PNNT · Pennantpark Investment Corp · Shareholders & Ownership
Market Cap
$190.01M
Shares
65.30M
Volume · Oct 20
604.31K
Avg daily vol (3M)
554.66K
Every disclosed holder of PNNT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns PNNT
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 12,846,548 | 19.67% |
| Insiders (Forms 3, 4, 5) | 362,327 | 0.55% |
| 13D/G-only blocks | 3,186,525 | 4.88% |
| Remaining | 48,900,694 | 74.89% |
| Registered funds (N-PORT, not summed) | 2,524,036 | 3.87% |
Shares outstanding: 65,296,094, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of PNNT
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
ARES MANAGEMENT LLC
13G
CIK 1259313 · Registered investment adviser · Dec 31, 2023
Rule 13d-1(c), passive investor
|
3,186,525 | ||
| 2 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,836,639 | ||
| 2.1 |
Invesco KBW High Dividend Yield Financial ETF
Fund
S000030361 · Registered fund · May 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
1,836,639 | ||
| 3 |
LSV ASSET MANAGEMENT
13F
CIK 1050470 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,341,344 | ||
| 3.1 |
LSV Small Cap Value Fund
Fund
S000039922 · Registered fund · Jul 31, 2026
ADVISORS' INNER CIRCLE FUND, not summed
|
195,900 | ||
| 4 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,003,527 | ||
| 5 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
766,499 | ||
| 6 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
628,605 | ||
| 7 |
Legal & General Group Plc
13F
CIK 764068 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
536,493 | ||
| 8 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
405,260 | ||
| 9 |
MARSHALL WACE, LLP
13F
CIK 1318757 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
391,726 | ||
| 10 |
Universal- Beteiligungs- und Servicegesellschaft mbH
13F
CIK 2057170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
348,800 | ||
| 11 |
NewEdge Wealth, LLC
13F
CIK 1861796 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
307,794 | ||
| 12 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
306,780 | ||
| 13 |
|
285,055 | ||
| 14 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
261,854 | ||
| 15 |
AlphaCentric Advisors LLC
13F
CIK 1913464 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
250,000 | ||
| 15.1 |
AlphaCentric Real Income Fund
Fund
S000071674 · Registered fund · Jun 30, 2026
MUTUAL FUND SERIES TRUST, not summed
|
250,000 | ||
| 16 |
Crossingbridge Advisors, LLC
13F
CIK 1770024 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
250,000 | ||
| 17 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
246,746 | ||
| 18 |
Callodine Capital Management, LP
13F
CIK 1741675 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
224,000 | ||
| 19 |
Virtus Investment Advisers, LLC
13F
CIK 19481 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
216,246 | ||
| 19.1 |
Virtus Private Credit Strategy ETF
Fund
S000064727 · Registered fund · Jul 31, 2026
ETFis Series Trust I, not summed
|
216,246 | ||
| 20 |
Qube Research & Technologies Ltd
13F
CIK 1729829 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
207,521 | ||
| 21 |
GatePass Capital, LLC
13F
CIK 2087399 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
203,450 | ||
| 22 |
Truvestments Capital LLC
13F
CIK 1750405 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
201,671 | ||
| 23 |
MANGROVE PARTNERS IM, LLC
13F
CIK 1535392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
191,563 | ||
| 24 |
TUDOR INVESTMENT CORP ET AL
13F
CIK 923093 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
188,423 | ||
| 25 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
169,160 | ||
| 26 |
Thrivent Financial for Lutherans
13F
CIK 314984 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
147,439 | ||
| 27 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
130,207 | ||
| 28 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
113,359 | ||
| 29 |
Kovack Advisors, Inc.
13F
CIK 1728321 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
108,393 | ||
| 30 |
|
95,967 | ||
| 31 |
Sterneck Capital Management, LLC
13F
CIK 1438574 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
91,647 | ||
| 32 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
87,870 | ||
| 33 |
CANADA LIFE ASSURANCE Co
13F
CIK 1046192 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
78,354 | ||
| 34 |
Founders Financial Alliance, LLC
13F
CIK 1832190 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
71,351 | ||
| 35 |
Gallagher Capital Advisors, LLC
13F
CIK 2034519 · Registered investment adviser · Sep 30, 2026
|
70,826 | ||
| 36 |
Abbot Financial Management, Inc.
13F
CIK 1714341 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
70,337 | ||
| 37 |
DENALI ADVISORS LLC
13F
CIK 1142941 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
68,670 | ||
| 38 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,951 | ||
| 39 |
Dynamic Technology Lab Private Ltd
13F
CIK 1535387 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60,723 | ||
| 40 |
Integrity Advisory Solutions, LLC
13F
CIK 2057931 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
53,615 | ||
| 41 |
Freestone Capital Holdings, LLC
13F
CIK 1470876 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
53,000 | ||
| 42 |
Stonebridge Financial Group, LLC/CA
13F
CIK 2142299 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,030 | ||
| 43 |
Squarepoint Ops LLC
13F
CIK 1642575 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
49,540 | ||
| 44 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
47,411 | ||
| 45 |
|
47,272 | ||
| 46 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
34,017 | ||
| 47 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,802 | ||
| 48 |
Garner Asset Management Corp
13F
CIK 1714093 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,430 | ||
| 49 |
Arkadios Wealth Advisors
13F
CIK 1800798 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,061 | ||
| 50 |
|
30,000 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 108 holders
Create a free account to page through every holder, filter by source and group by ultimate parent.