Nomura Holdings Inc 6-K, filed Mar 3, 2023
Nomura Holdings Inc (NMR)
About this 6-K
Nomura Holdings Inc filed this 6-K on March 3, 2023.
Table of Contents
FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of March 2023
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Table of Contents
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act | |
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: March 3, 2023 | By: | /s/ Yoshifumi Kishida | ||
| Yoshifumi Kishida | ||||
| Senior Managing Director | ||||
Table of Contents
[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on March 3, 2023]
| 1. | Reason for Submission |
As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on March 1, 2023, the Company hereby files this Extraordinary Report pursuant to Article 24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.
| 2. | Matters Reported |
(1) Representative Executive Officer to resign
|
Name (Date of Birth)
|
New Title and Position |
Former Title and Position |
Number of Shareholdings (in hundreds) |
Date of Change | ||||
|
Tomoyuki Teraguchi (August 4, 1962) |
Director Vice Chairman Senior Managing Director
|
Director, Representative Executive Officer, Deputy President
|
2,748 |
March 31, 2023 |
| ø1 | The Number of Shareholdings is stated as of September 30, 2022. |
| ø2 | Scheduled to be appointed to the new title and position on April 1, 2023, and to retire from office as Director as of the conclusion of the General Meeting of Shareholders of the Company to be held in June 2023. |
(2) Representative Executive Officer to be appointed
| Title and Position |
Name (Date of Birth) |
Date of Change |
Number of (in hundreds)
|
Business Experience | ||||||
| Representative Executive Officer, Deputy President |
Yutaka Nakajima (August 2, 1965) |
Apr. 1, 2023 | 6,529 | Apr. 1988 | Joined the Company | |||||
|
Apr. 2011 |
Senior Managing Director of Nomura Securities Co., Ltd. | |||||||||
| May 2015 | Senior Managing Director of the Company | |||||||||
| Apr. 2016 | Senior Managing Director of the Company
Senior Corporate Managing Director of Nomura Securities Co., Ltd. | |||||||||
| Apr. 2017 | Senior Managing Director of the Company
Executive Officer, Senior Corporate Managing Director of Nomura Securities Co., Ltd. | |||||||||
| Apr. 2018 | Senior Managing Director of the Company
Executive Officer, Executive Vice President of Nomura Securities Co., Ltd. | |||||||||
| Apr. 2019 | Senior Managing Director of the Company
Director, Executive Vice President of Nomura Securities Co., Ltd. | |||||||||
| Apr. 2021 | Senior Managing Director of the Company (Current)
Representative Director and Deputy President of Nomura Securities Co., Ltd. (Current)
<Other Principal Business Activities>
Representative Director and Deputy President of Nomura Securities Co., Ltd.
Director of Nomura Financial Products & Services, Inc.
| |||||||||
øThe Number of Shareholdings is stated as of September 30, 2022.
END