PNNT · Pennantpark Investment Corp · Insider Trading

The totals shown in this column reflect updates to correct previous administrative errors in the amount of securities beneficially owned by the reporting person.

Includes 2,254 shares of Common Stock pursuant to a dividend reinvestment plan since the last filing

Includes 3,972.50 shares of Common Stock pursuant to a dividend reinvestment plan since the last filing.

Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

(1) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Reflects transfer of shares for estate planning purposes to a family trust for cash and cash equivalents pursuant to a substitution of assets, using the average high/low trading price on the transfer date of $5.70. The reporting person disclaims beneficial ownership of the securities held by the trust and by a LLC named Gulf Five LLC except in each case to the extent of his respective pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Reflects transfer of shares for estate planning purposes to a family trust for cash and cash equivalents pursuant to a substitution of assets, using the average high/low trading price on the transfer date of $5.70. The reporting person disclaims beneficial ownership of the securities held by the trust and by a LLC named Gulf Five LLC except in each case to the extent of his respective pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

The reporting person is trustee of a family trust, of which a child of his is a beneficiary. On February 17, 2022, the reporting person caused the trust to distribute 9,500 shares of common stock of PennantPark Investment Corporation to beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.

On December 3, 2020, a family trust of which the reporting person is trustee acquired 177,281 shares of common stock of PennantPark Investment Corporation from the reporting person at a price of $4.62 per share, the closing price traded on the Nasdaq Stock Market on such date.

On December 3, 2020, a family trust of which the reporting person is trustee acquired 177,281 shares of common stock of PennantPark Investment Corporation from the reporting person at a price of $4.62 per share, the closing price traded on the Nasdaq Stock Market on such date.