RXO, Inc S-3ASR, filed Sep 9, 2024

RXO, Inc. (RXO)

S-3ASR 2024-09-09

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	Delaware			88-2183384
	(State or other jurisdiction of incorporation or organization)			(I.R.S. Employer Identification No.)

	11215 North Community House Road Charlotte, North Carolina 28277 (980) 308-6058			Jeffrey D. Firestone 11215 North Community House Road Charlotte, North Carolina 28277 (980) 308-6058
	(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)			(Name, address, including zip code, and telephone number, including area code, of agent for service)

	Large accelerated filer ☒			Accelerated filer ☐
	Non-accelerated filer ☐			Smaller reporting company ☐
				Emerging growth company ☐

	Page
About This Prospectus		1
Where You Can Find More Information		2
Incorporation by Reference		2
Forward-Looking Statements		4
The Company		6
Risk Factors		7
Use of Proceeds		8
Description of Capital Stock		9
Description of the Debt Securities		15
Description of the Depositary Shares		24
Description of the Warrants		27
Description of the Rights		29
Description of the Purchase Contracts		30
Description of the Units		31
Selling Stockholders		32
Plan of Distribution		33
Legal Matters		36
Experts		36

	Amount to be Paid
SEC registration fee		$	*
FINRA filing fee			**
NYSE supplemental listing fees			**
Printing and duplicating expenses			**
Legal fees and expenses			**
Accounting fees and expenses			**
Transfer agent and trustee fees and expenses			**
Rating agency fees			**
Miscellaneous expenses			**
Total		$	**

	Exhibit No.			Exhibit Description
	1.1*			Form of Underwriting Agreement for Debt Securities.
	1.2*			Form of Underwriting Agreement for Equity Securities.
	1.3*			Form of Underwriting Agreement for Depositary Shares.
	1.4*			Form of Underwriting Agreement for Purchase Contracts.
	1.5*			Form of Underwriting Agreement for Units.
	4.1			Amended and Restated Certificate of Incorporation of RXO, Inc. (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K filed with the SEC on November 1, 2022).
	4.2			Amended and Restated Bylaws of RXO, Inc. (incorporated by reference to Exhibit 3.2 of the Current Report on Form 8-K filed with the SEC on November 1, 2022).
	4.3			Registration Rights Agreement, dated as of October 31, 2022, by and between RXO, Inc. and Jacobs Private Equity, LLC (incorporated by reference to Exhibit 10.4 of the Current Report on Form 8-K filed with the SEC on November 1, 2022).
	4.4			Form of Purchase Agreement, dated as of August 12, 2024, by and between RXO, Inc. and the Investor signatory thereto (incorporated by reference to Exhibit 10.1 of the Current Report on Form 8-K filed with the SEC on August 12, 2024).
	4.5			Form of Pre-Funded Warrant (incorporated by reference to Exhibit 4.1 of the Current Report on Form 8-K filed with the SEC on August 12, 2024).
	4.6			Indenture, dated as of October 25, 2022, between RXO, Inc. (successor by merger to XPO Escrow Sub, LLC) and U.S. Bank Trust Company, National Association (incorporated by reference to Exhibit 4.1 of the Current Report on Form 8-K filed with the SEC on October 25, 2022).
	4.7			First Supplemental Indenture, dated as of October 25, 2022, between RXO, Inc. (successor by merger to XPO Escrow Sub, LLC) and U.S. Bank Trust Company, National Association (incorporated by reference to Exhibit 4.2 of the Current Report on Form 8-K filed with the SEC on October 25, 2022).
	4.8			Form of Indenture.
	4.9*			Form of Certificate of Designation.
	4.10*			Form of Deposit Agreement.
	4.11*			Form of Depositary Receipt.
	4.12*			Form of Warrant Agreement.
	4.13*			Form of Warrant.
	4.14*			Form of Rights Agent Agreement.
	4.15*			Form of Purchase Contract.
	4.16*			Form of Unit Agreement.
	5.1			Opinion of Paul, Weiss, Rifkind, Wharton & Garrison LLP.
	23.1			Consent of KPMG LLP.
	23.2			Consent of Deloitte & Touche LLP.
	23.3			Consent of Paul, Weiss, Rifkind, Wharton & Garrison LLP (contained in Exhibit 5.1).
	107			Filing Fee Table.

	/s/ Drew Wilkerson Drew Wilkerson			Chief Executive Officer (Principal Executive Officer)
	/s/ Jamie Harris Jamie Harris			Chief Financial Officer (Principal Financial Officer)
	/s/ Jason Kerr Jason Kerr			Chief Accounting Officer (Principal Accounting Officer)
	/s/ Brad Jacobs Brad Jacobs			Non-Executive Chairman and Director
	/s/ Christine Breves Christine Breves			Director

	/s/ Troy Cooper Troy Cooper			Director
	/s/ Adrian Kingshott Adrian Kingshott			Director
	/s/ Mary Kissel Mary Kissel			Director
	/s/ Michelle Nettles Michelle Nettles			Director
	/s/ Stephen Renna Stephen Renna			Director
	/s/ Thomas A. Szlosek Thomas A. Szlosek			Director

Trust Indenture Act Section	Indenture Section
310(a)(1)	7.09; 7.10
(a)(2)	7.10
(a)(3)	7.10
(a)(4)	7.10
(a)(5)	7.10
(b)	7.10
(c)	N.A.
311(a)	7.11
(b)	7.11.
(c)	N.A.
312(a)	2.06
(b)	10.03
(c)	10.03
313(a)	7.06
(b)(1)	7.06
(b)(2)	7.06
(c)	7.06; 10.02
(d)	7.06
314(a)	4.02; 4.03; 10.02
(b)	N.A.
(c)(1)	10.04
(c)(2)	10.04
(c)(3)	N.A.
(d)	N.A.
(e)	10.05
(f)	N.A.
315(a)	7.01
(b)	7.05; 10.02
(c)	7.01
(d)	7.01
(e)	6.11
316(a)	2.09
(a)(1)(A)	6.05
(a)(1)(B)	6.04
(a)(2)	N.A.
(b)	6.07
(c)	2.13
317(a)(1)	6.08
(a)(2)	6.09
(b)	2.05
318(a)	10.01
(b)	N.A.
(c)	10.01

N.A.	means not applicable.
Note:	This cross-reference table shall not, for any purpose, be deemed to be part of this Indenture.

Section 1.01.	Definitions	1
Section 1.02.	Other Definitions	5
Section 1.03.	Incorporation by Reference of Trust Indenture Act	5
Section 1.04.	Rules of Construction	5

Section 2.01.	Issuable in Series	6
Section 2.02.	Establishment of Terms of Series of Securities	6
Section 2.03.	Execution and Authentication	9
Section 2.04.	Registrar and Paying Agent	10
Section 2.05.	Paying Agent to Hold Money in Trust	10
Section 2.06.	Holder Lists	11
Section 2.07.	Transfer and Exchange	11
Section 2.08.	Mutilated, Destroyed, Lost and Stolen Securities	11
Section 2.09.	Outstanding Securities	12
Section 2.10.	Treasury Securities	12
Section 2.11.	Temporary Securities	12
Section 2.12.	Cancellation	13
Section 2.13.	Defaulted Interest	13
Section 2.14.	Global Securities	13
Section 2.15.	CUSIP Numbers, ISINs, etc.	14

Section 3.01.	Notices to Trustee	14
Section 3.02.	Selection of Securities to Be Redeemed	15
Section 3.03.	Notice of Redemption	15
Section 3.04.	Effect of Notice of Redemption	16
Section 3.05.	Deposit of Redemption Price	16
Section 3.06.	Securities Redeemed in Part	17

Section 4.01.	Payment of Securities	17
Section 4.02.	Reports	17
Section 4.03.	Compliance Certificate	17
Section 4.04.	Further Instruments and Acts	17

Section 6.01.	Events of Default	18
Section 6.02.	Acceleration	20
Section 6.03.	Other Remedies	20
Section 6.04.	Waiver of Past Defaults	20
Section 6.05.	Control by Majority	21
Section 6.06.	Limitation on Suits	21
Section 6.07.	Rights of Holders to Receive Payment	21
Section 6.08.	Collection Suit by Trustee	21
Section 6.09.	Trustee May File Proofs of Claim	22
Section 6.10.	Priorities	22
Section 6.11.	Undertaking for Costs	22
Section 6.12.	Waiver of Stay or Extension Laws	22

Section 8.01.	Option to Effect Legal Defeasance or Covenant Defeasance	29
Section 8.02.	Legal Defeasance and Discharge	29
Section 8.03.	Covenant Defeasance	30
Section 8.04.	Conditions to Legal or Covenant Defeasance	30
Section 8.05.	Deposited Money and Government Securities to be Held in Trust; Other Miscellaneous Provisions	31
Section 8.06.	Repayment to Company	32

Section 10.01.	Trust Indenture Act Controls	36
Section 10.02.	Notices	36
Section 10.03.	Communication by Holders with Other Holders	37
Section 10.04.	Certificate and Opinion as to Conditions Precedent	37
Section 10.05.	Statements Required in Certificate or Opinion	37
Section 10.06.	When Securities Disregarded	38
Section 10.07.	Rules by Trustee, Paying Agent and Registrar	38
Section 10.08.	Legal Holidays	38
Section 10.09.	Governing Law	38
Section 10.10.	No Recourse Against Others	38
Section 10.11.	Successors	38
Section 10.12.	Counterparts; Electronic Signature	38
Section 10.13.	Table of Contents; Headings	39
Section 10.14.	Severability	39
Section 10.15.	Waiver of Jury Trial	39
Section 10.16.	Force Majeure	39
Section 10.17.	U.S.A. PATRIOT Act	39

Term	Section
Bankruptcy Law	6.01
Covenant Defeasance	8.03
Custodian	6.01
Event of Default	6.01
DTC	3.03
Legal Defeasance	8.02
Notice of Default	6.01
Paying Agent	2.04
Registrar	2.04
Successor Company	5.01(a)(1)

	RXO, Inc.

	By:
	Name:
	Title:

	[   ],
	as Trustee

	By:
	Name:
	Title:

Section 7.01.	Duties of Trustee	23
Section 7.02.	Rights of Trustee	24
Section 7.03.	Individual Rights of Trustee	25
Section 7.04.	Trustee’s Disclaimer	25
Section 7.05.	Notice of Defaults	26
Section 7.06.	Reports by Trustee to Holders	26
Section 7.07.	Compensation and Indemnity	26
Section 7.08.	Replacement of Trustee	27
Section 7.09.	Successor Trustee by Merger	28
Section 7.10.	Eligibility; Disqualification	28
Section 7.11.	Preferential Collection of Claims Against Company	28
Section 7.12.	Conflicting Interests	28

Section 9.01.	Without Consent of Holders	32
Section 9.02.	With Consent of Holders	34
Section 9.03.	Compliance with Trust Indenture Act	35
Section 9.04.	Revocation and Effect of Consents and Waivers	35
Section 9.05.	Notation on or Exchange of Securities	35
Section 9.06.	Trustee To Sign Amendments	35

	Very truly yours,

	/s/ PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP

	PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP