Uber Technologies, Inc 8-K, filed May 12, 2023
Uber Technologies, Inc (UBER)
About this 8-K
Uber Technologies, Inc filed this 8-K on May 12, 2023, reporting on events of May 8, 2023.
Items reported
- Item 5.07: Shareholder vote results
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 8, 2023, Uber Technologies, Inc. (the “Company”) held its annual meeting of stockholders (the “Meeting”). Present at the Meeting in person or by proxy were holders of 1,588,617,964 shares of common stock of the Company, representing approximately 78.9% of the voting power of the shares of common stock of the Company as of the close of business on March 13, 2023, the record date for the Meeting, and constituting a quorum for the transaction of business.
The stockholders of the Company voted on the following items at the Meeting:
| 1. | To elect ten directors to serve until the 2024 annual meeting and until their successors are elected. |
| 2. | To approve, on a non-binding advisory basis, the 2022 compensation of the Company’s named executive officers. |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. |
| 4. | Stockholder proposal to prepare an independent third-party audit on Driver health and safety. |
| 5. | Stockholder proposal raised from the floor of the Meeting regarding Driver health and safety-related matters and policies. |
| 1. | Election of Directors |
| Nominee | For | Against | Abstain | Broker Non-Vote |
| Ronald Sugar | 1,333,043,334 | 56,014,246 | 7,482,316 | 192,125,769 |
| Revathi Advaithi | 1,384,054,194 | 11,240,671 | 1,245,031 | 192,125,769 |
| Ursula Burns | 1,196,271,755 | 199,092,876 | 1,175,265 | 192,125,769 |
| Robert Eckert | 1,339,002,084 | 51,941,834 | 5,595,978 | 192,125,769 |
| Amanda Ginsberg | 1,360,905,340 | 30,220,046 | 5,414,510 | 192,125,769 |
| Dara Khosrowshahi | 1,350,410,855 | 45,296,532 | 832,509 | 192,125,769 |
| Wan Ling Martello | 1,344,828,083 | 46,222,244 | 5,489,569 | 192,125,769 |
| John Thain | 1,381,843,285 | 12,497,205 | 2,190,984 | 192,125,769 |
| David Trujillo | 1,358,112,187 | 32,818,173 | 5,609,536 | 192,125,769 |
| Alexander Wynaendts | 1,383,842,082 | 11,320,934 | 1,376,880 | 192,125,769 |
Based on the votes set forth above, each director nominee was duly elected to serve until the 2024 annual meeting of stockholders and until his or her successor is duly elected and qualified.
| 2. | Advisory Vote on the Compensation of the Company’s Named Executive Officers |
| For | Against | Abstain | Broker Non-Votes |
| 1,243,294,858 | 143,572,610 | 9,672,428 | 192,125,769 |
Based on the votes set forth above, the stockholders approved, on a non-binding advisory basis, the 2022 compensation of the Company’s named executive officers.
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm |
| For | Against | Abstain |
| 1,582,761,726 | 4,849,935 | 1,054,004 |
There were no broker non-votes on this proposal.
Based on the votes set forth above, the stockholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023.
| 4. | Stockholder Proposal to Prepare an Independent Third-Party Audit on Driver Health and Safety |
| For | Against | Abstain | Broker Non-Votes |
| 121,123,497 | 1,258,127,404 | 17,288,995 | 192,125,769 |
Based on the votes set forth above, the stockholders did not approve the stockholder proposal to prepare an independent third-party audit on Driver health and safety.
| 5. | Stockholder Proposal Raised from the Floor of the Meeting regarding Driver health and safety-related matters and policies |
| For | Against | Abstain | Broker Non-Votes |
| 57,801 | 1,396,482,095 | 0 | 192,125,769 |
Based on the votes set forth above, the stockholders did not approve the stockholder proposal raised from the floor of the Meeting regarding Driver health and safety-related matters and policies.
| Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits
| Number | Description | |
| 104 | Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
UBER TECHNOLOGIES, INC. | ||
| Date: May 12, 2023 | By: | /s/ Dara Khosrowshahi |
| Dara Khosrowshahi | ||
| Chief Executive Officer | ||