Lufax Holding Ltd 6-K, filed Feb 6, 2024
Lufax Holding Ltd (LU)
About this 6-K
Lufax Holding Ltd filed this 6-K on February 6, 2024.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of February 2024
Commission File Number 001-39654
Lufax Holding Ltd
(Registrant’s name)
Building No. 6
Lane 2777, Jinxiu East Road
Pudong New District, Shanghai
People’s Republic of China
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F ☒ Form 40-F ☐
Lufax Regains Compliance With NYSE Minimum Price Requirement
Lufax Holding Ltd (“Lufax” or the “Company”) has regained compliance with the continued listing standard of the New York Stock Exchange (the “NYSE”) for share prices.
On November 30, 2023, the Company received a NYSE letter notifying that it was below compliance standards due to the average closing price of the Company’s American depositary shares (the “ADSs”) being less than $1.00 for a consecutive 30 trading-day period. In order to regain compliance with the minimum price requirement, the Company changed the ratio of its ADSs representing its ordinary shares from two (2) ADSs representing one (1) ordinary share to one (1) ADS representing two (2) ordinary shares, effective December 15, 2023.
On February 1, 2024, the Company received a letter from the NYSE confirming that it had regained compliance with the NYSE’s continued listing standards after the average closing price for its ADSs for the consecutive 30-trading-day period ended January 31, 2024 exceeded $1.00. Following the receipt of this letter, the Company is no longer considered below the NYSE minimum price requirement and has regained compliance regarding this matter.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Lufax Holding Ltd | ||
| By: | /s/ David Siu Kam Choy | |
| Name: | David Siu Kam Choy | |
| Title: | Chief Financial Officer | |
Date: February 6, 2024
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