Surge Components Inc 8-K, filed Dec 4, 2023
Surge Components Inc (SPRS)
About this 8-K
Surge Components Inc filed this 8-K on December 4, 2023, reporting on events of November 30, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders
On November 30, 2023, the Company held its 2023 Annual Meeting (the “2023 Annual Meeting”). The number of shares of common stock entitled to vote at the Annual Meeting as of the November 6, 2023 record date for the Annual Meeting was 5,569,521 shares outstanding (the “Voting Stock”).
The number of shares of Voting Stock present or represented by valid proxy and entitled to vote at the Annual Meeting was approximately 4,100,374 shares. At the Annual Meeting, the Company’s stockholders (i) elected each of Ira Levy, Steven Lubman, Alan Plafker, Martin Novik, Lawrence Chariton, Peter Levy, and Gary Jacobs as a director until the Company’s next annual meeting or until their successors shall be elected and qualified, and (ii) ratified the appointment of Seligson & Giannattasio, LLP as the Company’s independent registered public accounting firm for fiscal year ended November 30, 2023. The voting results were as listed below:
Proposal 1: Election of Directors
The votes to elect seven directors to hold office until the 2024 Annual Meeting of Stockholders as of November 30, 2023 were as follows:
| FOR | WITHHOLD | BROKER NON-VOTE | ||||||||||
| Ira Levy | 2,584,375 | 79,108 | 1,436,891 | |||||||||
| Steven J. Lubman | 2,584,375 | 79,108 | 1,436,891 | |||||||||
| Alan Plafker | 2,569,975 | 93,508 | 1,436,891 | |||||||||
| Martin Novick | 2,569,975 | 93,508 | 1,436,891 | |||||||||
| Lawrence Chariton | 2,584,375 | 79,108 | 1,436,891 | |||||||||
| Peter Levy | 2,569,975 | 93,508 | 1,436,891 | |||||||||
| Gary Jacobs | 2,579,074 | 84,409 | 1,436,891 | |||||||||
Proposal 2: Ratification of the appointment of independent registered public accounting firm.
The votes as of November 30, 2023, to ratify the appointment of Seligson & Giannattasio, LLP as the Company’s independent registered public accounting firm for the fiscal year ending November 30, 2023, were as follows:
| FOR | AGAINST | ABSTAIN | ||
| 4,024,482 | 75,892 | 0 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 4, 2023
| Surge Components, Inc. | |
| /s/ Ira Levy | |
| Ira Levy Chief Executive Officer | |
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