6-K
National Grid PLC (NGG)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 07 March 2024
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation of registrant’s name into English)
England and Wales
(Jurisdiction of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934. ☐ Yes ☒ No
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
EXHIBIT INDEX
| Exhibit No. | Description |
|---|---|
| 99.1 | Exhibit<br>99.1 Announcement sent to the London Stock Exchange on 07 March<br>2024 —<br>Director/PDMR Shareholding |
Exhibit 99.1
7 March 2024
National Grid plc ('National Grid' or 'Company')
Notification of Transaction of Person Discharging Managerial Responsibilities ('PDMR')
On 7 March 2024, National Grid received notification of the following transactions as detailed below.
This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR') and relates to the National Grid US Employee Stock Purchase Plan ('ESPP') monthly purchases on behalf of a PDMR. The relevant FCA notifications are set out below.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | ||
|---|---|---|---|
| a) | Name | Shannon<br>J Soland | |
| 2 | Reason for the notification | ||
| a) | Position/status | Interim<br>Group Chief Information & Digital Officer | |
| b) | Initial notification /Amendment | Initial<br>notification | |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | National<br>Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description of the financial instrument, type of<br>instrument<br><br><br><br><br><br>Identification<br>code | American Depository Shares<br><br><br><br><br><br>US 6362744095 | |
| b) | Nature of the transaction | Monthly purchase of securities under the National Grid US Employee<br>Stock Purchase Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| $57.600250 | 43.034540 | ||
| d) | Aggregated information<br><br><br><br><br><br>- Aggregated volume<br><br><br><br><br><br>- Price | ||
| e) | Date of the transaction | 2024.01.02 | |
| f) | Place of the transaction | Outside<br>a trading venue | |
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | ||
| --- | --- | --- | --- |
| a) | Name | Shannon<br>J Soland | |
| 2 | Reason for the notification | ||
| a) | Position/status | Interim<br>Group Chief Information & Digital Officer | |
| b) | Initial notification /Amendment | Initial<br>notification | |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | National<br>Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description of the financial instrument, type of<br>instrument<br><br><br><br><br><br>Identification<br>code | American Depository Shares<br><br><br><br><br><br>US 6362744095 | |
| b) | Nature of the transaction | Monthly purchase of securities under the National Grid US Employee<br>Stock Purchase Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| $57.721970 | 42.943790 | ||
| d) | Aggregated information<br><br><br><br><br><br>- Aggregated volume<br><br><br><br><br><br>- Price | ||
| e) | Date of the transaction | 2024.02.01 | |
| f) | Place of the transaction | Outside<br>a trading venue | |
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | ||
| --- | --- | --- | --- |
| a) | Name | Shannon<br>J Soland | |
| 2 | Reason for the notification | ||
| a) | Position/status | Interim<br>Group Chief Information & Digital Officer | |
| b) | Initial notification /Amendment | Initial<br>notification | |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | National<br>Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description of the financial instrument, type of<br>instrument<br><br><br><br><br><br>Identification<br>code | American Depository Shares<br><br><br><br><br><br>US 6362744095 | |
| b) | Nature of the transaction | Monthly purchase of securities under the National Grid US Employee<br>Stock Purchase Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| $57.217929 | 43.322090 | ||
| d) | Aggregated information<br><br><br><br><br><br>- Aggregated volume<br><br><br><br><br><br>- Price | ||
| e) | Date of the transaction | 2024.03.04 | |
| f) | Place of the transaction | Outside<br>a trading venue |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NATIONAL GRID<br>plc | |
|---|---|
| By: | /s/Sally Kenward<br><br><br>_______________________ |
| Sally Kenward<br><br><br>Senior Assistant Company Secretary |
Date: 07 March 2024