8-K
Principal Real Estate Income Fund (PGZ)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Dateof Report (Date of earliest event reported): November 1, 2023
Principal Real Estate Income Fund
(Exactname of Registrant as Specified in Its Charter)
| Delaware | 811-22742 | 46-0919114 |
|---|---|---|
| (State<br> or other jurisdiction of incorporation) | (Commission<br> File Number) | (I.R.S.<br> Employer Identification No.) |
| 1290 Broadway, Suite 1000 | ||
| --- | --- | |
| Denver,<br> Colorado | 80203 | |
| (Address<br> of principal executive offices) | (Zip<br> Code) | |
| Registrant’s<br> telephone number, including area code: (855) 838-9485 | ||
| N/A | ||
| (Former<br> name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| [ ] | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| [ ] | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| [ ] | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common<br> Shares of Beneficial Interest, no par value per share | PGZ | New York Stock Exchange |
Item8.01. Other Events.
At its recent regularly scheduled meeting, the Board of Trustees (the “Board”) of the Principal Real Estate Income Fund (the “Fund”) recommended to ALPS Advisors, Inc (the “Adviser”), the Adviser of the Fund, to waive a portion of their investment advisory fee pursuant to the services provided under the Investment Advisory Agreement. Effective November 1, 2023, the Adviser voluntarily agrees to waive a portion of its advisory fee that would be payable via the Fund by 0.15% of the fund’s average daily Managed Assets. Principal Real Estate Investors, LLC (the “Sub-advisor”) has agreed to equally share the voluntary waiver, such that the fee received by the Sub-Advisor pursuant to the Investment Sub-Advisory Agreement will be reduced by 0.075%. The voluntary waiver is in effect for one year.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| **** | PRINCIPAL REAL ESTATE INCOME FUND | |
|---|---|---|
| Date:<br> November 2, 2023 | By: | /s/<br> Nicholas Adams |
| Name:<br> Nicholas Adams | ||
| Title:<br> Secretary |