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Niocorp Developments Ltd 8-K, filed Sep 25, 2020

Niocorp Developments Ltd (NB)

8-K 2020-09-25 For: 2020-09-24
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Added on April 10, 2026

About this 8-K

Niocorp Developments Ltd filed this 8-K on September 25, 2020, reporting on events of September 24, 2020.

Items reported

  • Item 5.02: Director or officer change, or executive pay

UNITEDSTATESSECURITIES AND EXCHANGE COMMISSION


Washington, D.C. 20549

_______________________

FORM8-K

_______________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  September 24, 2020
____________________________
NioCorp Developments Ltd.
(Exact name of registrant as specified in its charter)
____________________________
British Columbia, Canada<br><br>(State or other jurisdiction<br><br>of incorporation) 000-55710<br><br>(Commission File Number) 98-1262185<br><br>(IRS Employer<br><br>Identification No.)
7000 South Yosemite Street, Suite 115<br><br>Centennial, Colorado 80112<br><br>(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including<br> area code: (720) 639-4647<br><br> <br><br><br> <br>(Former name or former address, if changed<br> since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Not Applicable Not Applicable Not Applicable

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company           ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒

Item 5.02 Departure of Directors or Certain Officers;Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On September 24, 2020, Joseph A. Carrabba provided notice to NioCorp Developments Ltd. (the “Company”) that he is retiring from the Board of Directors of the Company effective as of its Annual General Meeting of Shareholders to be held on November 5, 2020.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NIOCORP DEVELOPMENTS LTD.
DATE: September 25, 2020 By: /s/ Neal S. Shah
Neal S. Shah<br><br> <br><br><br> <br>Chief Financial Officer