SNOA 8-K
Sonoma Pharmaceuticals, Inc. (SNOA)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
Our annual meeting of stockholders was held on September 16, 2026. Proxies were solicited pursuant to our definitive proxy statement filed on July 28, 2026 with the Securities and Exchange Commission under Section 14(a) of the Securities Exchange Act of 1934.
The number of shares of the Company’s common stock entitled to vote at the annual meeting was 4,788,425. The number of shares of common stock present or represented by valid proxy at the annual meeting was 2,082,799. Each share of common stock was entitled to one vote with respect to matters submitted to the Company’s stockholders at the annual meeting. At the annual meeting, our stockholders voted on the matters set forth below.
Proposal 1 – Election of Class III Director
Mr. Jerry McLaughlin was duly elected as our Class III director. The results of the election were as follows:
| NOMINEE | FOR | WITHHELD |
| Jerry McLaughlin | 336,722 | 20,198 |
Proposal 2 – Advisory Vote to Approve Executive Compensation
Our stockholders voted upon and approved, by non-binding advisory vote, the compensation of our named executive officers for the year ended March 31, 2026, as described in our proxy statement dated July 28, 2026. The votes on this proposal were as follows:
| FOR | AGAINST | ABSTAIN |
| 286,312 | 38,559 | 32,049 |
Proposal 3 – Ratification of the Appointment of Independent Registered Public Accounting Firm
Our stockholders voted upon and approved the ratification of the appointment of Frazier & Deeter, LLC as our independent registered public accounting firm for the fiscal year ending March 31, 2027. The votes on this proposal were as follows:
| FOR | AGAINST | ABSTAIN |
| 2,063,173 | 12,522 | 7,104 |
Proposal 4 – Adjournment to Solicit Additional Proxies
Our stockholders voted upon and approved a proposal to authorize the adjournment of the meeting to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the meeting to approve any of the foregoing proposals. The votes on this proposal were as follows:
| FOR | AGAINST | ABSTAIN |
| 1,797,076 | 119,486 | 166,237 |
| 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Sonoma Pharmaceuticals, Inc. | ||
| (Registrant) | ||
| Date: September 16, 2026 | By: | /s/ Amy Trombly |
|
Name: Title: |
Amy Trombly Chief Executive Officer | |
| 3 |