THRM · Gentherm Inc · Holdings

$28.60 +2.45 (+9.37%) At close · Oct 23

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.50B

52.50M

Volume · Oct 23 3.72M Avg daily vol (3M) 1.1M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of THRM: 13F, 13D and 13G, insiders and funds →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 263

Total Value: $1,114,529,650

Total Shares: 32,686,409

Showing 1–100 of 265 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding THRM

All superinvestors →

Mario Gabelli $869,805 Joel Greenblatt $256,541

Holder Concentration

Across 257 13F filers

Top Holder

14.8%

of institutional value

Top 5

33.6%

of institutional value

Top 10

52.3%

of institutional value

HHI

435

Broadly held

Who Holds THRM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 256 filers, like-for-like change +5.2%; actively managed books +4.2%; index-like books +7.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	51.3%	127	+4.3%	27	14
Exempt adviser	0.9%	3	-41.4%	0	0
Adviser	8.0%	6	+8.4%	0	1
Bank	8.8%	17	+2.9%	1	0
Insurer	0.6%	2	-3.3%	0	0
Broker-dealer	0.0%	0	—	0	0
Benefit plan	0.3%	5	+22.1%	0	0
Non-US	1.0%	9	-49.9%	1	1
Holding company	19.5%	8	+11.1%	1	0
Unknown	9.8%	79	+16.0%	8	7

Style	Share	Filers	Change	New	Exited
Index-like	33.1%	33	+7.3%	0	0
Systematic-like	2.7%	14	-35.1%	5	7
Concentrated	5.3%	41	+1.5%	11	5
Diversified active	58.9%	168	+7.4%	22	11
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	48.9%	145	+4.3%	16	8
Medium turnover	35.6%	66	+10.8%	8	4
High turnover	4.1%	25	-21.0%	11	10
Unknown	11.4%	20	+4.7%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.6%	26	+6.0%	5	4
Medium horizon	17.3%	34	+5.8%	7	5
Long horizon	64.2%	182	+6.7%	19	9
Unknown	5.9%	14	-11.7%	7	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	7.1%	49	+8.2%	14	4
$1B to $10B	15.3%	69	+15.6%	14	9
$10B to $100B	16.9%	78	-3.7%	8	7
$100B or more	60.7%	60	+5.1%	2	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.3%	51	+15.2%	11	3
Pooled investment vehicles	10.0%	21	-3.5%	9	8
Registered funds and BDCs	25.4%	19	+6.7%	3	1
Pension and profit sharing plans	4.1%	2	+7.6%	0	0
Insurance companies	0.2%	3	+27.0%	0	0
Charitable organizations	0.0%	2	+4953.3%	1	0
Governments and sovereign funds	0.8%	5	-1.8%	1	1
Other investment advisers	0.1%	4	-7.4%	0	0
Other	0.1%	2	+59.8%	1	0
Diversified	9.3%	18	+4.0%	1	1
Unknown	48.7%	129	+6.2%	11	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	15.2%	33	-9.5%	9	10
Private equity funds	0.7%	8	+12.0%	2	0
Venture capital funds	0.0%	1	+74.4%	0	0
Real estate funds	0.0%	3	-36.3%	0	1
Securitized asset funds	0.2%	1	+4.7%	0	0
Other private funds	16.1%	18	+17.8%	4	0
Mixed private funds	0.5%	2	+5.8%	0	0
No private funds	19.6%	64	+4.6%	12	2
Private funds, type not stated	0.0%	0	-100.0%	0	1
Unknown	47.8%	126	+7.8%	11	9

Location	Share	Filers	Change	New	Exited
United States	89.0%	216	+6.4%	34	21
Outside the US	11.0%	40	-3.8%	4	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

256 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.56% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

52.5%

of 13F shares, Herfindahl 0.044

Active holders

+4.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.7 quarters

Under 1 year 21.1% 1 to 3 years 26.4% 3 years or more 52.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $3,072,546 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$36.16

estimated per share

Mar 31, 2026: $36.85

Quarter-end price

$34.11

implied by 13F values

Estimated gain or loss

-5.7%

price against the estimated cost

Estimated at a loss

61.9%

of costed 13F value

Estimated cost covers 31.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies THRM's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	CALX Calix, Inc	5	0.303
2	RSKD Riskified Ltd.	3	0.237
3	CMCO Columbus Mckinnon Corp	3	0.217
4	AIN Albany International Corp	3	0.208
5	AHCO AdaptHealth Corp.	3	0.200
6	SIBN SI-BONE, Inc.	3	0.182
7	OMCL Omnicell, Inc.	3	0.168
8	KWR Quaker Chemical Corp	3	0.156
9	FELE Franklin Electric Co Inc	3	0.133
10	POWI Power Integrations Inc	3	0.131

Shareholder Targets

13F filers that own its peers but not THRM, quarter ended Jun 30, 2026

Found through its holder-overlap peers: CALX, RSKD, CMCO, AIN, AHCO, SIBN, OMCL, KWR, FELE, POWI, DIOD, UCTT, GMED, ENS, COHU, ITRI, AWI, MTRN, NPO, EEFT. 1,267 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$915,742,266 6 held	0.110%	UCTT, NPO, COHU
2	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$761,560,005 12 held	0.130%	POWI, OMCL, KWR
3	EARNEST PARTNERS LLC Registered adviser, Diversified active	$639,786,963 4 held	2.31%	ENS, AIN, FELE
4	WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC Registered adviser, Diversified active	$604,620,055 6 held	1.82%	POWI, DIOD, GMED
5	Capital International Investors Adviser, Diversified active	$524,097,429 4 held	0.110%	NPO, AWI, POWI
6	Boston Partners Registered adviser, Diversified active	$511,929,782 7 held	0.460%	UCTT, GMED, ENS
7	FIRST TRUST ADVISORS LP Registered adviser, Diversified active	$497,118,844 16 held	0.290%	ENS, FELE, ITRI
8	TWO SIGMA INVESTMENTS, LP Registered adviser, Systematic-like	$490,470,531 15 held	0.380%	AWI, UCTT, COHU
9	KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC Registered adviser, Diversified active	$481,618,479 5 held	1.50%	GMED, AWI, ITRI
10	NEUBERGER BERMAN GROUP LLC Holding company, Diversified active	$414,899,512 15 held	0.280%	POWI, AWI, ITRI

Fund Ownership of THRM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 17.35% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.90%	+0.40 pp	1,523,797	76
Index ETFs	14.45%	-0.01 pp	7,587,129	63
Active ETFs	1.44%	-0.87 pp	756,247	25
Active funds	7.94%	+2.46 pp	4,169,663	106
Unclassified	1.62%	+1.62 pp	851,418	15
All registered funds	28.36%	+3.60 pp	14,888,254	285

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 132 Exempt adviser 3 Adviser 6 Bank 17 Insurer 2 Broker-dealer 1 Benefit plan 5 Non-US 9 Holding company 8 Unknown 80

Showing 100 of 265

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$165,005,038

14.80%

4,837,439

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	29,890	$1,019,547	0.6%	Sole
BlackRock Investment Management (Australia) Ltd	92	$3,138	0.0%	Sole
BlackRock Asset Management Canada Ltd	211	$7,197	0.0%	Sole
BlackRock Investment Management, LLC	101,537	$3,463,427	2.1%	Sole
BLACKROCK ADVISORS LLC	70,304	$2,398,069	1.5%	Sole
BlackRock Fund Advisors	3,326,975	$113,483,117	68.8%	Sole
BlackRock Institutional Trust Company, N.A.	921,390	$31,428,612	19.0%	Sole
BlackRock Fund Managers Ltd.	5,096	$173,824	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	14,370	$490,160	0.3%	Sole
BlackRock (Netherlands) B.V.	590	$20,124	0.0%	Sole
BlackRock Asset Management Ireland Ltd	111,001	$3,786,244	2.3%	Sole
BlackRock (Luxembourg) S.A.	9,212	$314,221	0.2%	Sole
BlackRock Asset Management Schweiz AG	5,083	$173,381	0.1%	Sole
Aperio Group, LLC	241,688	$8,243,977	5.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$65,933,913

5.92%

1,932,979

DIMENSIONAL FUND ADVISORS LP

$53,494,405

4.80%

1,568,291

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	4,056	$138,350	0.3%	Defined
DFA Australia Ltd.	12,442	$424,396	0.8%	Defined
Dimensional Ireland Ltd	58,438	$1,993,320	3.7%	Defined
Held directly	1,493,355	$50,938,339	95.2%	Sole

Harvey Partners, LLC

$45,232,418

4.06%

1,326,075

STATE STREET CORP

$44,660,086

4.01%

1,309,296

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,309,296	$44,660,086	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$44,515,767

3.99%

1,305,065

SEGALL BRYANT & HAMILL, LLC

$44,478,519

3.99%

1,303,973

Global Alpha Capital Management Ltd.

$40,479,019

3.63%

1,186,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,186,720	$40,479,019	100.0%	Sole

Trigran Investments, Inc.

$39,711,066

3.56%

1,164,206

FULLER & THALER ASSET MANAGEMENT, INC.

$38,702,161

3.47%

1,134,628

AMERICAN CENTURY COMPANIES INC

$30,497,444

2.74%

894,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	894,091	$30,497,444	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$27,923,605

2.51%

818,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	114,843	$3,917,294	14.0%	Defined
Held directly	703,791	$24,006,311	86.0%	Defined

BARROW HANLEY MEWHINNEY & STRAUSS LLC

$27,822,196

2.50%

815,661

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd joint	815,661	$27,822,196	100.0%	Defined

AMERIPRISE FINANCIAL INC

$25,615,039

2.30%

750,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC joint	737,456	$25,154,623	98.2%	Defined
Columbia Threadneedle Management Ltd	13,498	$460,416	1.8%	Defined

ROYCE & ASSOCIATES LP

$20,233,881

1.82%

593,195

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$19,730,213

1.77%

578,429

GOLDMAN SACHS GROUP INC

$18,454,430

1.66%

541,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	147,325	$5,025,255	27.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	393,702	$13,429,175	72.8%	Defined

MORGAN STANLEY

$18,127,792

1.63%

531,451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	382	$13,030	0.1%	Defined
MORGAN STANLEY & CO. LLC	75,137	$2,562,923	14.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	190,092	$6,484,038	35.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	22,684	$773,751	4.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	243,156	$8,294,050	45.8%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$15,949,733

1.43%

467,597

NORTHERN TRUST CORP

$12,419,790

1.11%

364,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	323,936	$11,049,456	89.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	25,142	$857,593	6.9%	Defined
MASON STREET ADVISORS, LLC joint	10,311	$351,708	2.8%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,721	$161,033	1.3%	Other

Invesco Ltd.

$11,101,609

1.00%

325,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	11,755	$400,962	3.6%	Defined
Invesco Trust Co joint	12,122	$413,481	3.7%	Defined
Invesco Capital Management LLC	301,588	$10,287,166	92.7%	Defined

BANK OF AMERICA CORP /DE/

$9,986,281

0.90%

292,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	49,151	$1,676,540	16.8%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	243,616	$8,309,741	83.2%	Defined

Bastion Asset Management Inc.

$9,855,436

0.88%

288,931

CITADEL ADVISORS LLC

$9,842,406

0.88%

288,549

UBS Group AG

$9,568,125

0.86%

280,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	3,063	$104,478	1.1%	Defined
UBS AG	273,136	$9,316,668	97.4%	Defined
UBS Switzerland AG	4,300	$146,673	1.5%	Defined
UBS Securities LLC	9	$306	0.0%	Defined

Allspring Global Investments Holdings, LLC

$9,283,547

0.83%

272,165

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	133	$4,536	0.0%	Defined
Allspring Global Investments, LLC	272,032	$9,279,011	100.0%	Defined

Hillsdale Investment Management Inc.

$9,224,913

0.83%

270,446

FRONTIER CAPITAL MANAGEMENT CO LLC

$8,688,260

0.78%

254,713

Qube Research & Technologies Ltd

$8,484,146

0.76%

248,729

MACKENZIE FINANCIAL CORP

$8,416,915

0.76%

246,758

JPMORGAN CHASE & CO

$8,076,291

0.72%

236,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	12,798	$436,539	5.4%	Defined
J.P. Morgan Investment Management Inc.	35,157	$1,199,205	14.8%	Defined
J.P. Morgan Securities LLC	188,322	$6,423,663	79.5%	Defined
J.P. Morgan Securities plc	495	$16,884	0.2%	Defined

Divisar Capital Management LLC

$7,810,234

0.70%

228,972

Bank of New York Mellon Corp

$7,180,390

0.64%

210,507

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	104,429	$3,562,073	49.6%	Defined
BNY Mellon Investment Adviser, Inc.	24,689	$842,141	11.7%	Defined
The Bank of New York Mellon	61,783	$2,107,418	29.3%	Defined
BNY Mellon, NA joint	18,467	$629,907	8.8%	Defined
BNY Mellon Advisors, Inc. joint	1,138	$38,817	0.5%	Defined
Held directly	1	$34	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$6,876,814

0.62%

201,607

FRANKLIN RESOURCES INC

$6,818,518

0.61%

199,898

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	55,340	$1,887,647	27.7%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	4	$136	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	107	$3,649	0.1%	Defined
FRANKLIN ADVISERS INC	29,628	$1,010,611	14.8%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	113,938	$3,886,425	57.0%	Defined
PUTNAM ADVISORY CO LLC	881	$30,050	0.4%	Defined

RENAISSANCE TECHNOLOGIES LLC

$6,002,746

0.54%

175,982

PRINCIPAL FINANCIAL GROUP INC

$5,651,003

0.51%

165,670

Public Sector Pension Investment Board

$5,498,190

0.49%

161,190

ESSEX INVESTMENT MANAGEMENT CO LLC

$5,269,491

0.47%

158,243

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 103973	158,243	$5,269,491	100.0%	Sole

Creative Planning

$5,200,239

0.47%

152,455

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	6,132	$209,162	4.0%	Defined
Held directly	146,323	$4,991,077	96.0%	Sole

Man Group plc

$4,995,921

0.45%

146,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	146,465	$4,995,921	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$4,829,396

0.43%

141,583

BESSEMER GROUP INC

$4,420,318

0.40%

129,695

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	129,611	$4,417,453	99.9%	Defined
BESSEMER TRUST Co OF FLORIDA	84	$2,865	0.1%	Defined

Empowered Funds, LLC

$4,359,974

0.39%

127,821

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	121,583	$4,147,196	95.1%	Other
Sequoia Financial Group, LLC	6,238	$212,778	4.9%	Other

LAZARD ASSET MANAGEMENT LLC

$4,315,631

0.39%

126,521

AQR CAPITAL MANAGEMENT LLC

$4,233,115

0.38%

124,102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	8	$272	0.0%	Other
Arax Advisory Partners	1,072	$36,565	0.9%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,335	$45,536	1.1%	Other
Stokes Family Office, LLC	362	$12,347	0.3%	Other
Held directly	121,325	$4,138,395	97.8%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$4,038,828

0.36%

118,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	118,406	$4,038,828	100.0%	Defined

D. E. Shaw & Co., Inc.

$3,990,085

0.36%

116,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	116,977	$3,990,085	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$3,658,500

0.33%

107,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	11,471	$391,275	10.7%	Defined
Raymond James Financial Services Advisors, Inc.	142	$4,843	0.1%	Defined
CHARTWELL INVESTMENT PARTNERS, LLC	95,643	$3,262,382	89.2%	Defined

MARTINGALE ASSET MANAGEMENT L P

$3,624,528

0.33%

106,260

Edenbrook Capital, LLC

$3,255,321

0.29%

95,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EDENBROOK LONG ONLY VALUE FUND, LP	81,225	$2,770,584	85.1%	Defined
Held directly	14,211	$484,737	14.9%	Sole

NANO CAP NEW MILLENNIUM GROWTH FUND L P

$3,240,450

0.29%

95,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AZG TANGIBLE ASSETS FUND LLC	95,000	$3,240,450	100.0%	Sole

Linden Thomas Advisory Services, LLC

$2,895,768

0.26%

86,960

JACOBS LEVY EQUITY MANAGEMENT, INC

$2,773,143

0.25%

81,300

RHUMBLINE ADVISERS

$2,669,516

0.24%

78,262

Nuveen, LLC

$2,613,883

0.23%

76,631

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	8,640	$294,710	11.3%	Defined
TEACHERS ADVISORS, LLC joint	67,991	$2,319,173	88.7%	Defined

CONNORS INVESTOR SERVICES INC

$2,602,695

0.23%

76,303

SEI INVESTMENTS CO

$2,502,275

0.22%

73,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	121	$4,127	0.2%	Sole
SEI TRUST CO	73,238	$2,498,148	99.8%	Sole

Allianz Asset Management GmbH

$2,424,641

0.22%

71,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	71,083	$2,424,641	100.0%	Defined

Harber Asset Management LLC

$2,420,172

0.22%

70,952

Legal & General Group Plc

$2,386,096

0.21%

69,953

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	46,765	$1,595,154	66.9%	Defined
Legal & General Investment Management Ltd joint	23,188	$790,942	33.1%	Defined

NORGES BANK

$2,234,205

0.20%

65,500

Bridge City Capital, LLC

$2,159,742

0.19%

63,317

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,082,616

0.19%

61,056

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	621	$21,182	1.0%	Defined
UBS Asset Management Switzerland AG	44,335	$1,512,266	72.6%	Defined
UBS Asset Management (UK) Ltd.	8,607	$293,583	14.1%	Other
Held directly	7,493	$255,585	12.3%	Defined

Swiss National Bank

$2,043,189

0.18%

59,900

PANAGORA ASSET MANAGEMENT INC

$2,002,257

0.18%

58,700

Russell Investments Group, Ltd.

$1,843,679

0.17%

54,051

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	54,051	$1,843,679	100.0%	Defined

PEAK6 LLC

$1,705,500

0.15%

50,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	50,000	$1,705,500	100.0%	Defined

Atom Investors LP

$1,674,698

0.15%

49,097

XTX Topco Ltd

$1,671,219

0.15%

48,995

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	48,995	$1,671,219	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$1,624,898

0.15%

47,637

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	47,637	$1,624,898	100.0%	Defined

HRT FINANCIAL LP

$1,582,772

0.14%

46,402

Legato Capital Management LLC

$1,570,697

0.14%

46,048

ALLIANCEBERNSTEIN L.P.

$1,501,931

0.13%

44,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	44,032	$1,501,931	100.0%	Defined

INTECH INVESTMENT MANAGEMENT LLC

$1,460,146

0.13%

42,807

PRUDENTIAL FINANCIAL INC

$1,335,747

0.12%

39,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	39,160	$1,335,747	100.0%	Defined

Front Street Capital Management, Inc.

$1,311,188

0.12%

38,440

DEUTSCHE BANK AG\

$1,296,111

0.12%

37,998

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	4,864	$165,911	12.8%	Defined
DWS Investments UK Ltd	33,134	$1,130,200	87.2%	Defined

MOODY NATIONAL BANK TRUST DIVISION

$1,291,374

0.12%

38,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MOODY BANCSHARES INC joint	38,780	$1,291,374	100.0%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$1,268,141

0.11%

37,178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	37,178	$1,268,141	100.0%	Defined

Jefferies Financial Group Inc.

$1,211,450

0.11%

35,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Financial Services, Inc.	35,516	$1,211,450	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,167,073

0.10%

34,215

Federation des caisses Desjardins du Quebec

$1,126,994

0.10%

33,040

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Regime de rentes du Mouvement Desjardins	33,040	$1,126,994	100.0%	Defined

EntryPoint Capital, LLC

$1,117,682

0.10%

32,767

FMR LLC

$1,110,553

0.10%

32,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	21,303	$726,645	65.4%	Defined
STRATEGIC ADVISERS LLC	11,255	$383,908	34.6%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$980,867

0.09%

28,756

WELLS FARGO & COMPANY/MN

$976,295

0.09%

28,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	26,826	$915,034	93.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,773	$60,477	6.2%	Defined
Wells Fargo Securities, LLC	1	$34	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	22	$750	0.1%	Defined

State of Tennessee, Department of Treasury

$964,085

0.09%

28,264

CITADEL ADVISORS LLC

$951,669

0.09%

27,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	27,900	$951,669	100.0%	Defined

Pinnacle Financial Partners, Inc.

$901,731

0.08%

26,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SYNOVUS TRUST CO NA	26,436	$901,731	100.0%	Defined

Vanguard Global Advisers, LLC

$871,067

0.08%

25,537

GAMCO INVESTORS, INC. ET AL

$869,805

0.08%

25,500

ENVESTNET ASSET MANAGEMENT INC

$869,463

0.08%

25,490

CANADA LIFE ASSURANCE Co

$857,388

0.08%

25,136

SummerHaven Investment Management, LLC

$849,949

0.08%

25,524

Tidal Investments LLC

$806,734

0.07%

23,651

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	19,606	$668,760	82.9%	Defined
Held directly	4,045	$137,974	17.1%	Sole

Walleye Capital LLC

$802,301

0.07%

23,521

VICTORY CAPITAL MANAGEMENT INC

$793,500

0.07%

23,263

ROYAL BANK OF CANADA

$792,748

0.07%

23,241

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	939	$32,029	4.0%	Defined
RBC Capital Markets, LLC	21,050	$718,015	90.6%	Defined
RBC Dominion Securities Inc.	27	$920	0.1%	Defined
RBC Trust Co (Delaware) Ltd	37	$1,262	0.2%	Defined
Held directly	1,188	$40,522	5.1%	Sole

Horizon Investments, LLC

$786,951

0.07%

23,071

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Key facts CIK 903129 CUSIP 37253A103 13F (30d) 46 filings 46 filers Visit website Investor relations