LSTA · Lisata Therapeutics, Inc. · Holdings
$1.65
-0.25 (-13.16%)
At close · Sep 10
Going-concern doubt
— flagged Aug 6, 2026
Substantial doubt about the company's ability to continue as a going concern.
“Based on our current business plan and existing capital resources, management has concluded that there is substantial doubt regarding our ability to continue as a going concern for a period of twelve months from the date of issuance of the accompanying consolidated financial statements.”View the 10-Q filed Aug 6, 2026
Market Cap
$17.12M
Shares
9.01M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 32
Total Value: $3,704,220
Total Shares: 1,089,481
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 32 13F filers · Δ vs Mar 31, 2026Top Holder
25.6%
−0.1 pts
Top 5
63.5%
+3.1 pts
Top 10
87.9%
+4.6 pts
HHI
1,177
Broadly held+58
Quarterly Activity
vs Mar 31, 2026
New
3
Increased
9
Decreased
5
Sold Out
6
Unchanged
15
Holder count:
-3
Institutional value:
-30.1%
Shares held:
+3.0%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Small CSS LLC/IL | +48,524 | 110,422 | |
| Mid Virtu Financial LLC | +16,569 | 58,782 | |
| Mega VANGUARD FIDUCIARY TRUST CO | +14,047 | 48,964 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | +7,022 | 278,837 | |
| Small Rangeley Capital, LLC | +6,000 | 81,000 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega CITADEL ADVISORS LLC | −7,125 | 15,541 | |
| Small DELTEC ASSET MANAGEMENT LLC | −6,803 | 83,197 | |
| Mega ROYAL BANK OF CANADA | −5,860 | 52 | |
| Mid GTS SECURITIES LLC | −1,196 | 30,200 | |
| Mid Tower Research Capital LLC (TRC) | −59 | 726 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Small Yakira Capital Management, Inc. | 138,561 | $471,107 | |
| Mega JANE STREET GROUP, LLC | 18,741 | $63,718 | |
| Mega BARCLAYS PLC | 70 | $238 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Large RENAISSANCE TECHNOLOGIES LLC | 131,715 | $659,892 | |
| Small PenderFund Capital Management Ltd. | 47,500 | $237,975 | |
| Small SOL Capital Management CO | 12,175 | $60,996 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,604 | $58,136 | |
| Mega UBS Group AG | 1,909 | $9,563 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $948,045 | 25.59% | 278,837 | Shares | 2026-08-13 | |
| Small Yakira Capital Management, Inc. | $471,107 | 12.72% | 138,561 | Shares | 2026-08-13 | |
| Small CSS LLC/IL | $375,434 | 10.14% | 110,422 | Shares | 2026-08-14 | |
| Small DELTEC ASSET MANAGEMENT LLC | $282,869 | 7.64% | 83,197 | Shares | 2026-07-21 | |
| Small Rangeley Capital, LLC | $275,400 | 7.43% | 81,000 | Shares | 2026-08-14 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | $246,948 | 6.67% | 72,632 | Shares | 2026-08-12 | |
| Mid Virtu Financial LLC | $199,858 | 5.40% | 58,782 | Shares | 2026-08-13 | |
| Mega BlackRock, Inc. | $186,513 | 5.04% | 54,857 | Shares | 2026-08-07 | |
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $166,477 | 4.49% | 48,964 | Shares | 2026-08-13 | |
| Mid GTS SECURITIES LLC Broker-Dealer | $102,680 | 2.77% | 30,200 | Shares | 2026-08-14 | |
| Mega STATE STREET CORP | $86,183 | 2.33% | 25,348 | Shares | 2026-08-07 | |
| Mega JANE STREET GROUP, LLC | $63,718 | 1.72% | 18,741 | Shares | 2026-08-14 | |
| Mega CITADEL ADVISORS LLC | $52,839 | 1.43% | 15,541 | Shares | 2026-09-02 | |
| Mega NORTHERN TRUST CORP Bank | $52,815 | 1.43% | 15,534 | Shares | 2026-08-13 | |
| Small JBF Capital, Inc. | $48,779 | 1.32% | 14,347 | Shares | 2026-08-13 | |
| Large Cerity Partners LLC | $41,422 | 1.12% | 12,183 | Shares | 2026-08-14 | |
| Mega BANK OF AMERICA CORP /DE/ Bank | $35,200 | 0.95% | 10,353 | Shares | 2026-08-14 | |
| Large HighTower Advisors, LLC | $34,142 | 0.92% | 10,042 | Shares | 2026-08-05 | |
| Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $17,000 | 0.46% | 5,000 | Shares | 2026-07-22 | |
| Small Founders Capital Management | $5,667 | 0.15% | 1,667 | Shares | 2026-07-21 | |
| Mega Vanguard Global Advisers, LLC | $3,512 | 0.09% | 1,033 | Shares | 2026-08-13 | |
| Small Connective Capital Management, LLC | $3,454 | 0.09% | 1,016 | Shares | 2026-08-13 | |
| Mid Tower Research Capital LLC (TRC) | $2,468 | 0.07% | 726 | Shares | 2026-08-11 | |
| Large OSAIC HOLDINGS, INC. | $680 | 0.02% | 200 | Shares | 2026-08-14 | |
| Small Caitong International Asset Management Co., Ltd | $306 | 0.01% | 90 | Shares | 2026-08-05 | |
| Mega MORGAN STANLEY | $254 | 0.01% | 75 | Shares | 2026-08-13 | |
| Mega BARCLAYS PLC | $238 | 0.01% | 70 | Shares | 2026-08-14 | |
| Mega ROYAL BANK OF CANADA Bank | $176 | 0.00% | 52 | Shares | 2026-08-14 | |
| Mid SBI Securities Co., Ltd. Broker-Dealer | $23 | 0.00% | 7 | Shares | 2026-07-23 | |
| Small Cheviot Value Management, LLC | $10 | 0.00% | 3 | Shares | 2026-08-06 | |
| Small Fortitude Family Office, LLC Family Office | $3 | 0.00% | 1 | Shares | 2026-07-20 | |
| Mega FMR LLC | $0 | 0.00% | 0 | Shares | 2026-08-13 |
Key facts
CIK
320017
CUSIP
128058302
13F (30d)
22 filings
22 filers
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Investor relations