Nomura Holdings Inc 6-K, filed Mar 9, 2020
Nomura Holdings Inc (NMR)
About this 6-K
Nomura Holdings Inc filed this 6-K on March 9, 2020.
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FORM6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of March 2020
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address ofprincipal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
EXHIBIT
| Exhibit Number | |
|---|---|
| 1. | (English Translation) Share Buyback Report for the reporting month from February 1, 2020 to February 29, 2020. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||
|---|---|---|
| Date: March 9, 2020 | By: | /s/ Go Sugiyama |
| Go Sugiyama | ||
| Senior Managing Director |
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[Translation of Share Buyback Report for the reporting month from February 1,2020 to February 29, 2020 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on March 9, 2020]
Class of Shares: Common Stock
| 1. | Status of repurchase |
|---|---|
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
| --- | --- |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)<br> |
|---|
as of February 29, 2020
| Number of Shares | TotalRepurchaseAmount () | |||
|---|---|---|---|---|
| Authorization pursuant to the resolution of the Board (June 18, 2019)<br><br><br>(Period of repurchase: from June 19, 2019 to March 31, 2020 (excluding the ten business days following the announcement of each quarterly financial<br>results)) | 300,000,000 | |||
| Repurchases during this reporting month (Date of repurchase) | (Date)<br> <br>February 17<br><br><br>February 18<br><br><br>February 19<br><br><br>February 20<br><br><br>February 21 | 2,693,600<br> <br>3,030,000<br><br><br>3,030,000<br> <br>3,030,000<br><br><br>277,300 | ||
| Total | — | 12,060,900 | ||
| Aggregate shares repurchased as of the end of this reporting month | 299,362,300 | |||
| Progress of share repurchase (%) | 99.8 |
All values are in Japanese Yen.
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| 2. | Status of disposition |
|---|
as of February 29, 2020
| Number of shares disposed<br>in the reporting month | Aggregate amountof disposition () | ||
|---|---|---|---|
| Treasury shares disposed subject to procedures for issuance of new shares | (Date)<br> <br>— | — | |
| Subtotal | — | — | |
| Treasury shares canceled | (Date)<br> <br>— | — | |
| Subtotal | — | — | |
| Treasury shares transferred upon merger, share exchange or demerger | (Date)<br> <br>— | — | |
| Subtotal | — | — | |
| Other (upon request for purchasing<br>“less-than-a-full-unit shares”) | (Date)<br> <br>— | — | |
| Subtotal | — | — | |
| Other (exercise of stock acquisition rights) | (Date)<br> <br>February 3<br><br><br>February 4<br> <br>February 5<br><br><br>February 6<br> <br>February 7<br><br><br>February 10<br><br><br>February 12<br><br><br>February 13<br><br><br>February 14<br><br><br>February 17<br><br><br>February 19<br><br><br>February 21<br><br><br>February 25<br><br><br>February 26<br><br><br>February 27<br><br><br>February 28 | 154,500<br> <br>142,100<br><br><br>373,800<br> <br>39,600<br><br><br>2,200<br> <br>17,900<br><br><br>49,300<br> <br>78,400<br><br><br>26,200<br> <br>36,000<br><br><br>345,800<br> <br>49,700<br><br><br>183,200<br> <br>147,700<br><br><br>61,000<br> <br>113,300 | |
| Subtotal | — | 1,820,700 | |
| Total | — | 1,820,700 |
All values are in Japanese Yen.
| 3. | Status of shares held in treasury |
|---|
as of February 29, 2020
| As of the end of the reporting month | Number of Shares | |
|---|---|---|
| Total number of issued shares | 3,493,562,601 | |
| Number of shares held in treasury | 456,322,212 |
Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on May 7, 2019.