8-K
Protagenic Therapeutics, Inc.new (PTIX)
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Dateof Report (Date of Earliest Event Reported): November 3, 2025
PROTAGENIC
THERAPEUTICS, INC.
Protagenic Therapeutics, Inc.\new
(Exact name of Company as specified in its charter)
| Delaware | 001-12555 | 06-1390025 |
|---|---|---|
| (State<br> or other jurisdiction<br><br> <br>of<br> incorporation) | (Commission<br><br> <br>File<br> Number) | (I.R.S.<br> Employer<br><br> <br>Identification<br> No.) |
| 149<br> Fifth Avenue, Suite 500, New York, NY | 10010 | |
| --- | --- | |
| (Address<br> of principal executive offices) | (Zip<br> Code) |
212-994-8200
(Company’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Company under any of the following provisions:
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securitiesregistered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Protagenic<br> Therapeutics, Inc. Common Stock | PTIX | Nasdaq |
| Protagenic<br> Therapeutics, Inc. Common Stock Warrants | PTIXW | Nasdaq |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements ofCertain Officers.
On November 3, 2025, Jennifer Chao resigned from the Board of Directors of Protagenic Therapeutics, Inc. (the “Company”), effective immediately. There were no disagreements between Ms. Chao and the Company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PROTAGENIC<br> THERAPEUTICS, INC. | ||
|---|---|---|
| Date:<br> November 5, 2025 | By: | /s/ Alexander K. Arrow |
| Name: | Alexander<br> K. Arrow | |
| Title: | Chief<br> Financial Officer |