8-K

Stran & Company, Inc. (SWAG)

8-K 2023-11-16 For: 2023-11-15
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Added on April 08, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K

CURRENT REPORT


Pursuant to Section 13 OR 15(d) of The SecuritiesExchange Act of 1934

Date of Report (Date of earliest event reported):

November 15, 2023

STRAN & COMPANY, INC.
(Exact name of registrant as specified in its charter)
Nevada 001-41038 04-3297200
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(State or other jurisdiction<br><br>of incorporation) (Commission File Number) (IRS Employer <br><br>Identification No.)
2 Heritage Drive, Suite 600, Quincy, MA 02171
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(Address of principal executive offices) (Zip Code)
800-833-3309
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(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant<br>to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to<br>Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications<br>pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications<br>pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.0001 per share SWAG The NASDAQ Stock Market LLC
Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $4.81375 SWAGW The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging Growth Company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07. Submission of Matters to a Vote of Security Holders.


On November 15, 2023, Stran & Company, Inc. (the “Company”) held its 2023 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the following proposals were presented and voted upon: (1) the election of six director nominees named in the Company’s proxy statement to hold office until the 2024 annual meeting of stockholders, and (2) the ratification of the appointment of BF Borgers CPA PC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. At the close of business on the record date for the Annual Meeting, which was September 18, 2023, there were 18,573,091 shares of the Company’s common stock outstanding and entitled to be voted at the Annual Meeting. Each share of common stock was entitled to one vote per share. A total of 12,088,876 shares of common stock, representing approximately 65% shares of common stock outstanding and entitled to vote were represented in person or by proxy at the Annual Meeting, and constituted a quorum to conduct business at the Annual Meeting. The Annual Meeting voting results of the two proposals were as follows:

(1) Proposal One: Election of Directors*.* Stockholders elected each of the following nominees as a director to hold office until the 2024 Annual Meeting, based on the following votes.


Nominee For Withheld Broker<br><br> Non-Votes
Andrew Stranberg 11,573,746 53,780 461,350
Andrew Shape 11,619,555 9,871 461,350
Travis McCourt 11,172,254 457,172 461,350
Alan Chippindale 11,119,984 497,553 461,350
Alejandro Tani 11,159,951 469,475 461,350
Ashley Marshall 11,174,469 454,956 461,350

There were no abstentions or against votes with respect to this proposal.

(2) Proposal Two: Ratify the Appointment of BF Borgers CPA PC as the Company’s Independent Registered Public Accounting Firm*.* Stockholders approved the ratification of the appointment of BF Borgers CPA PC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, based on the following votes.

For Against Abstain
12,084,465 4,324 87

There were no broker non-votes with respect to this proposal.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 16, 2023 STRAN & COMPANY, INC.
/s/ Andrew Shape
Name: Andrew Shape
Title: President and Chief Executive Officer

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