8-K

Main Street Capital CORP (MAIN)

8-K 2023-03-14 For: 2023-03-13
View Original
Added on April 07, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

__________________________________________________________________________

FORM 8-K

__________________________________________________________________________

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) March 13, 2023

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Main Street Capital Corporation

(Exact name of registrant as specified in its charter)

Maryland 001-33723 41-2230745
(State or other jurisdiction<br><br>of incorporation) (Commission File Number) (IRS Employer Identification No.) 1300 Post Oak Boulevard, 8th Floor, Houston, Texas 77056
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(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code:   713-350-6000

Not Applicable

___________________________________________________________________________________

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol Name of each exchange on which registered
Common Stock, par value $0.01 per share MAIN New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 7.01 Regulation FD Disclosure.

On March 13, 2023, the Registrant posted on its corporate website a series of frequently asked questions (“FAQs”) regarding the closure of Silicon Valley Bank (“SVB”). The FAQs, which are titled “Frequently Asked Questions (FAQ) – Silicon Valley Bank/SVB Financial Group Exposures” will remain available at https://www.mainstcapital.com/investors until at least March 31, 2023 and will be updated if the Registrant receives additional recurring questions or requests for information from stakeholders in the future regarding developments relating to the SVB closing and related matters. Investors are advised to refer to the FAQs at the above-referenced web address for any material updates or developments relating to the matters discussed therein.

The information disclosed under this Item 7.01 is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Main Street Capital Corporation
Date: March 13, 2023 By: /s/ Jason B. Beauvais
Name:    Jason B. Beauvais
Title:      General Counsel