RFL
Rafael Holdings, Inc.Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-21 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 76,882 shares held directly, 102,229 fully vested restricted shares and 120,000 unvested restricted shares that vest as follows: 6,250 on each of September 21, 2026 and December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; 25,000 on each of January 13, 2027, January 13, 2028 and January 13, 2029; and 12,500 on January 30, 2030. |
Class B Common Stock, par value $.01 per share
|
2,386 |
| 2026-06-13 | JONAS HOWARD S |
Director, 10% Owner |
Award
Filing footnotes — Class B Common Stock, $.01 par value per share (Direct)
Grant of Restricted Stock that vests as follows: 35,715 on September 13, 2026 and 35,714 on each of December 13, 2026, March 13, 2027 and June 13, 2027. Consists of 239,228 vested restricted shares of Class B Common Stock and 217,857 unvested restricted shares of Class B Common Stock that shall vest as follows: 35,715 shall vest on September 13, 2026 and 35,714 shall vest on each of December 13, 2026, March 13, 2027 and June 13, 2027; 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030. |
Class B Common Stock, $.01 par value per share
|
142,857 |
| 2026-06-13 | JONAS HOWARD S |
Director, 10% Owner |
Tax
Filing footnotes — Class B Common Stock, $.01 par value per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 239,228 vested restricted shares of Class B Common Stock and 75,000 unvested restricted shares of Class B Common Stock that shall vest as follows: 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030. |
Class B Common Stock, $.01 par value per share
|
8,786 |
| 2026-03-21 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 76,882 shares held directly, 98,365 fully vested restricted shares and 126,250 unvested restricted shares that vest as follows: 6,250 quarterly from June 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; 25,000 on each of January 13, 2027, January 13, 2028 and January 13, 2029; and 12,500 on January 30, 2030. |
Class B Common Stock, par value $.01 per share
|
2,318 |
| 2026-03-13 | JONAS HOWARD S |
Director, 10% Owner |
Tax
Filing footnotes — Class B Common Stock, $.01 par value per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 218,365 vested restricted shares of Class B Common Stock and 104,649 unvested restricted shares of Class B Common Stock that shall vest as follows: 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030; and 29,649 shares shall vest on June 13, 2026. |
Class B Common Stock, $.01 par value per share
|
9,826 |
| 2026-01-28 | STEIN MARK N |
Director |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests in full immediately. Represents the average closing price of the Issuer's Class B common stock during December 2025. Consists of fully vested shares of Restricted Stock. |
Class B Common Stock, par value $.01 per share
|
39,370 |
| 2026-01-28 | WEISS MICHAEL J |
Director |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests in full immediately. Represents the average closing price of the Issuer's Class B common stock during December 2025. Consists of fully vested shares of Restricted Stock. |
Class B Common Stock, par value $.01 per share
|
39,370 |
| 2026-01-28 | Sieger Markus |
Director |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests in full immediately. Represents the average closing price of the Issuer's Class B common stock during December 2025. Consists of 29,528 fully vested shares of Restricted Stock and 190,182 shares held directly. |
Class B Common Stock, par value $.01 per share
|
29,528 |
| 2026-01-28 | GRAYSON ALAN |
Director |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests in full immediately. Represents the average closing price of the Issuer's Class B common stock during December 2025. Consists of fully vested shares of Restricted Stock. |
Class B Common Stock, par value $.01 per share
|
6,562 |
| 2026-01-13 | JONAS HOWARD S |
Director, 10% Owner |
Award
Filing footnotes — Class B Common Stock, $.01 par value per share (Direct)
Grant of Restricted Stock that vests as follows: 18,750 shares on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030. Consists of 198,542 vested restricted shares of Class B Common Stock and 134,298 unvested restricted shares of Class B Common Stock that shall vest as follows: 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030; and 29,649 shares shall vest on each of March 13, 2026 and June 13, 2026. |
Class B Common Stock, $.01 par value per share
|
75,000 |
| 2026-01-13 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 76,882 shares held directly, 94,433 fully vested restricted shares and 82,500 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
4,865 |
| 2026-01-13 | Polinsky David |
Chief Financial Officer |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests as follows: 12,500 shares on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030. Consists of 76,882 shares held directly, 94,433 fully vested restricted shares and 132,500 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; 25,000 on each of January 13, 2027, January 13, 2028 and January 13, 2029; and 12,500 on January 30, 2030. |
Class B Common Stock, par value $.01 per share
|
50,000 |
| 2025-12-21 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 76,882 shares held directly, 86,798 fully vested restricted shares and 95,000 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
1,961 |
| 2025-12-13 | JONAS HOWARD S |
Director, 10% Owner |
Tax
Filing footnotes — Class B Common Stock, $.01 par value per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 198,542 vested restricted shares of Class B Common Stock and 59,298 unvested restricted shares of Class B Common Stock that shall vest as follows: 29,649 shares shall vest on each of March 13, 2026 and June 13, 2026. |
Class B Common Stock, $.01 par value per share
|
9,867 |
| 2025-10-25 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 76,882 shares held directly, 82,509 fully vested restricted shares and 101,250 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2025 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
4,180 |
| 2025-09-23 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 76,882 shares held directly, 76,689 fully vested restricted shares and 111,250 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2025 through December 21, 2026; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
1,284 |
| 2025-09-21 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 76,882 shares held directly, 74,223 fully vested restricted shares and 115,000 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
1,970 |
| 2025-09-13 | JONAS HOWARD S |
Director, 10% Owner |
Tax
Filing footnotes — Class B Common Stock, $.01 par value per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 178,760 vested restricted shares of Class B Common Stock and 88,947 unvested restricted shares of Class B Common Stock that shall vest as follows: 29,649 shares shall vest on each of December 13, 2025, March 13, 2026, and June 13, 2026. |
Class B Common Stock, $.01 par value per share
|
9,905 |
| 2025-09-03 | Fine Joshua M |
Chief Operating Officer |
Award
Filing footnotes — Stock Options (right to buy) (Direct)
The options shall vest as follows: 12,279 shares on each of September 3, 2026 and September 3, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date. |
Stock Options (right to buy)
|
24,558 |
| 2025-06-21 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 76,882 shares held directly, 69,943 fully vested restricted shares and 121,250 unvested restricted shares that vest as follows: 6,250 quarterly from September 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
2,347 |
| 2025-06-13 | JONAS HOWARD S |
Director, 10% Owner |
Award
Filing footnotes — Class B Common Stock, $.01 par value per share (Direct)
Grant of restricted shares of Class B Common Stock, 29,649 shares of which shall vest on each of September 13, 2025, December 13, 2025, March 13, 2026, and June 13, 2026. Consists of 159,016 vested restricted shares of Class B Common Stock and 118,596 unvested restricted shares of Class B Common Stock that shall vest as follows: 29,649 shares shall vest on each of September 13, 2025, December 13, 2025, March 13, 2026, and June 13, 2026. |
Class B Common Stock, $.01 par value per share
|
118,596 |
| 2025-06-05 | JONAS HOWARD S |
Director, 10% Owner |
Buy
Filing footnotes — Class B Common Stock, $.01 par value per share (Indirect)
Represents the shares of Class B Common Stock purchased in a private placement pursuant to a Standby Purchase Agreement in connection with the Issuer's Rights Offering. |
Class B Common Stock, $.01 par value per share
(I)
|
12,299,207 |
| 2025-06-05 | JONAS HOWARD S |
Director, 10% Owner |
Buy
Filing footnotes — Class B Common Stock, $.01 par value per share (Indirect)
Represents the shares of Class B Common Stock purchased in a private placement pursuant to a Standby Purchase Agreement in connection with the Issuer's Rights Offering. |
Class B Common Stock, $.01 par value per share
(I)
|
324,219 |
| 2025-06-05 | JONAS HOWARD S |
Director, 10% Owner |
Buy
Filing footnotes — Class B Common Stock, $.01 par value per share (Indirect)
Represents the shares of Class B Common Stock purchased in a private placement pursuant to a Standby Purchase Agreement in connection with the Issuer's Rights Offering. |
Class B Common Stock, $.01 par value per share
(I)
|
457,031 |
| 2025-05-29 | Polinsky David |
Chief Financial Officer |
Exercise
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents the exercise of subscription rights in the Issuer's Rights Offering. Consists of 76,882 shares held directly, 66,040 fully vested restricted shares and 127,500 unvested restricted shares that vest as follows: 6,250 quarterly from June 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
76,882 |
| 2025-05-29 | Polinsky David |
Chief Financial Officer |
Exercise
|
Class B Common Stock
|
76,882 |
| 2025-05-27 | Sieger Markus |
Director |
Exercise
|
Subscription Rights (right to buy)
|
35,000 |
| 2025-05-27 | Sieger Markus |
Director |
Exercise
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents the exercise of subscription rights in the Issuer's Rights Offering. |
Class B Common Stock, par value $.01 per share
|
35,000 |
| 2025-03-25 | CONKLING WILLIAM |
Chief Executive Officer |
Award
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The Reporting Person received this option to purchase shares of stock in the Merger in exchange for an employee stock option granted to Mr. Conkling on June 6, 2023 to purchase 6,700 shares of Cyclo common stock at an exercise price of $1.37. |
Employee Stock Option (right to buy)
|
2,362 |
| 2025-03-25 | CONKLING WILLIAM |
Chief Executive Officer |
Award
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The Reporting Person received this option to purchase shares of stock in the Merger in exchange for an employee stock option granted to Mr. Conkling on June 3, 2024 to purchase 15,562 shares of Cyclo common stock at an exercise price of $1.28. |
Employee Stock Option (right to buy)
|
5,485 |
| 2025-03-25 | CONKLING WILLIAM |
Chief Executive Officer |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
The Reporting Person received these shares in exchange for 77,884 shares of Cyclo Therapeutics, Inc. ("Cyclo") common stock in connection with the business combination between Cyclo and the Issuer (the "Merger") based upon an exchange ratio of 0.3525. Consists of 174,409 shares of stock held directly, 183,094 fully vested shares of Restricted Stock and 206,952 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, June 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
27,454 |
| 2025-03-21 | CONKLING WILLIAM |
Chief Executive Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 146,955 shares of stock held directly, 183,094 fully vested shares of Restricted Stock and 206,952 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, June 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
14,814 |
| 2025-03-21 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 66,040 fully vested restricted shares and 127,500 unvested restricted shares that vest as follows: 6,250 quarterly from June 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
2,378 |
| 2025-01-13 | GOLDBERG JOHN |
CHIEF MEDICAL OFFICER |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests as follows: 12,500 shares on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. Consists of 50,000 shares of Restricted Stock that vests as follows: 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
50,000 |
| 2025-01-13 | CONKLING WILLIAM |
Chief Executive Officer |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests as follows: 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. Consists of 146,955 shares of stock held directly, 158,925 fully vested shares of Restricted Stock and 245,935 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, March 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
60,000 |
| 2025-01-13 | Polinsky David |
Chief Financial Officer |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests as follows: 12,500 shares on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. Consists of 62,168 fully vested restricted shares and 133,750 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |
Class B Common Stock, par value $.01 per share
|
50,000 |
| 2025-01-06 | WEISS MICHAEL J |
Director |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests in full immediately. Represents the average closing price of the Issuer's Class B common stock during December 2024. Consists of fully vested shares of Restricted Stock. |
Class B Common Stock, par value $.01 per share
|
27,541 |
| 2025-01-06 | GREENBERG STEPHEN M |
Director |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests in full immediately. Represents the average closing price of the Issuer's Class B common stock during December 2024. Consists of fully vested shares of Restricted Stock. |
Class B Common Stock, par value $.01 per share
|
27,541 |
| 2025-01-06 | STEIN MARK N |
Director |
Award
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Grant of Restricted Stock that vests in full immediately. Represents the average closing price of the Issuer's Class B common stock during December 2024. Consists of fully vested shares of Restricted Stock. |
Class B Common Stock, par value $.01 per share
|
11,475 |
| 2024-12-21 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 62,168 fully vested restricted shares and 83,750 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2024 through December 21, 2026; 3,750 on September 23, 2025; and 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027. |
Class B Common Stock, par value $.01 per share
|
2,002 |
| 2024-12-21 | CONKLING WILLIAM |
Chief Executive Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 146,955 shares of stock held directly, 158,925 fully vested shares of Restricted Stock and 185,935 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, March 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027. |
Class B Common Stock, par value $.01 per share
|
12,807 |
| 2024-10-25 | CONKLING WILLIAM |
Chief Executive Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 146,955 shares of stock held directly, 132,749 fully vested shares of Restricted Stock and 224,918 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, December 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027. |
Class B Common Stock, par value $.01 per share
|
3,431 |
| 2024-10-25 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 57,920 fully vested restricted shares and 90,000 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2024 through December 21, 2026; 3,750 on September 23, 2025; and 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027. |
Class B Common Stock, par value $.01 per share
|
3,331 |
| 2024-09-23 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 51,251 fully vested restricted shares and 100,000 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2024 through December 21, 2026; 3,750 on September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027. |
Class B Common Stock, par value $.01 per share
|
1,431 |
| 2024-09-21 | CONKLING WILLIAM |
Chief Executive Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 146,955 shares of stock held directly, 126,180 fully vested shares of Restricted Stock and 234,918 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, December 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027. |
Class B Common Stock, par value $.01 per share
|
12,696 |
| 2024-09-21 | Polinsky David |
Chief Financial Officer |
Tax
Filing footnotes — Class B Common Stock, par value $.01 per share (Direct)
Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. Consists of 48,932 fully vested restricted shares and 103,750 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2024 through December 21, 2026; 3,750 on each of September 23, 2024 and September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027. |
Class B Common Stock, par value $.01 per share
|
2,384 |
| 2024-07-24 | JONAS HOWARD S |
Director, 10% Owner |
Other
Filing footnotes — Class B Common Stock, par value $.01 per share (Indirect)
Transfer from the Debbie Y. Jonas 2018 Marital Trust, a trust for the benefit of the Reporting Person and his wife, to the Debbie Y. Jonas 2018 Dynasty Trust, a trust for the benefit of the Reporting Person's children and their heirs. |
Class B Common Stock, par value $.01 per share
(I)
|
563,538 |
| 2024-07-24 | JONAS HOWARD S |
Director, 10% Owner |
Other
Filing footnotes — Class B Common Stock, par value $.01 per share (Indirect)
Transfer from the Debbie Y. Jonas 2018 Marital Trust, a trust for the benefit of the Reporting Person and his wife, to the Debbie Y. Jonas 2018 Dynasty Trust, a trust for the benefit of the Reporting Person's children and their heirs. |
Class B Common Stock, par value $.01 per share
(I)
|
563,538 |
| 2024-06-26 | JONAS HOWARD S |
Director, 10% Owner |
Other
Filing footnotes — Class B Common Stock, par value $.01 per share (Indirect)
Transfer from the Reporting Person's wife's direct holdings to the Debbie Y. Jonas 2018 Marital Trust, a marital trust for the benefit of the Reporting Person and his wife. |
Class B Common Stock, par value $.01 per share
(I)
|
563,538 |
| 2024-06-26 | JONAS HOWARD S |
Director, 10% Owner |
Other
Filing footnotes — Class B Common Stock, par value $.01 per share (Indirect)
Transfer from the Reporting Person's wife's direct holdings to the Debbie Y. Jonas 2018 Marital Trust, a marital trust for the benefit of the Reporting Person and his wife. |
Class B Common Stock, par value $.01 per share
(I)
|
563,538 |