NMR
Nomura Holdings IncTrades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-25 | Ogawa Shoji |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026. |
Common Stock
(I)
|
204 |
| 2026-06-25 | Tobari Akihito |
See Remarks |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026. |
Common Stock
(I)
|
70 |
| 2026-06-25 | Ozaki Yukiko |
See Remarks |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026. |
Common Stock
(I)
|
7 |
| 2026-06-25 | Ishizuka Masahiro |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026. |
Common Stock
(I)
|
204 |
| 2026-06-25 | Nagai Koji |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026. |
Common Stock
(I)
|
0 |
| 2026-06-25 | Hori Akio |
See Remarks |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026. |
Common Stock
(I)
|
70 |
| 2026-06-25 | Koike Hiroyasu |
See Remarks |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026. |
Common Stock
(I)
|
273 |
| 2026-05-25 | Tobari Akihito |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
3,200 |
| 2026-05-25 | Minami Naotaka |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
600 |
| 2026-05-25 | Moriuchi Hiroyuki |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
16,200 |
| 2026-05-25 | Okuda Kentaro |
Director, See Remarks |
Award↑
Filing footnotes — Performance Share Units (Direct)
Each Performance Share Unit represents the right to receive between 0% and 150% of one share of Common Stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the degree of achievement of performance targets over a three-year performance period. No separate Expiration Date. No separate Expiration Date. |
Performance Share Units
|
349,000 |
| 2026-05-25 | Ozaki Yukiko |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
1,344 |
| 2026-05-25 | Kitamura Takumi |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
28,030 |
| 2026-05-25 | Koike Hiroyasu |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
800 |
| 2026-05-25 | Sugiyama Go |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
6,600 |
| 2026-05-25 | Sugiyama Go |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
6,600 |
| 2026-05-25 | Koike Hiroyasu |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
800 |
| 2026-05-25 | Kato Sotaro |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
27,655 |
| 2026-05-25 | Iiyama Toshiyasu |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
66,544 |
| 2026-05-25 | Tobari Akihito |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
3,200 |
| 2026-05-25 | Ozaki Yukiko |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
1,343 |
| 2026-05-25 | Hori Akio |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
800 |
| 2026-05-25 | Horiuchi Yuko |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
700 |
| 2026-05-25 | Mori Takako |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
1,400 |
| 2026-05-25 | Okuda Kentaro |
Director, See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
158,429 |
| 2026-05-25 | Ozaki Yukiko |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
1,344 |
| 2026-05-25 | Willcox Christopher Paul |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
343,301 |
| 2026-05-25 | Iiyama Toshiyasu |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
66,544 |
| 2026-05-25 | Horiuchi Yuko |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
600 |
| 2026-05-25 | Mori Takako |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
1,300 |
| 2026-05-25 | Minami Naotaka |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
600 |
| 2026-05-25 | Moriuchi Hiroyuki |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
16,168 |
| 2026-05-25 | Okuda Kentaro |
Director, See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
158,429 |
| 2026-05-25 | Nakajima Yutaka |
Director, See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
87,138 |
| 2026-05-25 | Tobari Akihito |
See Remarks |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026. |
Common Stock
(I)
|
764 |
| 2026-05-25 | Nagai Koji |
Director |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
95,055 |
| 2026-05-25 | Ishizuka Masahiro |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026. |
Common Stock
(I)
|
236 |
| 2026-05-25 | Kato Sotaro |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
27,656 |
| 2026-05-25 | Nakajima Yutaka |
Director, See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
87,138 |
| 2026-05-25 | Willcox Christopher Paul |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
343,302 |
| 2026-05-25 | Sugiyama Go |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
6,584 |
| 2026-05-25 | Okuda Kentaro |
Director, See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
158,429 |
| 2026-05-25 | Moriuchi Hiroyuki |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
16,200 |
| 2026-05-25 | Moriuchi Hiroyuki |
See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
16,168 |
| 2026-05-25 | Hori Akio |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
800 |
| 2026-05-25 | Sugiyama Go |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
6,600 |
| 2026-05-25 | Nakajima Yutaka |
Director, See Remarks |
Award↑
Filing footnotes — Notional Stock Units (Direct)
Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date. |
Notional Stock Units
|
87,138 |
| 2026-05-25 | Moriuchi Hiroyuki |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
16,200 |
| 2026-05-25 | Ogawa Shoji |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026. |
Common Stock
(I)
|
236 |
| 2026-05-25 | Koike Hiroyasu |
See Remarks |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date. |
Restricted Stock Units
|
800 |