Li Auto Inc (LI) 6-K, filed Oct 8, 2021

UNITEDSTATES

SECURITIESAND EXCHANGE COMMISSION

Washington,D.C. 20549

FORM 6-K

REPORTOF FOREIGN PRIVATE ISSUER

PURSUANTTO RULE 13a-16 OR 15d-16 UNDER

THESECURITIES EXCHANGE ACT OF 1934

Forthe month of October 2021

CommissionFile Number: 001-39407

LiAuto Inc.

(Registrant’s Name)

11Wenliang Street

ShunyiDistrict, Beijing 101399

People’sRepublic of China

(Address of Principal Executive Offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F x Form 40-F ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨

EXHIBIT INDEX

Exhibit No.	Description
99.1	Monthly<br> Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements<br> in Securities

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Li Auto Inc.
By		/s/<br> Tie Li
Name	:	Tie Li
Title	:	Director and Chief Financial Officer

Date: October 8, 2021

Exhibit 99.1

FF301<br>v Page 1 of 8 1.0.0<br>Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in<br>Securities<br>For the month ended: 30 September 2021 Status: New Submission<br>To : Hong Kong Exchanges and Clearing Limited<br>Name of Issuer: Li Auto Inc.<br>Date Submitted: 07 October 2021<br>I. Movements in Authorised / Registered Share Capital<br>1. Type of shares Ordinary shares Class of shares Class A Listed on SEHK (Note 1) Yes<br>Stock code 02015 Description<br>Number of authorised/registered shares Par value Authorised/registered share capital<br>Balance at close of preceding month 4,500,000,000 USD 0.0001 USD 450,000<br>Increase / decrease (-) USD<br>Balance at close of the month 4,500,000,000 USD 0.0001 USD 450,000<br>2. Type of shares WVR ordinary shares Class of shares Class B Listed on SEHK (Note 1) No<br>Stock code 02015 Description<br>Number of authorised/registered shares Par value Authorised/registered share capital<br>Balance at close of preceding month 500,000,000 USD 0.0001 USD 50,000<br>Increase / decrease (-) USD<br>Balance at close of the month 500,000,000 USD 0.0001 USD 50,000<br>Total authorised/registered share capital at the end of the month: USD 500,000
FF301<br>v Page 2 of 8 1.0.0<br>II. Movements in Issued Shares<br>1. Type of shares Ordinary shares Class of shares Class A Listed on SEHK (Note 1) Yes<br>Stock code 02015 Description<br>Balance at close of preceding month 1,696,033,630<br>Increase / decrease (-) 13,869,700<br>Balance at close of the month 1,709,903,330<br>2. Type of shares WVR ordinary shares Class of shares Class B Listed on SEHK (Note 1) No<br>Stock code 02015 Description<br>Balance at close of preceding month 355,812,080<br>Increase / decrease (-) 0<br>Balance at close of the month 355,812,080
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FF301<br>v Page 3 of 8 1.0.0<br>III. Details of Movements in Issued Shares<br>(A). Share Options (under Share Option Schemes of the Issuer)<br>1. Type of shares issuable Ordinary shares Class of shares Class A Shares issuable to be listed on SEHK (Note 1) Yes<br>Stock code of shares issuable (if listed on SEHK) (Note 1) 02015<br>Particulars of share option<br>scheme<br>Number of share<br>options outstanding at<br>close of preceding<br>month<br>Movement during the month<br>Number of share options<br>outstanding at close of<br>the month<br>No. of new shares of<br>issuer issued during the<br>month pursuant thereto<br>(A)<br>No. of new shares of<br>issuer which may be<br>issued pursuant thereto<br>as at close of the month<br>The total number of<br>securities which may be<br>issued upon exercise of<br>all share options to be<br>granted under the<br>scheme at close of the<br>month<br>1). 2019 Plan (Share<br>incentive plan adopted<br>on 2/7/2019 as<br>amended from time<br>to time)<br>55,261,578 Cancelled -64,000<br>Others -472,940<br>54,724,638 0 54,724,638 66,913,000<br>General Meeting approval<br>date (if applicable)<br>2). 2020 Plan (Share<br>incentive plan adopted<br>on 9/7/2020 as<br>amended from time to<br>time)<br>35,226,500 Cancelled -334,400 34,892,100 0 34,892,100 102,690,000<br>General Meeting approval<br>date (if applicable)<br>Total A (Ordinary shares Class A): 0<br>Total funds raised during the month from exercise of options: USD 47,294<br>Remarks:<br>Others : -472,940 refers to 472,940 options being exercised. The exercise of 472,940 options was settled using the Class A Ordinary Shares issued to the Depositary for bulk issuance of ADSs<br>reserved for further issuances upon the exercise or vesting of awards granted under the Share Incentive Plans.<br>(B). Warrants to Issue Shares of the Issuer which are to be Listed Not applicable
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FF301<br>v Page 4 of 8 1.0.0<br>(C). Convertibles (i.e. Convertible into Issue Shares of the Issuer which are to be Listed)<br>1. Type of shares issuable Ordinary shares Class of shares Class A Shares issuable to be listed on SEHK (Note 1) No<br>Stock code of shares issuable (if listed on SEHK) (Note 1)<br>Description of the Convertibles Currency Amount at close of<br>preceding month Movement during the month Amount at close of the<br>month<br>No. of new shares of<br>issuer issued during the<br>month pursuant thereto<br>(C)<br>No. of new shares of<br>issuer which may be<br>issued pursuant thereto<br>as at close of the month<br>1). 2028 Notes - convertible<br>senior notes<br>USD 862,500,000 862,500,000 0 60,861,104<br>Type of convertibles Bond/Notes<br>Stock code of the Convertibles<br>(if listed on SEHK) (Note 1)<br>Subscription/Conversion price USD 14.17<br>General Meeting approval date<br>(if applicable)<br>Total C (Ordinary shares Class A): 0<br>(D). Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be listed, including Options (other than Share Options Schemes)<br>1. Type of shares issuable Ordinary shares Class of shares Class A Shares issuable to be listed on SEHK (Note 1) Yes<br>Stock code of shares issuable (if listed on SEHK) (Note 1) 02015<br>Description<br>General Meeting<br>approval date<br>(if applicable)<br>No. of new shares of issuer issued during<br>the month pursuant thereto (D)<br>No. of new shares of issuer which may be<br>issued pursuant thereto as at close of the<br>month<br>1). 2019 Plan - restricted shares (Share incentive plan adopted on 2/7/2019 as<br>amended from time to time) 0 0<br>2). 2019 Plan - restricted share unit (Share incentive plan adopted on 2/7/2019 as<br>amended from time to time) 0 0<br>3). 2020 Plan - restricted shares (Share incentive plan adopted on 9/7/2020 as<br>amended from time to time) 0 0<br>4). 2020 Plan - restricted share unit (Share incentive plan adopted on 9/7/2020 as<br>amended from time to time) 0 8,586<br>Total D (Ordinary shares Class A): 0
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FF301<br>v Page 5 of 8 1.0.0<br>(E). Other Movements in Issued Share<br>1. Type of shares issuable<br> (Note 5 and 6) Ordinary shares Class of shares Class A Shares issuable to be listed on SEHK (Note 1, 5 and 6) Yes<br>Stock code of shares issuable (if listed on SEHK) (Note 1, 5 and 6) 02015<br>Type of Issue<br>At price (if applicable)<br>Currency Amount<br>Issue and allotment<br>date (Note 5 and 6)<br>General Meeting<br>approval date<br>(if applicable)<br>No. of new shares of issuer<br>issued during the month<br>pursuant thereto (E)<br>No. of new shares of issuer<br>which may be issued pursuant<br>thereto as at close of the<br>month<br>1). Other (Please specify)<br>Partial Exercise of the Over-Allotment<br>Option<br>HKD 118 08 September 2021 13,869,700 0<br>Total E (Ordinary shares Class A): 13,869,700<br>Total increase / decrease (-) in Ordinary shares Class A during the month (i.e. Total of A to E) 13,869,700<br>Total increase / decrease (-) in Ordinary shares Class A during the month (i.e. Total of A to E) 0
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FF301<br>v Page 6 of 8 1.0.0<br>IV. Information about Hong Kong Depositary Receipt (HDR) Not applicable
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FF301<br>v Page 7 of 8 1.0.0<br>V. Confirmations<br>We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III and IV which has not been<br>previously disclosed in a return published under Main Board Rule 13.25A / GEM Rule 17.27A, it has been duly authorised by the board of directors of the listed issuer and, insofar as applicable:<br><br>(Note 2)<br><br>(i) all money due to the listed issuer in respect of the issue of securities has been received by it;<br><br>(ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;<br><br>(iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;<br><br>(iv) all the securities of each class are in all respects identical (Note 3);<br><br>(v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has<br> been made with other legal requirements;<br><br>(vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;<br><br>(vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase<br> consideration for all such property has been duly satisfied; and<br><br>(viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the<br> Registrar of Companies.<br>Submitted by: Wang Yang<br>Title: Joint Company Secretary<br>(Director, Secretary or other Duly Authorised Officer)<br>Notes<br>1. SEHK refers to Stock Exchange of Hong Kong.<br>2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return<br>published under Main Board Rule 13.25A / GEM Rule 17.27A in relation to the securities issued, no further confirmation is required to be made in this return.
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FF301<br>v Page 8 of 8 1.0.0<br>3. “Identical” means in this context:<br> ． the securities are of the same nominal value with the same amount called up or paid up;<br> ． they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to<br>exactly the same sum (gross and net); and<br> ． they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.<br>4. If there is insufficient space, please submit additional document.<br>5. In the context of repurchase of shares:<br> ． “shares issuable to be listed on SEHK” should be construed as “shares repurchased listed on SEHK”; and<br> ． “stock code of shares issuable (if listed on SEHK)” should be construed as “stock code of shares repurchased (if listed on SEHK)”; and<br> ． “type of shares issuable” should be construed as “type of shares repurchased”; and<br> ． “issue and allotment date” should be construed as “cancellation date”<br>6. In the context of redemption of shares:<br> ． “shares issuable to be listed on SEHK” should be construed as “shares redeemed listed on SEHK”; and<br> ． “stock code of shares issuable (if listed on SEHK)” should be construed as “stock code of shares redeemed (if listed on SEHK)”; and<br> ． “type of shares issuable” should be construed as “type of shares redeemed”; and<br> ． “issue and allotment date” should be construed as “redemption date”
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Li Auto Inc 6-K, filed Oct 8, 2021

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