN 097 829 895 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Nigel STEIN Date of last notice 16 December 2021 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. Date of change 14 March 2022 No. of securities held prior to change Current relevant interest is: Indirect interest in 3,400 ordinary shares/CUFS. The registered holder is Pershing Securities Limited and they are held on account for beneficial owner, Nigel Stein. Direct interest in 932 ADRs, equivalent to a holding of 932 ordinary shares/CUFS.
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Class ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. Number acquired 241 ADRs, equivalent to a holding of 241 ordinary shares/CUFS. Number disposed Nil Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation US$8,413.31 No. of securities held after change Current relevant interest is: Indirect interest in 3,400 ordinary shares/CUFS. The registered holder is Pershing Securities Limited and they are held on account for beneficial owner, Nigel Stein. Direct interest in 1,173 ADRs, equivalent to a holding of 1,173 ordinary shares/CUFS. Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract Not applicable Nature of interest Not applicable Name of registered holder (if issued securities) Not applicable Date of change Not applicable No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Not applicable Interest acquired Not applicable
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Interest disposed Not applicable Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Not applicable Interest after change Not applicable Part 3 – +Closed period Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No If so, was prior written clearance provided to allow the trade to proceed during this period? Not applicable If prior written clearance was provided, on what date was this provided? Not applicable
Classification: James Hardie Collaborate Exhibit 99.6 Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity James Hardie Industries plc ARBN 097 829 895 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Persio LISBOA Date of last notice 16 December 2021 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. Date of change 14 March 2022 No. of securities held prior to change Indirect interest in 2,389 ADRs, equivalent to a holding of 2,389 ordinary shares/CUFS. The registered holder is Merrill Lynch Pierce Fenner, & Smith and they are held on account for the beneficial owner, Persio Lisboa. Direct interest in 2,550 ADRs, equivalent to a holding of 2,550 ordinary shares/CUFS.
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Class ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. Number acquired 473 ADRs, equivalent to a holding of 473 ordinary shares/CUFS. Number disposed Nil Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation US$16,512.43 No. of securities held after change Current relevant interest is: Indirect interest in 2,389 ADRs, equivalent to a holding of 2,389 ordinary shares/CUFS. The registered holder is Merrill Lynch Pierce Fenner, & Smith and they are held on account for the beneficial owner, Persio Lisboa. Direct interest in 3,023 ADRs, equivalent to a holding of 3,023 ordinary shares/CUFS. Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract Not applicable Nature of interest Not applicable Name of registered holder (if issued securities) Not applicable Date of change Not applicable No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Not applicable
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Interest acquired Not applicable Interest disposed Not applicable Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Not applicable Interest after change Not applicable Part 3 – +Closed period Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No If so, was prior written clearance provided to allow the trade to proceed during this period? Not applicable If prior written clearance was provided, on what date was this provided? Not applicable
Classification: James Hardie Collaborate Exhibit 99.7 Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity James Hardie Industries plc ARBN 097 829 895 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Rada RODRIGUEZ Date of last notice 16 December 2021 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. Date of change 14 March 2022 No. of securities held prior to change Current relevant interest is: Direct interest in 984 ADRs, equivalent to a holding of 984 ordinary shares/CUFS. Class ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS.
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Number acquired 246 ADRs, equivalent to a holding of 246 ordinary shares/CUFS. Number disposed Nil Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation US$8,587.86 No. of securities held after change Current relevant interest is: Direct interest in 1,230 ADRs, equivalent to a holding of 1,230 ordinary shares/CUFS. Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract Not applicable Nature of interest Not applicable Name of registered holder (if issued securities) Not applicable Date of change Not applicable No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Not applicable Interest acquired Not applicable Interest disposed Not applicable Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Not applicable Interest after change Not applicable
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Part 3 – +Closed period Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No If so, was prior written clearance provided to allow the trade to proceed during this period? Not applicable If prior written clearance was provided, on what date was this provided? Not applicable