FXG · First Trust Consumer Staples AlphaDEX Fund ETF

$64.05 -0.48 (-0.74%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 114

Total Value: $124,872,532

Total Shares: 1,959,708

Showing 1–100 of 114 holdings by value · page 1 of 2

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 114 13F filers · Δ vs Dec 31, 2025

Top Holder

13.7%

−5.6 pts

Top 5

44.1%

−1.7 pts

Top 10

60.4%

−0.4 pts

HHI

544

Broadly held−135

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: -10.3%

Shares held: -14.6%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mid Independent Advisor Alliance	+39,072	122,894
Mega WELLS FARGO & COMPANY/MN	+19,653	167,936
Large OSAIC HOLDINGS, INC.	+18,502	71,224
Large STIFEL FINANCIAL CORP	+15,719	48,727
Large COMMONWEALTH EQUITY SERVICES, LLC	+14,257	66,990

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mega MORGAN STANLEY	−221,837	222,250
Mega BANK OF AMERICA CORP /DE/	−24,129	61,237
Mega GOLDMAN SACHS GROUP INC	−22,141	27,334
Mega UBS Group AG	−18,138	36,844
Large Cambridge Investment Research Advisors, Inc.	−15,493	15,006

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Small RPg Family Wealth Advisory, LLC	5,329	$339,563
Micro Risk Paradigm Group, LLC	5,179	$330,005
Mid Summit Financial, LLC	4,836	$308,149
Small FLOW TRADERS U.S. LLC	3,998	$254,752
Large FIFTH THIRD BANCORP	2,995	$190,841

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mid Vestmark Advisory Solutions, Inc.	92,535	$5,615,023
Mid GRIMES & Co WEALTH MANAGEMENT, LLC	30,359	$1,842,184
Large MML INVESTORS SERVICES, LLC	8,493	$515,355
Small Coppell Advisory Solutions LLC	5,319	$322,756
Small HBW ADVISORY SERVICES LLC	5,214	$316,385

Filter: New 15 Increased 29 Reduced 40 Sold out 14 Unchanged 30

Showing 100 of 114

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC FXG

$17,116,657

13.71%

268,623

MORGAN STANLEY FXG

$14,161,768

11.34%

222,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	221,119	$14,089,701	99.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,131	$72,067	0.5%	Defined

WELLS FARGO & COMPANY/MN FXG

$10,700,880

8.57%

167,936

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	40	$2,548	0.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	73,945	$4,711,775	44.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	93,951	$5,986,557	55.9%	Defined

Independent Advisor Alliance FXG

$7,830,805

6.27%

122,894

RAYMOND JAMES FINANCIAL INC FXG

$5,285,892

4.23%

82,955

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	58,991	$3,758,906	71.1%	Defined
Raymond James Financial Services Advisors, Inc.	23,964	$1,526,986	28.9%	Defined

OSAIC HOLDINGS, INC. FXG

$4,538,392

3.63%

71,224

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	58,419	$3,722,458	82.0%	Defined
Osaic Advisory Services, LLC	12,805	$815,934	18.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC FXG

$4,268,602

3.42%

66,990

BANK OF AMERICA CORP /DE/ FXG

$3,902,021

3.12%

61,237

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	53,598	$3,415,264	87.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	7,639	$486,757	12.5%	Defined

ROYAL BANK OF CANADA FXG

$3,886,155

3.11%

60,988

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	60,988	$3,886,155	100.0%	Defined

Milestones Private Investment Advisors LLC FXG

$3,701,813

2.96%

58,095

STIFEL FINANCIAL CORP FXG

$3,104,884

2.49%

48,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	48,727	$3,104,884	100.0%	Defined

CITIGROUP INC FXG

$2,701,218

2.16%

42,392

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	42,392	$2,701,218	100.0%	Defined

UBS Group AG FXG

$2,347,699

1.88%

36,844

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	36,421	$2,320,746	98.9%	Defined
UBS Securities LLC	423	$26,953	1.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP FXG

$2,076,698

1.66%

32,591

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	32,591	$2,076,698	100.0%	Other

ENVESTNET ASSET MANAGEMENT INC FXG

$1,857,629

1.49%

29,153

Cetera Investment Advisers FXG

$1,836,665

1.47%

28,824

PGIM Custom Harvest LLC FXG

$1,801,300

1.44%

28,269

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 30	28,269	$1,801,300	100.0%	Sole

Janney Montgomery Scott LLC FXG

$1,773,072

1.42%

27,826

Rockefeller Capital Management L.P. FXG

$1,772,754

1.42%

27,821

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	27,821	$1,772,754	100.0%	Defined

GOLDMAN SACHS GROUP INC FXG

$1,741,722

1.39%

27,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	27,334	$1,741,722	100.0%	Defined

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC FXG

$1,624,796

1.30%

25,499

CITADEL ADVISORS LLC FXG

$1,438,415

1.15%

22,574

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	22,574	$1,438,415	100.0%	Defined

NAVELLIER & ASSOCIATES INC FXG

$1,296,128

1.04%

20,341

Proactive Wealth Strategies LLC FXG

$1,099,679

0.88%

17,258

Regal Investment Advisors LLC FXG

$1,098,469

0.88%

17,239

TRUIST FINANCIAL CORP FXG

$1,004,290

0.80%

15,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	665	$42,373	4.2%	Defined
Truist Advisory Services, Inc.	15,096	$961,917	95.8%	Defined

HARBOUR INVESTMENTS, INC. FXG

$962,936

0.77%

15,112

Cambridge Investment Research Advisors, Inc. FXG

$956,182

0.77%

15,006

TWO SIGMA INVESTMENTS, LP FXG

$955,800

0.77%

15,000

Schrum Private Wealth Management LLC FXG

$952,422

0.76%

14,947

Farther Finance Advisors, LLC FXG

$924,513

0.74%

14,509

JPMORGAN CHASE & CO FXG

$917,758

0.73%

14,403

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	13,992	$891,570	97.1%	Defined
55I, LLC	411	$26,188	2.9%	Other

Kestra Advisory Services, LLC FXG

$765,213

0.61%

12,009

Creative Planning FXG

$750,111

0.60%

11,772

GTS SECURITIES LLC FXG

$701,302

0.56%

11,006

Pacific Sun Financial Corp FXG

$651,090

0.52%

10,218

Meridian Wealth Management, LLC FXG

$639,047

0.51%

10,029

Worthington Financial Partners, LLC FXG

$617,000

0.49%

9,683

Stratos Wealth Partners, LTD. FXG

$596,737

0.48%

9,365

Private Advisor Group, LLC FXG

$548,884

0.44%

8,614

Waverly Advisors, LLC FXG

$544,359

0.44%

8,543

Trueblood Wealth Management, LLC FXG

$536,522

0.43%

8,420

Steward Partners Investment Advisory, LLC FXG

$479,365

0.38%

7,523

Keating Financial Advisory Services, Inc. FXG

$471,145

0.38%

7,394

CX Institutional FXG

$466,876

0.37%

7,327

HighTower Advisors, LLC FXG

$441,898

0.35%

6,935

Belpointe Asset Management LLC FXG

$349,695

0.28%

5,488

IHT Wealth Management, LLC FXG

$349,376

0.28%

5,483

RPg Family Wealth Advisory, LLC FXG

$339,563

0.27%

5,329

Nova Wealth Management, Inc. FXG

$336,314

0.27%

5,278

Risk Paradigm Group, LLC FXG

$330,005

0.26%

5,179

GREAT VALLEY ADVISOR GROUP, INC. FXG

$329,113

0.26%

5,165

Summit Financial, LLC FXG

$308,149

0.25%

4,836

Madden Advisory Services, Inc. FXG

$289,543

0.23%

4,544

Spire Wealth Management FXG

$285,019

0.23%

4,473

Gotham Asset Management, LLC FXG

$277,564

0.22%

4,356

Global View Capital Management LLC FXG

$271,319

0.22%

4,258

FLOW TRADERS U.S. LLC FXG

$254,752

0.20%

3,998

Tower Research Capital LLC (TRC) FXG

$241,435

0.19%

3,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	14	$892	0.4%	Other
Latour Trading LLC (Latour)	3,775	$240,543	99.6%	Defined

Stonebridge Financial Planning Group, LLC FXG

$238,950

0.19%

3,750

Cornerstone Wealth Management, LLC FXG

$230,092

0.18%

3,611

Sound Income Strategies, LLC FXG

$195,875

0.16%

3,074

FIFTH THIRD BANCORP FXG

$190,841

0.15%

2,995

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	2,995	$190,841	100.0%	Defined

Western Wealth Management, LLC FXG

$176,695

0.14%

2,773

JONES FINANCIAL COMPANIES LLLP FXG

$169,240

0.14%

2,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,656	$169,240	100.0%	Sole

Geneos Wealth Management Inc. FXG

$133,812

0.11%

2,100

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO FXG

$133,429

0.11%

2,094

PNC FINANCIAL SERVICES GROUP, INC. FXG

$129,605

0.10%

2,034

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	811	$51,676	39.9%	Defined
PNC Wealth Management LLC	1,223	$77,929	60.1%	Defined

FMR LLC FXG

$119,729

0.10%

1,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,879	$119,729	100.0%	Defined

BELLEVUE ASSET MANAGEMENT, LLC FXG

$117,244

0.09%

1,840

DHJJ Financial Advisors, Ltd. FXG

$113,357

0.09%

1,779

HOWE & RUSLING INC FXG

$109,216

0.09%

1,714

MAI Capital Management FXG

$101,059

0.08%

1,586

CWM, LLC FXG

$97,682

0.08%

1,533

BlackRock, Inc. FXG

$89,590

0.07%

1,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	1,406	$89,590	100.0%	Sole

O'SHAUGHNESSY ASSET MANAGEMENT, LLC FXG

$71,876

0.06%

1,128

AMERIFLEX GROUP, INC. FXG

$69,454

0.06%

1,090

NBC SECURITIES, INC. FXG

$65,313

0.05%

1,025

US BANCORP \DE\ FXG

$63,847

0.05%

1,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,002	$63,847	100.0%	Defined

City State Bank FXG

$63,720

0.05%

1,000

CoreCap Advisors, LLC FXG

$53,779

0.04%

844

Founders Financial Alliance, LLC FXG

$46,069

0.04%

723

Hilton Head Capital Partners, LLC FXG

$26,125

0.02%

410

Larson Financial Group LLC FXG

$18,160

0.01%

285

SIGNATUREFD, LLC FXG

$17,459

0.01%

274

AE Wealth Management LLC FXG

$17,331

0.01%

272

Capital Investment Advisory Services, LLC FXG

$16,057

0.01%

252

CREATIVE FINANCIAL DESIGNS INC /ADV FXG

$15,611

0.01%

245

Physician Wealth Advisors, Inc. FXG

$15,356

0.01%

241

MCF Advisors LLC FXG

$15,292

0.01%

240

RMG Wealth Management LLC FXG

$14,783

0.01%

232

Winch Advisory Services, LLC FXG

$14,209

0.01%

223

AlphaCore Capital LLC FXG

$12,234

0.01%

192

Main Street Group, LTD FXG

$10,959

0.01%

172

Blue Trust, Inc. FXG

$10,386

0.01%

163

Pinnacle Wealth Planning Services, Inc. FXG

$9,812

0.01%

154

Arax Advisory Partners FXG

$9,494

0.01%

149

Topsail Wealth Management, LLC FXG

$8,602

0.01%

135

Allworth Financial LP FXG

$7,965

0.01%

125

Park Square Financial Group, LLC FXG

$7,582

0.01%

119