SLF · Sun Life Financial Inc
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2021-09-30 | Sun Life Assurance Co of Canada |
Insider |
Buy↑
Filing footnotes — Series B Mandatory Redeemable Preferred Shares (Indirect)
Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. |
Series B Mandatory Redeemable Preferred Shares
(I)
|
40,000 |
| 2021-09-30 | Sun Life Assurance Co of Canada |
Insider |
Buy↑
|
Series B Mandatory Redeemable Preferred Shares
|
40,000 |
| 2021-09-30 | Sun Life Assurance Co of Canada |
Insider |
Buy↑
|
Series C Mandatory Redeemable Preferred Shares
|
400,000 |
| 2021-09-30 | Sun Life Assurance Co of Canada |
Insider |
Buy↑
Filing footnotes — Series C Mandatory Redeemable Preferred Shares (Indirect)
Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. |
Series C Mandatory Redeemable Preferred Shares
(I)
|
400,000 |
| 2021-09-15 | Sun Life Assurance Co of Canada |
Insider |
Buy↑
Filing footnotes — Series C Mandatory Redeemable Preferred Stock (Indirect)
Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. |
Series C Mandatory Redeemable Preferred Stock
(I)
|
320,000 |
| 2021-09-15 | Sun Life Assurance Co of Canada |
Insider |
Buy↑
|
Series C Mandatory Redeemable Preferred Stock
|
320,000 |
| 2020-04-29 | Sun Life Assurance Co of Canada |
Insider |
Other↓
Filing footnotes — Mandatory Redeemable Preferred Shares Series C (Direct)
On April 29, 2020, the issuer redeemed a portion of its Series C Mandatory Redeemable Preferred Stock held by the Reporting Persons. Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co. |
Mandatory Redeemable Preferred Shares Series C
|
217,048 |
| 2020-04-29 | Sun Life Assurance Co of Canada |
Insider |
Other↓
Filing footnotes — Mandatory Redeemable Preferred Shares Series C (Indirect)
On April 29, 2020, the issuer redeemed a portion of its Series C Mandatory Redeemable Preferred Stock held by the Reporting Persons. Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co. |
Mandatory Redeemable Preferred Shares Series C
(I)
|
217,048 |