PNNT · Pennantpark Investment Corp

$3.30 +0.06 (+1.70%) At close · Jul 24

Market Cap

$214.82M

65.30M

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.

Date	Insider	Role	Type	Security	Shares	Price	Value	After
2026-03-11	Allorto Richard T JR	CFO and Treasurer	Buy↑	Common Stock	15,000	$4.88	$73,200	30,000
2025-12-08	Flug Jeffrey	Director	Sell↓	Common Stock (I)	121,533	$5.92	$719,123	32,382
2025-12-05	Flug Jeffrey	Director	Sell↓	Common Stock (I)	20,000	$5.85	$117,040	153,915
2025-12-04	Flug Jeffrey	Director	Sell↓	Common Stock (I)	23,303	$5.78	$134,605	173,915
2025-12-03	Flug Jeffrey	Director	Sell↓	Common Stock (I)	10,000	$5.75	$57,511	197,218
2025-12-01	Flug Jeffrey	Director	Sell↓	Common Stock (I)	21,100	$6.04	$127,423	207,218
2025-12-01	Briones Jose A	Director	Buy↑	Common Stock	4,235	$5.91	$25,016	274,722
2025-11-28	Flug Jeffrey	Director	Sell↓	Common Stock (I)	15,000	$6.06	$90,944	228,318
2025-11-26	Flug Jeffrey	Director	Sell↓ Filing footnotes — Common Stock (Indirect) The totals shown in this column reflect updates to correct previous administrative errors in the amount of securities beneficially owned by the reporting person.	Common Stock (I)	25,000	$6.03	$150,703	243,318
2025-05-21	Briones Jose A	Director	Buy↑	Common Stock	1,515	$6.59	$9,985	270,487
2025-05-14	Briones Jose A	Director	Buy↑	Common Stock	3,640	$6.88	$25,043	268,972
2024-11-27	Briones Jose A	Director	Buy↑	Common Stock	3,675	$6.80	$24,972	265,332
2024-03-12	Allorto Richard T JR	CFO and Treasurer	Buy↑	Common Stock	5,000	$6.80	$33,979	15,000
2024-02-26	Briones Jose A	Director	Buy↑	Common Stock	4,956	$6.86	$33,983	260,491
2024-02-26	Briones Jose A	Director	Buy↑	Common Stock	1,166	$6.85	$7,987	261,657
2024-02-26	Briones Jose A	Director	Buy↑	Common Stock (I)	1,166	$6.86	$7,996	10,333
2024-02-13	Briones Jose A	Director	Buy↑	Common Stock	3,800	$6.67	$25,345	255,535
2024-02-09	Briones Jose A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Includes 2,254 shares of Common Stock pursuant to a dividend reinvestment plan since the last filing	Common Stock	7,450	$6.70	$49,911	251,735
2023-12-05	Briones Jose A	Director	Buy↑	Common Stock	1,565	$6.38	$9,983	242,031
2023-12-04	Briones Jose A	Director	Buy↑	Common Stock	1,557	$6.42	$9,988	240,466
2023-11-22	Briones Jose A	Director	Buy↑	Common Stock	1,545	$6.47	$9,988	238,909
2023-08-22	Briones Jose A	Director	Buy↑	Common Stock	3,865	$6.45	$24,929	237,364
2023-08-14	Briones Jose A	Director	Buy↑	Common Stock	960	$6.82	$6,547	233,499
2023-08-14	Briones Jose A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Includes 3,972.50 shares of Common Stock pursuant to a dividend reinvestment plan since the last filing.	Common Stock	10,000	$6.84	$68,435	232,539
2023-06-09	KATZ SAMUEL L	Director	Buy↑	Common Stock	4,000	$5.86	$23,436	74,710
2023-06-09	KATZ SAMUEL L	Director	Buy↑	Common Stock	4,000	$5.86	$23,440	70,710
2023-06-02	KATZ SAMUEL L	Director	Buy↑	Common Stock	5,000	$5.52	$27,604	61,710
2023-06-02	KATZ SAMUEL L	Director	Buy↑	Common Stock	5,000	$5.55	$27,750	66,710
2023-06-01	KATZ SAMUEL L	Director	Buy↑	Common Stock	15,000	$5.49	$82,296	56,710
2023-05-18	PENN ARTHUR H	Director, Chairman and CEO	Buy↑ Filing footnotes — Common Stock (Indirect) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.	Common Stock (I)	24,000	$5.59	$134,225	1,113,423
2023-05-17	PENN ARTHUR H	Director, Chairman and CEO	Buy↑ Filing footnotes — Common Stock (Indirect) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.	Common Stock (I)	23,000	$5.53	$127,271	1,089,423
2023-05-16	PENN ARTHUR H	Director, Chairman and CEO	Buy↑ Filing footnotes — Common Stock (Indirect) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.	Common Stock (I)	21,000	$5.42	$113,837	1,066,423
2023-05-15	Allorto Richard T JR	CFO and Treasurer	Buy↑	Common Stock	10,000	$5.35	$53,500	10,000
2023-05-15	PENN ARTHUR H	Director, Chairman and CEO	Buy↑ Filing footnotes — Common Stock (Indirect) (1) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.	Common Stock (I)	25,000	$5.37	$134,155	1,045,423
2023-05-12	Briones Jose A	Director	Buy↑	Common Stock	9,560	$5.22	$49,903	218,566
2023-03-09	Briones Jose A	Director	Buy↑	Common Stock	8,930	$5.60	$50,008	209,006
2023-02-17	PENN ARTHUR H	Director, Chairman and CEO	Buy↑ Filing footnotes — Common Stock (Indirect) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.	Common Stock (I)	27,000	$5.75	$155,226	1,020,423
2023-02-16	Flug Jeffrey	Director	Other↓ Filing footnotes — Common Stock (Direct) Reflects transfer of shares for estate planning purposes to a family trust for cash and cash equivalents pursuant to a substitution of assets, using the average high/low trading price on the transfer date of $5.70. The reporting person disclaims beneficial ownership of the securities held by the trust and by a LLC named Gulf Five LLC except in each case to the extent of his respective pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.	Common Stock	137,887	$5.70	$785,956	9,891
2023-02-16	Flug Jeffrey	Director	Other↑ Filing footnotes — Common Stock (Indirect) Reflects transfer of shares for estate planning purposes to a family trust for cash and cash equivalents pursuant to a substitution of assets, using the average high/low trading price on the transfer date of $5.70. The reporting person disclaims beneficial ownership of the securities held by the trust and by a LLC named Gulf Five LLC except in each case to the extent of his respective pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.	Common Stock (I)	137,887	$5.70	$785,956	289,669
2023-02-13	PENN ARTHUR H	Director, Chairman and CEO	Buy↑ Filing footnotes — Common Stock (Indirect) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.	Common Stock (I)	25,000	$5.73	$143,198	993,423
2023-02-10	PENN ARTHUR H	Director, Chairman and CEO	Buy↑ Filing footnotes — Common Stock (Indirect) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.	Common Stock (I)	30,000	$5.61	$168,423	968,423
2022-06-13	Allorto Richard T JR	CFO and Treasurer	Other↑	No Securities Owned	0	—	—	0
2022-02-17	Flug Jeffrey	Director	Other↓ Filing footnotes — Common Stock (Indirect) The reporting person is trustee of a family trust, of which a child of his is a beneficiary. On February 17, 2022, the reporting person caused the trust to distribute 9,500 shares of common stock of PennantPark Investment Corporation to beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.	Common Stock (I)	9,500	—	—	151,782
2021-06-21	Cheung Richard	See Remarks	Other↑	No Securities Owned	0	—	—	0
2020-12-18	KATZ SAMUEL L	Director	Buy↑	Common Stock	5,000	$4.45	$22,250	41,710
2020-12-17	KATZ SAMUEL L	Director	Buy↑	Common Stock	2,500	$4.40	$11,000	36,710
2020-12-16	KATZ SAMUEL L	Director	Buy↑	Common Stock	5,000	$4.42	$22,100	34,210
2020-12-15	KATZ SAMUEL L	Director	Buy↑	Common Stock	9,490	$4.47	$42,465	29,210
2020-12-14	KATZ SAMUEL L	Director	Buy↑	Common Stock	3,010	$4.48	$13,494	19,720
2020-12-11	KATZ SAMUEL L	Director	Buy↑	Common Stock	5,000	$4.52	$22,600	16,710

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–50 of 60 transactions

Key facts CIK 1383414 CUSIP 708062104 13F (30d) 12 filings 12 filers Visit website Investor relations