KOCT · Holdings ETF

$37.49 +0.21 (+0.56%)

Volume · Oct 20 4134 Avg daily vol (3M) 36.37K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 21

Total Value: $14,215,944

Total Shares: 376,981

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 21 13F filers · Δ vs Jun 30, 2026

Top Holder

29.3%

+19.4 pts

Top 5

62.0%

+27.0 pts

Top 10

85.4%

+30.6 pts

HHI

1,293

Broadly held+908

Who Holds KOCT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 99 filers, like-for-like change +0.9%; actively managed books +1.0%; index-like books -10.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	75.4%	69	-2.0%	3	1
Adviser	0.7%	1	-0.5%	0	0
Bank	1.6%	2	-18.7%	0	0
Broker-dealer	2.1%	1	+10.0%	0	0
Holding company	6.8%	3	+5.8%	0	0
Unknown	13.5%	23	+20.1%	1	0

Style	Share	Filers	Change	New	Exited
Index-like	0.7%	2	-10.8%	0	0
Systematic-like	0.3%	1	+12.5%	0	0
Concentrated	29.2%	27	-2.1%	1	1
Diversified active	69.8%	69	+2.4%	3	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	85.9%	72	-3.4%	0	1
Medium turnover	4.1%	11	+31.3%	2	0
High turnover	4.6%	5	+132.0%	1	0
Unknown	5.4%	11	+6.6%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	6.7%	10	+9.6%	1	0
Medium horizon	19.6%	23	-1.2%	1	0
Long horizon	73.4%	65	+0.8%	2	1
Unknown	0.3%	1	-7.9%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	26.2%	39	-1.6%	2	1
$1B to $10B	26.6%	29	+0.3%	0	0
$10B to $100B	34.2%	23	-1.3%	1	0
$100B or more	13.0%	8	+15.1%	1	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	67.4%	63	-2.1%	3	1
Pooled investment vehicles	0.3%	1	+12.5%	0	0
Pension and profit sharing plans	7.4%	4	-1.1%	0	0
Other investment advisers	0.3%	1	-3.4%	0	0
Unknown	24.6%	30	+11.0%	1	0

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.6%	2	+4.6%	0	0
Private equity funds	5.7%	2	-4.6%	0	0
Other private funds	11.5%	4	+3.0%	0	0
No private funds	56.3%	59	-4.4%	2	1
Real estate funds	1.2%	2	+458.2%	1	0
Unknown	24.6%	30	+11.0%	1	0

Location	Share	Filers	Change	New	Exited
United States	100.0%	99	+0.9%	4	1
Outside the US	0.0%	0	—	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

52 13F filers, quarter ended Dec 31, 2022

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

40.4% of filers hold it in their top 10

Sep 30, 2022: 9

Holders above 5%

median weight 0.061%

Sep 30, 2022: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

70.0%

of 13F shares, Herfindahl 0.108

Active holders

+221.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 3.0 quarters

Under 1 year 70.6% 1 to 3 years 26.5% 3 years or more 2.86% Since coverage start 0.000%

Estimated Holder Cost Basis

Quarter ended Dec 31, 2022, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$25.42

estimated per share

Sep 30, 2022: $26.09

Quarter-end price

$25.24

implied by 13F values

Estimated gain or loss

-0.7%

price against the estimated cost

Estimated at a loss

31.9%

of costed 13F value

Estimated cost covers 87.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -78

Institutional value: -87.3%

Shares held: -87.4%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small BFI Wealth Solutions, LLC	+11,681	110,518
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+9,348	24,411
Mid INDEPENDENT FINANCIAL GROUP, LLC	+237	27,681

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Global Strategic Investment Solutions, LLC	−5,044	46,782
Mid IFP Advisors, Inc	−1,408	24,209
Large Concurrent Investment Advisors, LLC	−233	22,546
Small CRA Financial Services, LLC	−220	7,400
Mid CoreCap Advisors, LLC	−108	6,849

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Small IFS Advisors, LLC	1,001	$37,747

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small WINNOW WEALTH LLC	5,876	$219,527
Mid AdvisorNet Financial, Inc	3,306	$123,512

Filter: New 1 Increased 3 Reduced 9 Sold out 2 Unchanged 8

Holder type: Registered adviser 16 Unknown 5

Showing 21 of 21

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small BFI Wealth Solutions, LLC Registered adviser KOCT	$4,167,633	29.32%	110,518	—	+11,681 +11.8%	Shares	2026-10-16
Small Global Strategic Investment Solutions, LLC Registered adviser KOCT	$1,764,149	12.41%	46,782	—	-5,044 -9.7%	Shares	2026-10-16
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser KOCT	$1,043,850	7.34%	27,681	—	+237 +0.9%	Shares	2026-10-13
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC KOCT	$920,538	6.48%	24,411	—	+9,348 +62.1%	Shares	2026-10-13
Mid IFP Advisors, Inc Registered adviser KOCT	$912,921	6.42%	24,209	—	-1,408 -5.5%	Shares	2026-10-16
Large Concurrent Investment Advisors, LLC Registered adviser KOCT	$850,209	5.98%	22,546	—	-233 -1.0%	Shares	2026-10-16
Mid Fragasso Financial Advisors Inc Registered adviser KOCT	$767,511	5.40%	20,353	—	0 0.0%	Shares	2026-10-13
Small Cape Investment Advisory, Inc. Registered adviser KOCT	$695,749	4.89%	18,450	—	-50 -0.3%	Shares	2026-10-13
Small FIDUCIARY FINANCIAL GROUP, LLC KOCT	$516,589	3.63%	13,699	—	0 0.0%	Shares	2026-10-13
Small Todd Wealth Management, LLC Registered adviser KOCT	$500,034	3.52%	13,260	—	0 0.0%	Shares	2026-10-19
Micro TopTier Wealth Management, LLC KOCT	$368,275	2.59%	9,766	—	-8 -0.1%	Shares	2026-10-16
Mid NorthCrest Asset Manangement, LLC KOCT	$330,000	2.32%	8,751	—	-25 -0.3%	Shares	2026-10-13
Small CRA Financial Services, LLC Registered adviser KOCT	$279,054	1.96%	7,400	—	-220 -2.9%	Shares	2026-10-16
Mid First Heartland Consultants, Inc. Registered adviser KOCT	$260,425	1.83%	6,906	—	-55 -0.8%	Shares	2026-10-08
Mid CoreCap Advisors, LLC Registered adviser KOCT	$258,275	1.82%	6,849	—	-108 -1.6%	Shares	2026-10-08
Small Elmwood Wealth Management, Inc. Registered adviser KOCT	$230,031	1.62%	6,100	—	0 0.0%	Shares	2026-10-14
Small James T. Borello RIA Registered adviser KOCT	$223,205	1.57%	5,919	—	0 0.0%	Shares	2026-10-16
Small Noble Wealth Management PBC KOCT	$67,878	0.48%	1,800	—	0 0.0%	Shares	2026-10-01
Small IFS Advisors, LLC Registered adviser KOCT	$37,747	0.27%	1,001	—	New	Shares	2026-10-14
Small GILPIN WEALTH MANAGEMENT, LLC Registered adviser KOCT	$15,084	0.11%	400	—	0 0.0%	Shares	2026-10-09
Large Farther Finance Advisors, LLC Registered adviser KOCT	$6,787	0.05%	180	—	0 0.0%	Shares	2026-10-08
Small WINNOW WEALTH LLC KOCT	$219,527	1.54%	5,876	—	Sold Out	Shares	2026-07-22
Mid AdvisorNet Financial, Inc Registered adviser KOCT	$123,512	0.87%	3,306	—	Sold Out	Shares	2026-07-23
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