Via Renewables, Inc 8-K, filed Apr 5, 2022
Via Renewables, Inc. (VIASP)
8-K
2022-04-05
For: 2022-04-01
View Original
Added on
April 06, 2026
About this 8-K
Via Renewables, Inc filed this 8-K on April 5, 2022, reporting on events of April 1, 2022.
Items reported
- Item 4.01: Change of auditor
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): April 1, 2022
| (Exact Name of Registrant as Specified in its Charter) | ||||||||
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) | ||||||
(Address of principal executive offices)
(713 ) 600-2600
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbols(s) | Name of exchange on which registered | ||||||
Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share | ||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
2
Item 4.01 Changes in a Registrant’s Certifying Accountant.
On March 31, 2022, Grant Thornton LLP (“Grant Thornton”) advised the Audit Committee (the “Committee”) of the Board of Directors of Via Renewables, Inc. (the “Company”) that it had completed its standard client acceptance process, and on April 1, 2022, Grant Thornton and the Company finalized an engagement letter relating to Grant Thornton’s appointment. The Company previously announced in its Current Report on Form 8-K filed on March 31, 2022, that the Committee had approved the appointment of Grant Thornton as the Company’s independent registered public accounting firm commencing with the quarter ending March 31, 2022 and for the fiscal year ending December 31, 2022, subject to Grant Thornton’s completion of its standard client acceptance process and execution of an engagement letter.
During the two fiscal years ended December 31, 2021 and 2020 and the interim period through April 1, 2022, the Company has not consulted with Grant Thornton on any matter relating to either (i) the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Company’s consolidated financial statements; or (ii) any matter that was the subject of a “disagreement” (as that term is defined in Item 304(a)(1)(iv) of Regulation S-K and the related instructions) or any “reportable event” (as that term is defined in Item 304(a)(1)(v) of Regulation S-K).
3
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: April 5, 2022
| Via Renewables, Inc. | ||||||||
| By: | /s/ Mike Barajas | |||||||
| Name: | Mike Barajas | |||||||
| Title: | Chief Financial Officer | |||||||
4