8-K - MGLD - Equibles

U.S. SECURITIES AND EXCHANGE

COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report: October 24, 2022

The Marygold Companies, Inc.

(Exact name of registrant as specified in its charter)

Nevada 000-29913 90-1133909<br> (state of incorporation) (Commission File Number) (IRS Employer I.D. Number)<br><br> <br><br><br> <br>120 Calle Iglesia,<br><br> <br>Unit B<br><br> <br>San Clemente, CA 92672<br> Tel. (949) 429-5370<br><br> <br>Fax. (888) 312.0124

(Address and telephone number of registrant's principal

executive offices and principal place of business)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class of Security	Trading Symbol	Name of Exchange on Which Registered
Shares of common stock, par value $0.001 per share	MGLD	NYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01	Regulation FD Disclosure

We are furnishing this Current Report on Form 8-K in connection with the disclosure of information in the form of textual information from a PowerPoint presentation to be given at the LD Micro Main Event XV Conference on October 26, 2022. The PowerPoint presentation filed with this Form 8-K, which will be posted and archived on the Company's website at https://themarygoldcompanies.com, can also be accessed live from the event organizers at https://me22.sequireevents.com, although we reserve the right to discontinue that availability at any time.

The information included in this Current Report on Form 8-K (including the exhibit) is furnished pursuant to Item 7.01 and shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. This Current Report on Form 8-K will not be deemed an admission as to the materiality of any information in the Report that is required to be disclosed solely by Regulation FD.

We do not have, and expressly disclaim, any obligation to release publicly any updates or any changes in our expectations or any change in events, conditions, or circumstances on which any forward-looking statement is based.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit
Number	Exhibits
99.1	TheMarygold Companies Investor Presentation dated October 2022
104	Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 24, 2022

THE MARYGOLD COMPANIES, INC.

By: /S/ Nicolas Gerber

Nicholas Gerber

Chief Executive Officer

Image Exhibit

Exhibit 99.1 The Marygold Companies Investor Presentation dated October 2022