TACT 8-K
Transact Technologies Inc (TACT)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) | (Commission file number) | (I.R.S. employer identification no.) |
| (Address of principal executive offices) | (Zip Code) |
Registrant's telephone number, including area
code:
(Former Name or Former Address, if Changed Since Last Report): Not applicable.
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).
Emerging Growth
Company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 6, 2023, at the 2023 Annual Meeting of Stockholders of TransAct Technologies Incorporated (the “Company”), the Company’s stockholders voted on the following proposals:
Proposal 1: Election of Directors
To elect Audrey P. Dunning as director of the Company to serve until the 2024 Annual Meeting of Stockholders and until the director’s successor has been duly elected and qualified:
| For | Withhold | Broker Non-Votes | ||
| 4,640,731 | 68,274 | 2,010,528 |
To elect Daniel M. Friedberg as director of the Company to serve until the 2024 Annual Meeting of Stockholders and until the director’s successor has been duly elected and qualified:
| For | Withhold | Broker Non-Votes | ||
| 4,643,331 | 65,674 | 2,010,528 |
Proposal 2: Ratification of Independent Registered Public Accounting Firm
To ratify the selection of Marcum LLP as the Company’s independent registered public accounting firm for 2023:
| For | Against | Abstain | ||
| 6,636,234 | 54,314 | 28,985 |
Proposal 3: Advisory Vote on Executive Compensation
To approve, on a non-binding, advisory basis, the Company’s compensation of its named executive officers:
| For | Against | Abstain | Broker Non-Votes | |||
| 4,492,958 | 195,145 | 20,902 | 2,010,528 |
Proposal 4: Approval of 2014 Equity Incentive Plan, as Amended and Restated in 2023
To approve the Company’s 2014 Equity Incentive Plan, as amended and restated in 2023 to increase the number of shares available for issuance under such plan:
| For | Against | Abstain | Broker Non-Votes | |||
| 4,301,177 | 388,555 | 19,273 | 2,010,528 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TRANSACT TECHNOLOGIES INCORPORATED | ||
| By: | /s/ William J. DeFrances | |
| William J. DeFrances | ||
| Vice President & Chief Accounting Officer | ||
| Date: June 7, 2023 | ||