National Grid PLC 6-K, filed Jan 31, 2023
National Grid PLC (NGG)
6-K
2023-01-31
For: 2023-01-31
View Original
Added on
July 04, 2026
About this 6-K
National Grid PLC filed this 6-K on January 31, 2023.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
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FORM 6-K
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REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 31 January 2023
Commission File Number: 001-14958
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NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
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1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
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Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Exhibit
99.1 Announcement sent to the London Stock Exchange on 03 January 2023
—Total Voting Rights
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99.2
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Exhibit
99.2 Announcement sent to the London Stock Exchange on 04 January 2023
— Director/PDMR Shareholding
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99.3
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Exhibit
99.3 Announcement sent to the London Stock Exchange on 04 January 2023
— Publication of a Supplementary Prospectus
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99.4
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Exhibit
99.4 Announcement sent to the London Stock Exchange on 10 January 2023
— Director/PDMR Shareholding
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99.5
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Exhibit
99.5 Announcement sent to the London Stock Exchange on 13 January 2023
— Director/PDMR Shareholding
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99.6
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Exhibit
99.6 Announcement sent to the London Stock Exchange on 16 January 2023
— Publication of Final Terms
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Exhibit
99.1
3 January 2023
National Grid plc ('National
Grid' or 'Company')
Voting Rights and Capital Update
National Grid's registered capital as of 31 December 2022 consisted
of 3,914,359,015 ordinary shares, of which, 254,041,798
were held as treasury shares; leaving a balance
of 3,660,317,217 shares with voting rights.
The figure of 3,660,317,217 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to
notify their interest in, or a change to their interest in,
National Grid under the FCA Disclosure Guidance and Transparency
Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.2
4 January 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transaction of Person Discharging Managerial
Responsibilities ('PDMR')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid US Employee Stock Purchase Plan ('ESPP') monthly purchase on
behalf of a PDMR. The relevant FCA notification is set out
below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Adriana
Karaboutis
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2
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Reason for the notification
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a)
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Position/status
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Chief
Information and Digital Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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American Depository Shares
US 6362744095
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b)
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Nature of the transaction
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Monthly purchase of securities under the National Grid US Employee
Stock Purchase Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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$51.1819
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38.719743
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.01.03
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f)
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Place of the transaction
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Outside
a trading venue
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Exhibit
99.3
4 January 2023
National Grid plc / National Grid Electricity Transmission
plc
Publication of a Supplementary Prospectus
The following supplementary prospectus has been approved by the
Financial Conduct Authority and is available for
viewing:
The Supplementary Prospectus dated 4
January 2023 (the "Supplementary Prospectus")
supplementing the prospectus dated 11 August 2022 (the
"Prospectus") for the National Grid plc and National Grid
Electricity Transmission plc Euro 20,000,000,000 Euro Medium Term
Note Programme.
The Supplementary Prospectus should be read and construed in
conjunction with the Prospectus.
To view the full Supplementary Prospectus, please paste the
following URL into the address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/6755L_1-2023-1-4.pdf
A copy of the Supplementary Prospectus has been submitted to the
National Storage Mechanism and will shortly be available to the
public for inspection at https://data.fca.org.uk/#/nsm/nationalstoragemechanism.
For further information, please contact:
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Kwok Liu
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+44 (0) 7900 405 729 (m)
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Deputy Treasurer, Funding & Investment
National Grid plc
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Sonam Patel
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+44 (0) 7971 030 775 (m)
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Corporate Communications
National Grid plc
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DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Prospectus may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Prospectus) only and is not
intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Prospectus is not addressed. Prior to relying on the information
contained in the Prospectus you must ascertain from the Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Your right to access this service is conditional upon complying
with the above requirement.
Exhibit
99.4
10 January 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid Share Incentive Plan ('SIP') monthly purchases on behalf of
PDMRs.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Andy
Agg
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2
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Reason for the notification
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a)
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Position/status
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Chief
Financial Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
10.499592
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14
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.01.09
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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John
Pettigrew
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2
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Reason for the notification
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a)
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Position/status
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Chief
Executive Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
10.499592
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14
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.01.09
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Will
Serle
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2
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Reason for the notification
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a)
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Position/status
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Chief
People & Culture Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 10.499592
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14
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.01.09
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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Exhibit
99.5
13 January 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid 2022/23 interim dividend scrip alternative and dividend
reinvestment under the National Grid Share Incentive Plan ('SIP')
on behalf of PDMRs and CAPs.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Andy
Agg
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2
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Reason for the notification
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a)
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Position/status
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Chief
Financial Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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||
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Acquisition of securities ("dividend shares") under the Share
Incentive Plan.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
10.295
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69
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.01.11
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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||
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a)
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Name
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John
Pettigrew
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2
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Reason for the notification
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||
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a)
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Position/status
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Chief
Executive Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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||
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a)
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Name
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National
Grid plc
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b)
|
LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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||
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Acquisition of securities ("dividend shares") under the Share
Incentive Plan.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
10.295
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101
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.01.11
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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||
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a)
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Name
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Will
Serle
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2
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Reason for the notification
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||
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a)
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Position/status
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Chief
People & Culture Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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||
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a)
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Name
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National
Grid plc
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b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
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a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
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b)
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Nature of the transaction
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Acquisition of securities ("dividend shares") under the Share
Incentive Plan.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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|
GBP
10.295
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1
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||
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.01.11
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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||
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a)
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Name
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Victoria Wood
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2
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Reason for the notification
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||
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a)
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Position/status
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CAP of Tony Wood, Non-executive Director
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b)
|
Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
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a)
|
Name
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National Grid plc
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b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
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|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
|
b)
|
Nature of the transaction
|
Acquisition of securities under the Scrip Dividend
Scheme.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP 10.1490
|
36
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
|
e)
|
Date of the transaction
|
2023.01.11
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
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|
Exhibit
99.6
16 January 2023
National Grid plc
Publication of Final Terms
The following final terms have been approved by the Financial
Conduct Authority and are available for viewing:
Final Terms in relation to the National Grid plc issues of (i) EUR
750,000,000 3.875 per cent. Instruments due 16 January 2029 and
(ii) EUR 1,000,000,000 4.275 per cent. Instruments due 16 January
2035 under the National Grid plc and National Grid Electricity
Transmission plc Euro 20,000,000,000 Euro Medium Term Note
Programme
To view the full documents, please paste the following URL into the
address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/7417M_1-2023-1-13.pdf
http://www.rns-pdf.londonstockexchange.com/rns/7417M_2-2023-1-13.pdf
A copy of each of the above Final Terms has been submitted to the
National Storage Mechanism and will shortly be available to the
public for inspection at https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
|
Kwok Liu
|
+44 (0) 7900 405 729 (m)
|
|
Deputy Treasurer, Funding & Investment
National Grid plc
|
|
|
|
|
|
Danielle Dominey-Kent
|
+44 (0) 1926 656 536
|
|
Corporate Communications
National Grid plc
|
|
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Final Terms may
be addressed to and/or targeted at persons who are residents of
particular countries (specified in the Base Prospectus for the
National Grid plc and National Grid Electricity Transmission plc
Euro 20,000,000,000 Euro Medium Term Note Programme, constituted of
the Prospectus dated 11 August 2022 and the Supplementary
Prospectus dated 4 January 2023) only and is not intended for use
and should not be relied upon by any person outside these
countries. Prior to relying on the information contained in each
Final Terms you must ascertain from the Base Prospectus whether or
not you are part of the intended addressees of the information
contained therein.
Your right to access this service is conditional upon complying
with the above requirement.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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NATIONAL GRID
plc
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|
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By:
|
/s/Ceri Jamond
_______________________
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Ceri Jamond
Senior Assistant Company Secretary
|
Date:
31 January
2023