6-K
National Grid PLC (NGG)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 11 June 2024
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation of registrant’s name into English)
England and Wales
(Jurisdiction of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934. ☐ Yes ☒ No
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
EXHIBIT INDEX
| Exhibit No. | Description |
|---|---|
| 99.1 | Exhibit<br>99.1 Announcement sent to the London Stock Exchange on 11 June<br>2024 —<br>Holding(s) in Company |
Exhibit 99.1
11 June 2024
National Grid plc ('National Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary Shares
National Grid has received a notification on Form TR-1 from The Goldman Sachs Group, Inc. that its total interest in National Grid voting ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
- Issuer Details
ISIN
| GB00BDR05C01 |
|---|
Issuer Name
| NATIONAL GRID PLC |
|---|
UK or Non-UK Issuer
| UK |
|---|
- Reason for Notification
| An acquisition or disposal of voting rights; An acquisition or<br>disposal of financial instruments |
|---|
- Details of person subject to the notification obligation
Name
| The Goldman Sachs Group, Inc. |
|---|
City of registered office (if applicable)
| Wilmington, Delaware |
|---|
Country of registered office (if applicable)
| USA |
|---|
- Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
- Date on which the threshold was crossed or reached
| 06-Jun-2024 |
|---|
- Date on which Issuer notified
| 10-Jun-2024 |
|---|
- Total positions of person(s) subject to the notification obligation
| %<br>of voting rights attached to shares (total of 8.A) | %<br>of voting rights through financial instruments (total of 8.B 1 +<br>8.B 2) | Total<br>of both in % (8.A + 8.B) | Total<br>number of voting rights held in issuer | |
|---|---|---|---|---|
| Resulting situation<br>on the date on which threshold was crossed or reached | 2.730473 | 0.007206 | 2.737679 | 101883792 |
| Position of<br>previous notification (if applicable) | 2.032675 | 1.724757 | 3.757432 |
- Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
|---|---|---|---|---|
| GB00BDR05C01 | 95574937 | 2.568156 | ||
| US6362744095 | 6040684 | 0.162317 | ||
| Sub<br>Total 8.A | 101615621 | 2.730473% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is<br>exercised/converted | % of voting rights |
|---|---|---|---|---|
| Securities<br>Lending | Open | 77174 | 0.002074 | |
| Sub<br>Total 8.B1 | 77174 | 0.002074% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
|---|---|---|---|---|---|
| Swap | 23-Aug-2024 | Cash | 125636 | 0.003376 | |
| Swap | 23-May-2034 | Cash | 19756 | 0.000531 | |
| Swap | 23-May-2034 | Cash | 29601 | 0.000795 | |
| Call<br>Warrant | 31-Dec-2030 | Cash | 4311 | 0.000116 | |
| Call<br>Warrant | 31-Dec-2030 | Cash | 1412 | 0.000038 | |
| Call<br>Warrant | 31-Dec-2030 | Cash | 4281 | 0.000115 | |
| Call<br>Warrant | 31-Dec-2030 | Cash | 6000 | 0.000161 | |
| Sub<br>Total 8.B2 | 190997 | 0.005132% |
- Information in relation to the person subject to the notification obligation
| 2. Full chain of controlled undertakings through which the voting<br>rights and/or the financial instruments are effectively held<br>starting with the ultimate controlling natural person or legal<br>entities (please add additional rows as necessary) | ||||
|---|---|---|---|---|
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable<br>threshold | % of voting rights through financial instruments if it equals or is<br>higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable<br>threshold |
| --- | --- | --- | --- | --- |
| The<br>Goldman Sachs Group, Inc. (Chain 1) | ||||
| The<br>Goldman Sachs Group, Inc. (Chain 1) | Goldman<br>Sachs (UK) L.L.C. | |||
| The<br>Goldman Sachs Group, Inc. (Chain 1) | Goldman<br>Sachs Group UK Limited | |||
| The<br>Goldman Sachs Group, Inc. (Chain 1) | Goldman<br>Sachs International | |||
| The<br>Goldman Sachs Group, Inc. (Chain 2) | ||||
| The<br>Goldman Sachs Group, Inc. (Chain 2) | GSAM<br>Holdings LLC | |||
| The<br>Goldman Sachs Group, Inc. (Chain 2) | Goldman<br>Sachs Asset Management Holdings LLC | |||
| The<br>Goldman Sachs Group, Inc. (Chain 2) | Goldman<br>Sachs Asset Management UK Holdings I Ltd | |||
| The<br>Goldman Sachs Group, Inc. (Chain 2) | Goldman<br>Sachs Asset Management UK Holdings II Ltd | |||
| The<br>Goldman Sachs Group, Inc. (Chain 2) | Goldman<br>Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset<br>Management Holdings II B.V. | |||
| The<br>Goldman Sachs Group, Inc. (Chain 2) | Goldman<br>Sachs Asset Management Holdings B.V. | |||
| The<br>Goldman Sachs Group, Inc. (Chain 3) | ||||
| The<br>Goldman Sachs Group, Inc. (Chain 3) | Goldman<br>Sachs Bank USA | |||
| The<br>Goldman Sachs Group, Inc. (Chain 3) | Goldman<br>Sachs Bank Europe SE | |||
| The<br>Goldman Sachs Group, Inc. (Chain 4) | ||||
| The<br>Goldman Sachs Group, Inc. (Chain 4) | Goldman<br>Sachs & Co. LLC | |||
| The<br>Goldman Sachs Group, Inc. (Chain 5) | ||||
| The<br>Goldman Sachs Group, Inc. (Chain 5) | GSAM<br>Holdings LLC | |||
| The<br>Goldman Sachs Group, Inc. (Chain 5) | Goldman<br>Sachs Asset Management, L.P. | |||
| The<br>Goldman Sachs Group, Inc. (Chain 6) | ||||
| The<br>Goldman Sachs Group, Inc. (Chain 6) | Folio<br>Financial, Inc. | |||
| The<br>Goldman Sachs Group, Inc. (Chain 6) | Folio<br>Investments Inc. | |||
| The<br>Goldman Sachs Group, Inc. (Chain 7) | ||||
| The<br>Goldman Sachs Group, Inc. (Chain 7) | The<br>Goldman Sachs Trust Company, National Association | |||
| The<br>Goldman Sachs Group, Inc. (Chain 7) | The<br>Goldman Sachs Trust Company of Delaware | |||
| The<br>Goldman Sachs Group, Inc. (Chain 8) | ||||
| The<br>Goldman Sachs Group, Inc. (Chain 8) | GSAM<br>Holdings LLC | |||
| The<br>Goldman Sachs Group, Inc. (Chain 8) | Goldman<br>Sachs Asset Management, L.P. | |||
| The<br>Goldman Sachs Group, Inc. (Chain 8) | Goldman<br>Sachs Asset Management International Holdings L.L.C. | |||
| The<br>Goldman Sachs Group, Inc. (Chain 8) | Goldman<br>Sachs Asset Management Co., Ltd. |
- In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
- Additional Information
| Please note, the total amount of voting rights have been rounded to<br>6 decimal places therefore there is a possibility of a rounding<br>error.General email contact:[email protected] |
|---|
- Date of Completion
| 10-Jun-2024 |
|---|
- Place Of Completion
| Warsaw |
|---|
This notice is in compliance with National Grid's obligations under the Disclosure and Transparency Rules.
Pritti Patel
Deputy Company Secretary and General Counsel, Corporate
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NATIONAL GRID<br>plc | |
|---|---|
| By: | Beth Melges |
| Beth Melges<br><br><br>Head of Plc Governance |
Date: 11 June 2024