James Hardie Industries plc 6-K, filed Mar 10, 2023
James Hardie Industries plc (JHX)
6-K
2023-03-10
For: 2023-03-10
View Original
Added on
April 06, 2026
About this 6-K
James Hardie Industries plc filed this 6-K on March 10, 2023.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the Month of March 2023
1-15240
(Commission File Number)
JAMES HARDIE INDUSTRIES plc
(Translation of registrant’s name into English)
Europa House, Second Floor
Harcourt Centre
Harcourt Street, Dublin 2, D02, WR20, Ireland
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F..X.... Form 40-F.........
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): Not Applicable
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Not Applicable
TABLE OF CONTENTS
2
Forward-Looking Statements
This Form 6-K contains forward-looking statements. James Hardie Industries plc (the “company”) may from time to time make forward-looking statements in its periodic reports filed with or furnished to the Securities and Exchange Commission, on Forms 20-F and 6-K, in its annual reports to shareholders, in offering circulars, invitation memoranda and prospectuses, in media releases and other written materials and in oral statements made by the company’s officers, directors or employees to analysts, institutional investors, existing and potential lenders, representatives of the media and others. Statements that are not historical facts are forward-looking statements and such forward-looking statements are statements made pursuant to the Safe Harbor Provisions of the Private Securities Litigation Reform Act of 1995.
Examples of forward-looking statements include:
•statements about the company’s future performance;
•projections of the company’s results of operations or financial condition;
•statements regarding the company’s plans, objectives or goals, including those relating to strategies, initiatives, competition, acquisitions, dispositions and/or its products;
•expectations concerning the costs associated with the suspension or closure of operations at any of the company’s plants and future plans with respect to any such plants;
•expectations concerning the costs associated with the significant capital expenditure projects at any of the company’s plants and future plans with respect to any such projects;
•expectations regarding the extension or renewal of the company’s credit facilities including changes to terms, covenants or ratios;
•expectations concerning dividend payments and share buy-backs;
•statements concerning the company’s corporate and tax domiciles and structures and potential changes to them, including potential tax charges;
•uncertainty from the discontinuance of LIBOR and transition to any other interest rate benchmark;
•statements regarding the effect and consequences of the COVID-19 public health crisis;
•statements regarding tax liabilities and related audits, reviews and proceedings;
•statements regarding the possible consequences and/or potential outcome of legal proceedings brought against us and the potential liabilities, if any, associated with such proceedings;
•expectations about the timing and amount of contributions to AICF, a special purpose fund for the compensation of proven Australian asbestos-related personal injury and death claims;
•expectations concerning the adequacy of the company’s warranty provisions and estimates for future warranty-related costs;
•statements regarding the company’s ability to manage legal and regulatory matters (including but not limited to product liability, environmental, intellectual property and competition law matters) and to resolve any such pending legal and regulatory matters within current estimates and in anticipation of certain third-party recoveries; and
•statements about economic or housing market conditions in the regions in which we operate, including but not limited to, the levels of new home construction and home renovations, unemployment levels, changes in consumer income, changes or stability in housing values, the availability of mortgages and other financing, mortgage and other interest rates, housing affordability and supply, the levels of foreclosures and home resales, currency exchange rates, and builder and consumer confidence.
Words such as “believe,” “anticipate,” “plan,” “expect,” “intend,” “target,” “estimate,” “project,” “predict,” “forecast,” “guideline,” “aim,” “will,” “should,” “likely,” “continue,” “may,” “objective,” “outlook” and similar expressions are intended to identify forward-looking statements but are not the exclusive means of identifying such statements. Readers are cautioned not to place undue reliance on these forward-looking statements and all such forward-looking statements are qualified in their entirety by reference to the following cautionary statements.
3
Forward-looking statements are based on the Company’s current expectations, estimates and assumptions and because forward-looking statements address future results, events and conditions, they, by their very nature, involve inherent risks and uncertainties, many of which are unforeseeable and beyond the Company’s control. Such known and unknown risks, uncertainties and other factors may cause actual results, performance or other achievements to differ materially from the anticipated results, performance or achievements expressed, projected or implied by these forward-looking statements. These factors, some of which are discussed under “Risk Factors” in Section 3 of the Form 20-F filed with the Securities and Exchange Commission on 17 May 2022, include, but are not limited to: all matters relating to or arising out of the prior manufacture of products that contained asbestos by current and former Company subsidiaries; required contributions to AICF, any shortfall in AICF funding and the effect of currency exchange rate movements on the amount recorded in the Company’s financial statements as an asbestos liability; compliance with and changes in tax laws and treatments; competition and product pricing in the markets in which the Company operates; the consequences of product failures or defects; exposure to environmental, asbestos, putative consumer class action or other legal proceedings; general economic and market conditions; the supply and cost of raw materials; possible increases in competition and the potential that competitors could copy the Company’s products; compliance with and changes in environmental and health and safety laws; risks of conducting business internationally; compliance with and changes in laws and regulations; currency exchange risks; dependence on customer preference and the concentration of the Company’s customer base; dependence on residential and commercial construction markets; the effect of adverse changes in climate or weather patterns; use of accounting estimates; risk and uncertainties arising out of the COVID-19 public health crisis, including the impact of COVID-19 on our business, sales, results of operations and financial condition and all other risks identified in the Company’s reports filed with Australian, Irish and US securities regulatory agencies and exchanges (as appropriate). The Company cautions you that the foregoing list of factors is not exhaustive and that other risks and uncertainties may cause actual results to differ materially from those referenced in the Company’s forward-looking statements. Forward-looking statements speak only as of the date they are made and are statements of the Company’s current expectations concerning future results, events and conditions. The Company assumes no obligation to update any forward-looking statements or information except as required by law.
4
EXHIBIT INDEX
| Exhibit No. | Description | |||||||
| S&P DJI Announces March 2023 Quarterly Rebalance | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
| Notification Regarding Unquoted Securities - JHX | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
| Application for Quotation of Securities - JHX | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
5
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| James Hardie Industries plc | ||||||||
| Date: 10 March 2023 | By: /s/ Aoife Rockett | |||||||
Aoife Rockett | ||||||||
Company Secretary | ||||||||
6
EXHIBIT INDEX
| Exhibit No. | Description | |||||||
| S&P DJI Announces March 2023 Quarterly Rebalance | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
| Notification Regarding Unquoted Securities - JHX | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
| Application for Quotation of Securities - JHX | ||||||||
| Update - Notification of buy-back - JHX | ||||||||
7
INDEX ANNOUNCEMENT S&P Dow Jones Indices Announces March 2023 Quarterly Rebalance of the S&P/ASX Indices SYDNEY, MARCH 3, 2023: S&P Dow Jones Indices announced today the changes in the S&P/ASX Indices, effective prior to the open of trading on Monday, March 20, 2023, as a result of the March quarterly review. S&P/ASX 20 Index – Effective Prior to the Open on March 20, 2023 Action Code Company Addition S32 South32 Limited Removal JHX James Hardie Industries PLC S&P/ASX 50 Index – No change. S&P/ASX 100 Index – Effective Prior to the Open on March 20, 2023 Action Code Company Addition NHF NIB Holdings Limited Addition TNE Technology One Limited Removal ARB ARB Corporation Limited Removal SGR The Star Entertainment Group Limited S&P/ASX 200 Index – Effective Prior to the Open on March 20, 2023 Action Code Company Addition 360 Life360 Inc. Addition NWH NRW Holdings Limited
INDEX ANNOUNCEMENT Addition PNV Polynovo Limited Addition SYR Syrah Resources Limited Removal ABC Adbri Limited Removal NVX Novonix Limited Removal RMS Ramelius Resources Limited Removal SIQ Smartgroup Corporation Limited S&P/ASX 300 Index – Effective Prior to the Open on March 20, 2023 Action Code Company Addition ADT Adriatic Metals PLC Addition BCB Bowen Coking Coal Limited Addition EBO EBOS Group Limited Addition HAS Hastings Technology Metals Limited Addition RIC Ridley Corporation Limited Addition RNU Renascor Resources Limited Addition RSG Resolute Mining Limited Addition SLX Silex Systems Limited Addition TER Terracom Limited Addition TIE Tietto Minerals Limited Addition TLG Talga Group Limited Addition WBT Weebit Nano Limited Removal AMI Aurelia Metals Limited Removal ASM Australian Strategic Materials Limited Removal BET Betmakers Technology Group Limited Removal BVS Bravura Solutions Limited Removal CCX City Chic Collective Limited
INDEX ANNOUNCEMENT Removal CVN Carnarvon Energy Limited Removal EML EML Payments Limited Removal PGH Pact Group Holdings Limited Removal SXL Southern Cross Media Group Limited All Ordinaries – Effective Prior to the Open on March 20, 2023 Action Code Company Addition A11 Atlantic Lithium Limited Addition A1M Aic Mines Limited Addition AIZ Air New Zealand Limited Addition ANG Austin Engineering Limited Addition APZ Aspen Group Addition ASN Anson Resources Limited Addition ATA Atturra Limited Addition AVR Anteris Technologies Limited Addition BCB Bowen Coking Coal Limited Addition C79 Chrysos Corporation Limited Addition CKA Cokal Limited Addition COB Cobalt Blue Holdings Limited Addition D2O Duxton Water Limited Addition DRE Dreadnought Resources Limited Addition GAL Galileo Mining Limited Addition GDG Generation Development Group Limited Addition GL1 Global Lithium Resources Limited Addition GNX Genex Power Limited Addition HFR Highfield Resources Limited
INDEX ANNOUNCEMENT Addition HZN Horizon Oil Limited Addition IFT Infratil Limited Addition IGL Ive Group Limited Addition IOD Iodm Limited Addition IPG Ipd Group Limited Addition IVZ Invictus Energy Limited Addition KPG Kelly Partners Group Holdings Limited Addition KSC K & S Corporation Limited Addition KSL Kina Securities Limited Addition LAU Lindsay Australia Limited Addition LIN Lindian Resources Limited Addition LPI Lithium Power International Limited Addition LRS Latin Resources Limited Addition LYL Lycopodium Limited Addition MAY Melbana Energy Limited Addition MRM MMA Offshore Limited Addition NTU Northern Minerals Limited Addition NXD Nexted Group Limited Addition NZM Nzme Limited Addition PEN Peninsula Energy Limited Addition PGC Paragon Care Limited Addition PLY Playside Studios Limited Addition QRI Qualitas Real Estate Income Fund Addition RDT Red Dirt Metals Limited Addition RHI Red Hill Minerals Limited Addition SM1 Synlait Milk Limited
INDEX ANNOUNCEMENT Addition SMP Smartpay Holdings Limited Addition SRG SRG Global Limited Addition SRL Sunrise Energy Metals Limited Addition SVM Sovereign Metals Limited Addition TBN Tamboran Resources Limited Addition TER Terracom Limited Addition TGP 360 Capital Group Addition THL Tourism Holdings Rentals Limited Addition URF US Masters Residential Property Fund Addition VIT Vitura Health Limited Addition WOT Wotso Property Removal 3DP Pointerra Limited Removal 4DX 4Dmedical Limited Removal ABY Adore Beauty Group Limited Removal ADN Andromeda Metals Limited Removal ADO Anteotech Limited Removal ALC Alcidion Group Limited Removal AMS Atomos Limited Removal ART Airtasker Limited Removal AVH Avita Medical Inc. Removal AXE Archer Materials Limited Removal BBT Bluebet Holdings Limited Removal BKG Booktopia Group Limited Removal CEL Challenger Exploration Limited Removal DUB Dubber Corporation Limited Removal EGR Ecograf Limited
INDEX ANNOUNCEMENT Removal EOS Electro Optic Systems Holdings Limited Removal ERD EROAD Limited Removal FLN Freelancer Limited Removal GLB Globe International Limited Removal HPG Hipages Group Holdings Limited Removal IPD ImpediMed Limited Removal JAN Janison Education Group Limited Removal KED Keypath Education International Inc. Removal LRK Lark Distilling Co. Limited Removal MME Moneyme Limited Removal MMM Marley Spoon Ag Removal MVP Medical Developments International Limited Removal NCZ New Century Resources Limited Removal ORR Orecorp Limited Removal POS Poseidon Nickel Limited Removal PPK PPK Group Limited Removal RBL Redbubble Limited Removal RTR Rumble Resources Limited Removal RWL Rubicon Water Limited Removal SRX Sierra Rutile Holdings Limited Removal STP Step One Clothing Limited Removal SZL Sezzle Inc. Removal VHT Volpara Health Technologies Limited Removal WGN Wagners Holding Company Limited Removal WSP Whispir Limited Removal WZR Wisr Limited
INDEX ANNOUNCEMENT S&P/ASX All Technology Index – Effective Prior to the Open on March 20, 2023 Action Code Company Removal CTT Cettire Limited Removal DUB Dubber Corporation Limited Removal FCL Fineos Corporation Holdings PLC Removal FDV Frontier Digital Ventures Limited Removal KGN Kogan.Com Limited Removal RBL Redbubble Limited Removal TPW Temple & Webster Group Limited Any changes to constituent data can be viewed in the proforma files delivered to client SFTP accounts after market close today. Any changes to index shares data for capped and equal weighted indices will be made available in proforma files delivered to client SFTP accounts after market close on Friday, March 10, 2023. For more information about S&P Dow Jones Indices, please visit www.spglobal.com/spdji.
INDEX ANNOUNCEMENT ABOUT S&P DOW JONES INDICES S&P Dow Jones Indices is the largest global resource for essential index-based concepts, data and research, and home to iconic financial market indicators, such as the S&P 500® and the Dow Jones Industrial Average®. More assets are invested in products based on our indices than products based on indices from any other provider in the world. Since Charles Dow invented the first index in 1884, S&P DJI has been innovating and developing indices across the spectrum of asset classes helping to define the way investors measure and trade the markets. S&P Dow Jones Indices is a division of S&P Global (NYSE: SPGI), which provides essential intelligence for individuals, companies and governments to make decisions with confidence. For more information, visit www.spglobal.com/spdji. FOR MORE INFORMATION: S&P Dow Jones Indices index_services@spglobal.com
Notification of buy-back Notification of buy-back 1 / 6 Announcement Summary Name of entity JAMES HARDIE INDUSTRIES PLC Announcement type Update announcement Type of update Date of this announcement 4/3/2023 Reason for update Daily buy-back notification ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 The type of buy-back is: Total number of +securities bought back before previous day 3,040,758 Total number of +securities bought back on previous day 100,000 Refer to next page for full details of the announcement On market buy-back Daily buy-back notification
Notification of buy-back Notification of buy-back 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) provide the following information about our buy-back. 1.2 Registration number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.4a Type of update 1.4b Reason for update Daily buy-back notification 1.4c Date of initial notification of buy-back 12/12/2022 1.4d Date of previous announcement to this update 3/3/2023 1.5 Date of this announcement 4/3/2023 1.6 ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 Daily buy-back notification Update/amendment to previous announcement
Notification of buy-back Notification of buy-back 3 / 6 Part 2 - Type of buy-back 2.1 The type of buy-back is: On market buy-back
Notification of buy-back Notification of buy-back 4 / 6 Part 3 - Buy-back details Part 3A - Details of +securities, price and reason 3A.1 Total number of +securities on issue in the class of +securities to be bought back 445,855,985 3A.4 Does the entity intend to buy back a minimum number of +securities 3A.5 Does the entity intend to buy back a maximum number of securities 3A.5a Maximum number of securities proposed to be bought back 10,060,000 3A.6 Name of broker or brokers who will offer to buy back +securities on the entity's behalf Broker name: Barrenjoey Markets Pty Limited 3A.9 Are the +securities being bought back for a cash consideration? 3A.9a Is the price to be paid for +securities bought back known? 3A.9a.1 In what currency will the buy-back consideration be paid? AUD - Australian Dollar Part 3B - Buy-back restrictions and conditions 3B.1 Does the buy-back require security holder approval? No Yes Yes No
Notification of buy-back Notification of buy-back 5 / 6 Part 3C - Key dates On-market buy-back 3C.2 Proposed buy-back start date 12/12/2022 3C.3 Proposed buy-back end date 31/10/2023 Part 3D - Other Information 3D.1 Any other information the entity wishes to notify to ASX about the buy-back Based on a closing market price on ASX of A$29.26 on 9 December 2022 (being the business day immediately prior to the date of this notice) and an A$/US$ exchange rate of 0.6792 (being the applicable spot rate on the same date) this would equate to a maximum of 10.06 million ordinary shares/CUFS. However the final maximum number of shares/CUFS will depend on market price and exchange rate movements over the buy-back period. No
Notification of buy-back Notification of buy-back 6 / 6 Part 4 - Daily buy-back notification A daily buy-back notification must be submitted for Employee share scheme, On-market, Equal access share scheme and Other buy-backs at least half an hour before the commencement of trading on the +business day after any day on which +securities are bought back (per listing rule 3.8A) Please verify if the pre-populated values are accurate as they are only indicative based on previous online submissions. The pre-populated values may not be accurate if previous online submissions are still in-flight or in case of announcements made via a MS Word form. Whilst you may over-ride a pre-populated value, once over-ridden it will not be possible to retrieve the previously pre-populated value. 4.1 Date of this notification 6/3/2023 4.2 Previous day on which +securities were bought back 3/3/2023 Before previous day On previous day 4.3 Total number of +securities bought back, or in relation to which acceptances have been received 3,040,758 100,000 4.4 Total consideration paid or payable for the +securities AUD 91,427,069.04000 AUD 3,066,176.84000 4.5 Highest price paid AUD 32.82000000 AUD 31.21000000 Date highest price was paid: 20/2/2023 4.6 Lowest price paid AUD 27.06000000 AUD 30.45000000 Date lowest price was paid: 21/12/2022 4.7 Highest price allowed to be paid by entity on the previous day under listing rule 7.33: AUD 32.32000000 4.8 If the entity has disclosed an intention to buy back a maximum number of +securities, the remaining number of +securities to be bought back as at the end of the previous day 6,919,242
Notification of buy-back Notification of buy-back 1 / 6 Announcement Summary Name of entity JAMES HARDIE INDUSTRIES PLC Announcement type Update announcement Type of update Date of this announcement 7/3/2023 Reason for update Daily buy-back notification ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 The type of buy-back is: Total number of +securities bought back before previous day 3,140,758 Total number of +securities bought back on previous day 100,000 Refer to next page for full details of the announcement On market buy-back Daily buy-back notification
Notification of buy-back Notification of buy-back 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) provide the following information about our buy-back. 1.2 Registration number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.4a Type of update 1.4b Reason for update Daily buy-back notification 1.4c Date of initial notification of buy-back 12/12/2022 1.4d Date of previous announcement to this update 4/3/2023 1.5 Date of this announcement 7/3/2023 1.6 ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 Daily buy-back notification Update/amendment to previous announcement
Notification of buy-back Notification of buy-back 3 / 6 Part 2 - Type of buy-back 2.1 The type of buy-back is: On market buy-back
Notification of buy-back Notification of buy-back 4 / 6 Part 3 - Buy-back details Part 3A - Details of +securities, price and reason 3A.1 Total number of +securities on issue in the class of +securities to be bought back 445,855,985 3A.4 Does the entity intend to buy back a minimum number of +securities 3A.5 Does the entity intend to buy back a maximum number of securities 3A.5a Maximum number of securities proposed to be bought back 10,060,000 3A.6 Name of broker or brokers who will offer to buy back +securities on the entity's behalf Broker name: Barrenjoey Markets Pty Limited 3A.9 Are the +securities being bought back for a cash consideration? 3A.9a Is the price to be paid for +securities bought back known? 3A.9a.1 In what currency will the buy-back consideration be paid? AUD - Australian Dollar Part 3B - Buy-back restrictions and conditions 3B.1 Does the buy-back require security holder approval? No Yes Yes No
Notification of buy-back Notification of buy-back 5 / 6 Part 3C - Key dates On-market buy-back 3C.2 Proposed buy-back start date 12/12/2022 3C.3 Proposed buy-back end date 31/10/2023 Part 3D - Other Information 3D.1 Any other information the entity wishes to notify to ASX about the buy-back Based on a closing market price on ASX of A$29.26 on 9 December 2022 (being the business day immediately prior to the date of this notice) and an A$/US$ exchange rate of 0.6792 (being the applicable spot rate on the same date) this would equate to a maximum of 10.06 million ordinary shares/CUFS. However the final maximum number of shares/CUFS will depend on market price and exchange rate movements over the buy-back period. No
Notification of buy-back Notification of buy-back 6 / 6 Part 4 - Daily buy-back notification A daily buy-back notification must be submitted for Employee share scheme, On-market, Equal access share scheme and Other buy-backs at least half an hour before the commencement of trading on the +business day after any day on which +securities are bought back (per listing rule 3.8A) Please verify if the pre-populated values are accurate as they are only indicative based on previous online submissions. The pre-populated values may not be accurate if previous online submissions are still in-flight or in case of announcements made via a MS Word form. Whilst you may over-ride a pre-populated value, once over-ridden it will not be possible to retrieve the previously pre-populated value. 4.1 Date of this notification 7/3/2023 4.2 Previous day on which +securities were bought back 6/3/2023 Before previous day On previous day 4.3 Total number of +securities bought back, or in relation to which acceptances have been received 3,140,758 100,000 4.4 Total consideration paid or payable for the +securities AUD 94,493,245.88000 AUD 3,146,234.16000 4.5 Highest price paid AUD 32.82000000 AUD 31.68000000 Date highest price was paid: 20/2/2023 4.6 Lowest price paid AUD 27.06000000 AUD 30.71000000 Date lowest price was paid: 21/12/2022 4.7 Highest price allowed to be paid by entity on the previous day under listing rule 7.33: AUD 32.21000000 4.8 If the entity has disclosed an intention to buy back a maximum number of +securities, the remaining number of +securities to be bought back as at the end of the previous day 6,819,242
Notification of buy-back Notification of buy-back 1 / 6 Announcement Summary Name of entity JAMES HARDIE INDUSTRIES PLC Announcement type Update announcement Type of update Date of this announcement 8/3/2023 Reason for update Daily buy-back notification ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 The type of buy-back is: Total number of +securities bought back before previous day 3,240,758 Total number of +securities bought back on previous day 100,000 Refer to next page for full details of the announcement On market buy-back Daily buy-back notification
Notification of buy-back Notification of buy-back 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) provide the following information about our buy-back. 1.2 Registration number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.4a Type of update 1.4b Reason for update Daily buy-back notification 1.4c Date of initial notification of buy-back 12/12/2022 1.4d Date of previous announcement to this update 7/3/2023 1.5 Date of this announcement 8/3/2023 1.6 ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 Daily buy-back notification Update/amendment to previous announcement
Notification of buy-back Notification of buy-back 3 / 6 Part 2 - Type of buy-back 2.1 The type of buy-back is: On market buy-back
Notification of buy-back Notification of buy-back 4 / 6 Part 3 - Buy-back details Part 3A - Details of +securities, price and reason 3A.1 Total number of +securities on issue in the class of +securities to be bought back 445,855,985 3A.4 Does the entity intend to buy back a minimum number of +securities 3A.5 Does the entity intend to buy back a maximum number of securities 3A.5a Maximum number of securities proposed to be bought back 10,060,000 3A.6 Name of broker or brokers who will offer to buy back +securities on the entity's behalf Broker name: Barrenjoey Markets Pty Limited 3A.9 Are the +securities being bought back for a cash consideration? 3A.9a Is the price to be paid for +securities bought back known? 3A.9a.1 In what currency will the buy-back consideration be paid? AUD - Australian Dollar Part 3B - Buy-back restrictions and conditions 3B.1 Does the buy-back require security holder approval? No Yes Yes No
Notification of buy-back Notification of buy-back 5 / 6 Part 3C - Key dates On-market buy-back 3C.2 Proposed buy-back start date 12/12/2022 3C.3 Proposed buy-back end date 31/10/2023 Part 3D - Other Information 3D.1 Any other information the entity wishes to notify to ASX about the buy-back Based on a closing market price on ASX of A$29.26 on 9 December 2022 (being the business day immediately prior to the date of this notice) and an A$/US$ exchange rate of 0.6792 (being the applicable spot rate on the same date) this would equate to a maximum of 10.06 million ordinary shares/CUFS. However the final maximum number of shares/CUFS will depend on market price and exchange rate movements over the buy-back period. No
Notification of buy-back Notification of buy-back 6 / 6 Part 4 - Daily buy-back notification A daily buy-back notification must be submitted for Employee share scheme, On-market, Equal access share scheme and Other buy-backs at least half an hour before the commencement of trading on the +business day after any day on which +securities are bought back (per listing rule 3.8A) Please verify if the pre-populated values are accurate as they are only indicative based on previous online submissions. The pre-populated values may not be accurate if previous online submissions are still in-flight or in case of announcements made via a MS Word form. Whilst you may over-ride a pre-populated value, once over-ridden it will not be possible to retrieve the previously pre-populated value. 4.1 Date of this notification 8/3/2023 4.2 Previous day on which +securities were bought back 7/3/2023 Before previous day On previous day 4.3 Total number of +securities bought back, or in relation to which acceptances have been received 3,240,758 100,000 4.4 Total consideration paid or payable for the +securities AUD 97,639,480.04000 AUD 3,149,359.24000 4.5 Highest price paid AUD 32.82000000 AUD 31.86000000 Date highest price was paid: 20/2/2023 4.6 Lowest price paid AUD 27.06000000 AUD 30.62000000 Date lowest price was paid: 21/12/2022 4.7 Highest price allowed to be paid by entity on the previous day under listing rule 7.33: AUD 32.33000000 4.8 If the entity has disclosed an intention to buy back a maximum number of +securities, the remaining number of +securities to be bought back as at the end of the previous day 6,719,242
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 7 Announcement Summary Entity name JAMES HARDIE INDUSTRIES PLC Date of this announcement Wednesday March 08, 2023 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date JHXAK RESTRICTED STOCK UNIT 145,441 01/03/2023 Refer to next page for full details of the announcement +Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.5 Date of this announcement 8/3/2023 New announcement
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 7 Part 2 - Issue details 2.1 The +securities the subject of this notification are: 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: has an existing ASX security code ("existing class") +Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 7 Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B Additional +securities in an existing class issued under an +employee incentive scheme ASX +security code and description JHXAK : RESTRICTED STOCK UNIT Date the +securities the subject of this notification were issued 1/3/2023 Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Were any of the +securities issued to +key management personnel (KMP) or an +associate? Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities Beastrom, Timothy Same 8,970 Beastrom, Timothy Same 16,099 Beastrom, Timothy Same 8,970 Claus, Christian Same 9,613 Claus, Christian Same 17,253 Claus, Christian Same 7,932 Majeed, Farhaj Same 4,485 Majeed, Farhaj Same 8,049 Majeed, Farhaj Same 40,365 Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms "Refer to the 2001 Plan: https://ir.jameshardie.com.au/public/download.jsp?id=5562 Refer to the 2006 Plan: https://ir.jameshardie.com.au/public/download.jsp?id=5390 Yes Yes
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 7 Any other information the entity wishes to provide about the +securities the subject of this notification "145,441 Restricted Stock Units (RSUs) granted, which comprise of the following: · Grant of 80,972 Restricted Stock Units (RSUs) granted under the James Hardie Industries Equity Incentive Plan 2001 (2001 Plan) Grant of 23,068 Returned on Capital Employed (ROCE) RSUs, under the 2006 LTI Plan granted to newly hired executives. ROCE RSUs are contractual entitlements to be issued ordinary shares/CDIs upon satisfaction of certain conditions; and Grant of 41,401 Relative Total Shareholder Return (TSR) RSUs, under the 2006 LTI Plan granted tonewly hired executives. TSR RSUs are contractual entitlements to be issued ordinary shares/CDIs upon satisfaction of certain conditions." Issue details Number of +securities 145,441
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 7 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue JHX : CHESS DEPOSITARY INTERESTS 1:1 445,857,974 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue JHXAK : RESTRICTED STOCK UNIT 3,005,389 JHXAL : OPTION EXPIRING 03-NOV-2027 EX $33.05 269,221
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? 5.1a Select the number of the applicable exception in Listing Rule 7.2 13 Yes
Notification of buy-back Notification of buy-back 1 / 6 Announcement Summary Name of entity JAMES HARDIE INDUSTRIES PLC Announcement type Update announcement Type of update Date of this announcement 9/3/2023 Reason for update Daily buy-back notification ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 The type of buy-back is: Total number of +securities bought back before previous day 3,340,758 Total number of +securities bought back on previous day 100,000 Refer to next page for full details of the announcement On market buy-back Daily buy-back notification
Notification of buy-back Notification of buy-back 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) provide the following information about our buy-back. 1.2 Registration number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.4a Type of update 1.4b Reason for update Daily buy-back notification 1.4c Date of initial notification of buy-back 12/12/2022 1.4d Date of previous announcement to this update 8/3/2023 1.5 Date of this announcement 9/3/2023 1.6 ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 Daily buy-back notification Update/amendment to previous announcement
Notification of buy-back Notification of buy-back 3 / 6 Part 2 - Type of buy-back 2.1 The type of buy-back is: On market buy-back
Notification of buy-back Notification of buy-back 4 / 6 Part 3 - Buy-back details Part 3A - Details of +securities, price and reason 3A.1 Total number of +securities on issue in the class of +securities to be bought back 445,855,985 3A.4 Does the entity intend to buy back a minimum number of +securities 3A.5 Does the entity intend to buy back a maximum number of securities 3A.5a Maximum number of securities proposed to be bought back 10,060,000 3A.6 Name of broker or brokers who will offer to buy back +securities on the entity's behalf Broker name: Barrenjoey Markets Pty Limited 3A.9 Are the +securities being bought back for a cash consideration? 3A.9a Is the price to be paid for +securities bought back known? 3A.9a.1 In what currency will the buy-back consideration be paid? AUD - Australian Dollar Part 3B - Buy-back restrictions and conditions 3B.1 Does the buy-back require security holder approval? No Yes Yes No
Notification of buy-back Notification of buy-back 5 / 6 Part 3C - Key dates On-market buy-back 3C.2 Proposed buy-back start date 12/12/2022 3C.3 Proposed buy-back end date 31/10/2023 Part 3D - Other Information 3D.1 Any other information the entity wishes to notify to ASX about the buy-back Based on a closing market price on ASX of A$29.26 on 9 December 2022 (being the business day immediately prior to the date of this notice) and an A$/US$ exchange rate of 0.6792 (being the applicable spot rate on the same date) this would equate to a maximum of 10.06 million ordinary shares/CUFS. However the final maximum number of shares/CUFS will depend on market price and exchange rate movements over the buy-back period. No
Notification of buy-back Notification of buy-back 6 / 6 Part 4 - Daily buy-back notification A daily buy-back notification must be submitted for Employee share scheme, On-market, Equal access share scheme and Other buy-backs at least half an hour before the commencement of trading on the +business day after any day on which +securities are bought back (per listing rule 3.8A) Please verify if the pre-populated values are accurate as they are only indicative based on previous online submissions. The pre-populated values may not be accurate if previous online submissions are still in-flight or in case of announcements made via a MS Word form. Whilst you may over-ride a pre-populated value, once over-ridden it will not be possible to retrieve the previously pre-populated value. 4.1 Date of this notification 9/3/2023 4.2 Previous day on which +securities were bought back 8/3/2023 Before previous day On previous day 4.3 Total number of +securities bought back, or in relation to which acceptances have been received 3,340,758 100,000 4.4 Total consideration paid or payable for the +securities AUD 100,788,839.28000 AUD 3,134,707.58000 4.5 Highest price paid AUD 32.82000000 AUD 31.62000000 Date highest price was paid: 20/2/2023 4.6 Lowest price paid AUD 27.06000000 AUD 31.04000000 Date lowest price was paid: 21/12/2022 4.7 Highest price allowed to be paid by entity on the previous day under listing rule 7.33: AUD 32.39000000 4.8 If the entity has disclosed an intention to buy back a maximum number of +securities, the remaining number of +securities to be bought back as at the end of the previous day 6,619,242
Application for quotation of +securities Application for quotation of +securities 1 / 7 Announcement Summary Entity name JAMES HARDIE INDUSTRIES PLC Announcement Type New announcement Date of this announcement Thursday March 09, 2023 The +securities to be quoted are: Total number of +securities to be quoted ASX +security code Security description Number of +securities to be quoted Issue date JHX CHESS DEPOSITARY INTERESTS 1:1 28,322 01/03/2023 Refer to next page for full details of the announcement +Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
Application for quotation of +securities Application for quotation of +securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.5 Date of this announcement 9/3/2023 New announcement
Application for quotation of +securities Application for quotation of +securities 3 / 7 Part 2 - Type of Issue 2.1 The +securities to be quoted are: 2.2 The +securities to be quoted are: Additional +securities in a class that is already quoted on ASX ("existing class") +Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
Application for quotation of +securities Application for quotation of +securities 4 / 7 Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B Additional +securities to be quoted in an existing class issued under an +employee incentive scheme FROM (Existing Class) ASX +security code and description JHXAK : RESTRICTED STOCK UNIT TO (Existing Class) ASX +security code and description JHX : CHESS DEPOSITARY INTERESTS 1:1 Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 28,322 Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms "Refer to the 2001 Plan: "https://ir.jameshardie.com.au/public/download.jsp?id=5562 Are any of these +securities being issued to +key management personnel (KMP) or an +associate Provide details of the KMP or +associates being issued +securities Name of KMP Name of registered holder Number of +securities Farhaj Majeed Farhaj Majeed 20,539 Issue date 1/3/2023 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Yes
Application for quotation of +securities Application for quotation of +securities 5 / 7 Issue details Number of +securities to be quoted 28,322 Are the +securities being issued for a cash consideration? Please describe the consideration being provided for the +securities na Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.000000 Any other information the entity wishes to provide about the +securities to be quoted No
Application for quotation of +securities Application for quotation of +securities 6 / 7 Part 4 - Issued capital following quotation Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application) ASX +security code and description Total number of +securities on issue JHX : CHESS DEPOSITARY INTERESTS 1:1 445,886,296 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue JHXAK : RESTRICTED STOCK UNIT 2,831,626 JHXAL : OPTION EXPIRING 03-NOV-2027 EX $33.05 269,221
Application for quotation of +securities Application for quotation of +securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? 5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? 5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? N/A No No No
Notification of buy-back Notification of buy-back 1 / 6 Announcement Summary Name of entity JAMES HARDIE INDUSTRIES PLC Announcement type Update announcement Type of update Date of this announcement 10/3/2023 Reason for update Daily buy-back notification ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 The type of buy-back is: Total number of +securities bought back before previous day 3,440,758 Total number of +securities bought back on previous day 100,000 Refer to next page for full details of the announcement On market buy-back Daily buy-back notification
Notification of buy-back Notification of buy-back 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) provide the following information about our buy-back. 1.2 Registration number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.4a Type of update 1.4b Reason for update Daily buy-back notification 1.4c Date of initial notification of buy-back 12/12/2022 1.4d Date of previous announcement to this update 9/3/2023 1.5 Date of this announcement 10/3/2023 1.6 ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 Daily buy-back notification Update/amendment to previous announcement
Notification of buy-back Notification of buy-back 3 / 6 Part 2 - Type of buy-back 2.1 The type of buy-back is: On market buy-back
Notification of buy-back Notification of buy-back 4 / 6 Part 3 - Buy-back details Part 3A - Details of +securities, price and reason 3A.1 Total number of +securities on issue in the class of +securities to be bought back 445,855,985 3A.4 Does the entity intend to buy back a minimum number of +securities 3A.5 Does the entity intend to buy back a maximum number of securities 3A.5a Maximum number of securities proposed to be bought back 10,060,000 3A.6 Name of broker or brokers who will offer to buy back +securities on the entity's behalf Broker name: Barrenjoey Markets Pty Limited 3A.9 Are the +securities being bought back for a cash consideration? 3A.9a Is the price to be paid for +securities bought back known? 3A.9a.1 In what currency will the buy-back consideration be paid? AUD - Australian Dollar Part 3B - Buy-back restrictions and conditions 3B.1 Does the buy-back require security holder approval? No Yes Yes No
Notification of buy-back Notification of buy-back 5 / 6 Part 3C - Key dates On-market buy-back 3C.2 Proposed buy-back start date 12/12/2022 3C.3 Proposed buy-back end date 31/10/2023 Part 3D - Other Information 3D.1 Any other information the entity wishes to notify to ASX about the buy-back Based on a closing market price on ASX of A$29.26 on 9 December 2022 (being the business day immediately prior to the date of this notice) and an A$/US$ exchange rate of 0.6792 (being the applicable spot rate on the same date) this would equate to a maximum of 10.06 million ordinary shares/CUFS. However the final maximum number of shares/CUFS will depend on market price and exchange rate movements over the buy-back period. No
Notification of buy-back Notification of buy-back 6 / 6 Part 4 - Daily buy-back notification A daily buy-back notification must be submitted for Employee share scheme, On-market, Equal access share scheme and Other buy-backs at least half an hour before the commencement of trading on the +business day after any day on which +securities are bought back (per listing rule 3.8A) Please verify if the pre-populated values are accurate as they are only indicative based on previous online submissions. The pre-populated values may not be accurate if previous online submissions are still in-flight or in case of announcements made via a MS Word form. Whilst you may over-ride a pre-populated value, once over-ridden it will not be possible to retrieve the previously pre-populated value. 4.1 Date of this notification 10/3/2023 4.2 Previous day on which +securities were bought back 9/3/2023 Before previous day On previous day 4.3 Total number of +securities bought back, or in relation to which acceptances have been received 3,440,758 100,000 4.4 Total consideration paid or payable for the +securities AUD 103,923,546.86000 AUD 3,143,819.78000 4.5 Highest price paid AUD 32.82000000 AUD 31.68000000 Date highest price was paid: 20/2/2023 4.6 Lowest price paid AUD 27.06000000 AUD 31.09000000 Date lowest price was paid: 21/12/2022 4.7 Highest price allowed to be paid by entity on the previous day under listing rule 7.33: AUD 32.47000000 4.8 If the entity has disclosed an intention to buy back a maximum number of +securities, the remaining number of +securities to be bought back as at the end of the previous day 6,519,242