OAK-PA 8-K

Brookfield Oaktree Holdings, LLC (OAK-PA)

8-K 2026-08-03 For: 2026-07-31

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Added on August 03, 2026

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Exhibit Number						Description

3.1						Eighth Amended and Restated Operating Agreement of Brookfield Oaktree Holdings, LLC, dated as of July 31, 2026.
104						Cover Page Interactive Data File (embedded within the Inline XBRL document).



BROOKFIELD OAKTREE HOLDINGS, LLC

By:						/s/ Karly Dyck
Name:						Karly Dyck
Title:						Chief Financial Officer and Secretary


		Page
ARTICLE I DEFINITIONS ...................................................................................................		2
Section 1.1 ........	Definitions .............................................................................................	2
Section 1.2 ........	Construction ..........................................................................................	11
ARTICLE II ORGANIZATION ............................................................................................		11
Section 2.1 ........	Formation ..............................................................................................	11
Section 2.2 ........	Name .....................................................................................................	11
Section 2.3 ........	Registered Office; Registered Agent; Principal Office; Other Offices .	11
Section 2.4 ........	Purposes ................................................................................................	11
Section 2.5 ........	Powers ...................................................................................................	12
Section 2.6 ........	[Reserved] .............................................................................................	12
Section 2.7 ........	Term ......................................................................................................	12
Section 2.8 ........	Title to Company Assets .......................................................................	12
ARTICLE III MEMBERS; CERTIFICATES; RECORD HOLDERS; TRANSFERS OF UNITS ....................................................................................................................................		12
Section 3.1 ........	Members ................................................................................................	12
Section 3.2 ........	Rights of a Member ...............................................................................	13
Section 3.3 ........	Certificates ............................................................................................	13
Section 3.4 ........	Record Holders ......................................................................................	14
Section 3.5 ........	Registration and Transfer; Restrictions on Transfer .............................	14
Section 3.6 ........	Additional Restrictions on Transfer ......................................................	16
Section 3.7 ........	[Reserved] .............................................................................................	17
Section 3.8 ........	[Reserved] .............................................................................................	17
Section 3.9 ........	Citizenship Requirements .....................................................................	17
Section 3.10 ......	[Reserved] .............................................................................................	17
Section 3.11 ......	[Reserved] .............................................................................................	17
Section 3.12 ......	[Reserved] .............................................................................................	17
Section 3.13 ......	Redemption of Preferred Units .............................................................	17
Section 3.14 ......	[Reserved] .............................................................................................	18
ARTICLE IV DESIGNATION OF UNITS; CAPITAL CONTRIBUTIONS ......................		18
Section 4.1 ........	Designation of Class A Units and Class B Units ..................................	18
Section 4.2 ........	Treatment under the Uniform Commercial Code .................................	18
Section 4.3 ........	[Reserved] .............................................................................................	18
Section 4.4 ........	[Reserved] .............................................................................................	18
Section 4.5 ........	[Reserved] .............................................................................................	18
Section 4.6 ........	Issuances of Additional Units ...............................................................	18
Section 4.7 ........	Preemptive Rights .................................................................................	18
Section 4.8 ........	Fully Paid and Non-Assessable Nature of Units ...................................	18
ARTICLE V ALLOCATIONS AND DISTRIBUTIONS .....................................................		19


Section 5.1 ........	Capital Accounts ...................................................................................	19
Section 5.2 ........	Allocations ............................................................................................	19
Section 5.3 ........	Distributions to Record Holders ............................................................	20
ARTICLE VI MANAGEMENT AND OPERATION OF BUSINESS ................................		21
Section 6.1 ........	Power and Authority of Board of Directors ..........................................	21
Section 6.2 ........	Number, Qualification and Term of Office of Directors ......................	23
Section 6.3 ........	Election of Directors .............................................................................	23
Section 6.4 ........	Removal ................................................................................................	23
Section 6.5 ........	Resignations ..........................................................................................	23
Section 6.6 ........	Vacancies ..............................................................................................	23
Section 6.7 ........	Chairman of Meetings ...........................................................................	23
Section 6.8 ........	Place of Meetings ..................................................................................	23
Section 6.9 ........	Meetings; Notice ...................................................................................	23
Section 6.10 ......	Action Without Meeting .......................................................................	24
Section 6.11 ......	Conference Telephone Meetings ...........................................................	24
Section 6.12 ......	Quorum .................................................................................................	24
Section 6.13 ......	Committees ...........................................................................................	24
Section 6.14 ......	Alternate Members of Committees .......................................................	24
Section 6.15 ......	Remuneration ........................................................................................	24
Section 6.16 ......	Exculpation, Indemnification, Advances and Insurance .......................	24
Section 6.17 ......	Certificate of Formation ........................................................................	27
Section 6.18 ......	Resolution of Conflicts of Interest; Standards of Conduct and Modification of Duties ..........................................................................	27
Section 6.19 ......	Officers ..................................................................................................	28
Section 6.20 ......	Duties of Officers and Directors ...........................................................	29
Section 6.21 ......	Reliance by Third Parties ......................................................................	29
Section 6.22 ......	[Reserved] .............................................................................................	30
Section 6.23 ......	[Reserved] .............................................................................................	30
Section 6.24 ......	[Reserved] .............................................................................................	30
Section 6.25 ......	Preferred Units ......................................................................................	30
Section 6.26 ......	[Reserved ...............................................................................................	30
Section 6.27 ......	[Reserved ...............................................................................................	30
ARTICLE VII BOOKS, RECORDS, ACCOUNTING AND REPORTS .............................		30
Section 7.1 ........	Records and Accounting .......................................................................	30
Section 7.2 ........	Fiscal Year ............................................................................................	30
Section 7.3 ........	Reports ..................................................................................................	30
ARTICLE VIII TAX MATTERS ..........................................................................................		31
Section 8.1 ........	Tax Returns and Information ................................................................	31
Section 8.2 ........	Tax Elections .........................................................................................	31
Section 8.3 ........	Tax Controversies .................................................................................	31
Section 8.4 ........	Withholding ...........................................................................................	31


Section 8.5 ........	Election to be Treated as a Corporation ................................................	32
ARTICLE IX DISSOLUTION AND LIQUIDATION .........................................................		32
Section 9.1 ........	Dissolution ............................................................................................	32
Section 9.2 ........	Liquidator ..............................................................................................	32
Section 9.3 ........	Liquidation ............................................................................................	33
Section 9.4 ........	Cancellation of Certificate of Formation ..............................................	33
Section 9.5 ........	Return of Contributions .........................................................................	33
Section 9.6 ........	Waiver of Partition ................................................................................	33
Section 9.7 ........	Capital Account Restoration .................................................................	33
ARTICLE X AMENDMENT OF AGREEMENT ................................................................		34
Section 10.1 ......	General ..................................................................................................	34
Section 10.2 ......	[Reserved] .............................................................................................	34
Section 10.3 ......	Amendments to be Adopted Solely by the Board of Directors .............	34
Section 10.4 ......	Amendments to the Terms of Preferred Units ......................................	35
ARTICLE XI MERGER, CONSOLIDATION OR CONVERSION ....................................		35
Section 11.1 ......	Authority ...............................................................................................	35
Section 11.2 ......	Procedure for Merger, Consolidation, Conversion or Other Business Combination ..........................................................................................	35
Section 11.3 ......	Approval by Members of Merger, Consolidation, Conversion or Other Business Combination .................................................................	36
Section 11.4 ......	Certificate of Merger, Conversion or Consolidation .............................	37
Section 11.5 ......	Amendment of Operating Agreement ...................................................	37
Section 11.6 ......	Preferred Units ......................................................................................	37
ARTICLE XII MEMBER MEETINGS .................................................................................		37
Section 12.1 ......	Member Meetings .................................................................................	37
Section 12.2 ......	Notice of Meetings of Members ...........................................................	37
Section 12.3 ......	Record Date ...........................................................................................	38
Section 12.4 ......	Adjournment .........................................................................................	38
Section 12.5 ......	Waiver of Notice; Approval of Meeting ...............................................	38
Section 12.6 ......	Quorum; Required Vote for Member Action ........................................	38
Section 12.7 ......	Conduct of a Meeting ............................................................................	39
Section 12.8 ......	Action Without a Meeting .....................................................................	39
Section 12.9 ......	Voting and Other Rights .......................................................................	40
Section 12.10 ....	Proxies and Voting ................................................................................	40
ARTICLE XIII RIGHT TO ACQUIRE UNITS ....................................................................		41
Section 13.1 ......	Right to Acquire Units ..........................................................................	41
Section 13.2 ......	Notice of Election to Purchase ..............................................................	41
ARTICLE XIV GENERAL PROVISIONS ...........................................................................		42
Section 14.1 ......	Addresses and Notices ..........................................................................	42
Section 14.2 ......	Further Action .......................................................................................	43
Section 14.3 ......	Binding Effect .......................................................................................	43


☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Item 2.01			Completion of Acquisition or Disposition of Assets.


Item 5.02			Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.


Item 5.03			Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.


Section 14.4 ......	Expenses ................................................................................................	43
Section 14.5 ......	Integration .............................................................................................	43
Section 14.6 ......	Creditors ................................................................................................	43
Section 14.7 ......	Waiver ...................................................................................................	43
Section 14.8 ......	Counterparts ..........................................................................................	43
Section 14.9 ......	Applicable Law .....................................................................................	43
Section 14.10 ....	Invalidity of Provisions .........................................................................	43
Section 14.11 ....	Consent of Members .............................................................................	43
Section 14.12 ....	Facsimile Signatures .............................................................................	43
Section 14.13 ....	Arbitration of Disputes ..........................................................................	43
Section 14.14 ....	Cumulative Remedies ...........................................................................	45
Section 14.15 ....	No Third Party Beneficiaries ................................................................	45
Section 14.16 ....	Headings ................................................................................................	45
Section 14.17 ....	Construction ..........................................................................................	45


Exhibit 1	Unit Designation With Respect To The Series A Preferred Units
Exhibit 2	Unit Designation With Respect To The Series B Preferred Units
Exhibit A	Form Of Class A Unit Certificate
Exhibit B	Form Of Class B Unit Certificate
Exhibit C	Form Of Series A Preferred Unit Certificate
Exhibit D	Form Of Series B Preferred Unit Certificate


	Members:

	BROOKFIELD OAKTREE HOLDINGS CANADA INC.


	By: /s/ Swati Mandava
	Name:Swati Mandava
	Title:Vice President and Secretary

	EXCHANGE LP
	By: Oaktree Capital Holdings LLC, its general partner


	By: /s/ Martin Boskovich
	Name:Martin Boskovich
	Title:Managing Director and General Counsel

	By: /s/ Peter Boos
	Name: Peter Boos
	Title:Senior Vice President



OAKTREE CAPITAL GROUP, LLC

By:	/s/ Todd Molz
	Name:	Todd Molz
	Title:	General Counsel & Chief Administrative Officer

By:	/s/ Richard Ting
	Name:	Richard Ting
	Title:	Managing Director & Associate General Counsel


Item 8.01			Other Events.


Item 9.01			Financial Statements and Exhibits.



OAKTREE CAPITAL GROUP HOLDINGS GP, LLC, solely in its capacity as a Manager and for the purpose of the Manager’s agreement in Section 2.7(i)

By:	/s/ Todd Molz
	Name:	Todd Molz
	Title:	General Counsel & Chief Administrative Officer

By:	/s/ Richard Ting
	Name:	Richard Ting
	Title:	Managing Director & Associate General Counsel


		Certificate Evidencing Class B Units in Oaktree Capital Group, LLC
No. B-[	]	[] Units