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8-K

Uber Technologies, Inc (UBER)

8-K 2021-01-19 For: 2021-01-19
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UNITED STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

D.C. 20549

____________________________________________

FORM

8-K

____________________________________________

CURRENT REPORT

Pursuant to

Section 13 or 15(d)

of the Securities

Exchange Act of 1934

Date of Report (Date of earliest event reported): January 19, 2021

____________________________________________

UberTechnologies, Inc.

(Exactname of registrant as specified in its charter)

____________________________________________

Delaware 001-38902 45-2647441
(State or other jurisdiction of<br><br> <br>incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.)

1515

3rd Street

San Francisco,California 94158

(Address ofprincipal executive offices, including zip code)

(415) 612-8582

(Registrant’stelephone number, including area code)


Not Applicable

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.00001 per share UBER New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 8.01 Other Events.

On January 19, 2021 (the “Closing Date”), Uber Technologies, Inc. (the “Company”) completed the previously announced sale of Apparate USA LLC, the Company’s subsidiary focused on the development and commercialization of autonomous vehicles technologies, to Aurora Innovation, Inc. (“Aurora”). On the Closing Date, the Company also made a $400 million cash investment in Aurora and entered into a collaboration agreement with Aurora pursuant to which the parties will collaborate with respect to the launch and commercialization of self-driving vehicles on the Company’s ridesharing network.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number Description
104 The cover page of this Current Report on Form 8-K is formatted in Inline XBRL.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

UBER TECHNOLOGIES, INC.
Date:<br> January 19, 2021 By: /s/<br> Dara Khosrowshahi
Dara Khosrowshahi
Chief Executive Officer