Lgl Group Inc 8-K, filed Dec 6, 2023
Lgl Group Inc (LGL)
8-K
2023-12-06
For: 2023-12-06
View Original
Added on
July 04, 2026
About this 8-K
Lgl Group Inc filed this 8-K on December 6, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): December 6, 2023
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Registrant’s Telephone Number, Including Area Code: (407 ) 298-2000
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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On December 6, 2023, The LGL Group, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”).
The following matters were submitted to a vote of the Company’s stockholders at the Annual Meeting: (i) the election of seven directors to serve until the Company’s 2024 Annual Meeting of Stockholders; (ii) the ratification of the appointment of PKF O'Connor Davies LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023; and (iii) a non-binding advisory resolution to approve the compensation of the Company’s named executive officers. The three proposals are described in detail in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on November 7, 2023 (the “Definitive Proxy Statement”).
Each of the three matters submitted to a vote of the Company’s stockholders at the Annual Meeting was approved by the requisite vote of the Company’s stockholders. Set forth below is the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each such matter, including a separate tabulation with respect to each nominee for director, as applicable.
1. Election of seven directors to the Board of Directors to serve until the 2024 Annual Meeting of Stockholders:
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Nominee
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For
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Withheld
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Broker Non-votes
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Marc J. Gabelli
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3,010,118 | 4,494 | 1,027,571 | |||||||||
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Timothy Foufas
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3,011,409 | 3,203 | 1,027,571 | |||||||||
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Manjit Kalha
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2,976,784 | 37,828 | 1,027,571 | |||||||||
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Michael Ferrantino
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3,001,060 | 13,552 | 1,027,571 | |||||||||
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Kaan Aslansan
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2,983,213 | 31,399 | 1,027,571 | |||||||||
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Herve Francois
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3,012,308 | 2,304 | 1,027,571 | |||||||||
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Darlene DeRemer
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3,013,284 | 1,328 | 1,027,571 | |||||||||
2. Ratification of the appointment of PKF O’Connor Davies LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023:
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For
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Against
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Abstain
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Broker Non-votes
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| 4,030,634 | 10,694 | 855 | — | ||||||||||
3. Approval of an advisory resolution regarding the compensation of the Company’s named executive officers:
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For
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Against
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Abstain
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Broker Non-votes
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| 2,972,431 | 31,564 | 10,617 | 1,027,571 | ||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| December 6, 2023 |
THE LGL GROUP, INC.
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By:
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/s/ James W. Tivy
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Name:
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James W. Tivy
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Title:
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Chief Accounting Officer
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