TopTier Wealth Management, LLC

CIK

2109367

Location

MUSKEGO, WI

Portfolio Value

Micro $99,106,841

Diversification

Diversified

Filing Date

Global Rank

#8,262 / 8,807 ▼ 440 · as of Jun 2026

Top Industry

Semiconductors 22.1%

Period ended 20 days ago

Filed Oct 16, 2026 · 4d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 78.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 86.4%; sector active share 76.9% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

133 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

16.4%

−0.3 pts

Top 5

57.8%

−0.9 pts

Top 10

78.5%

−0.2 pts

HHI

850

Diversified−16

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	87.4%	$86,608,998	109
Technology	6.5%	$6,472,000	6
Consumer Cyclical	1.7%	$1,720,692	4
Communication Services	1.1%	$1,076,858	2
Healthcare	0.9%	$886,259	3
Industrials	0.9%	$863,311	1
Financial Services	0.8%	$770,405	6
Energy	0.7%	$708,318	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IJH	iShares Core S&P Mid-Cap ETF	+10,845	30,207	$0
QGRW	WisdomTree U.S. Quality Growth Fund	+9,299	52,470	$0
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	+9,197	172,605	$0
DLN	WisdomTree U.S. LargeCap Dividend Fund	+8,330	118,277	$0
DDWM	WisdomTree Dynamic International Equity Fund	+6,866	15,925	$0
PXH	Invesco RAFI Emerging Markets ETF	+6,823	51,971	$1,510,796
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+6,472	14,769	$741,551
WTV	WisdomTree U.S. Value Fund	+2,715	14,979	$0
IJR	iShares Core S&P Small-Cap ETF	+2,266	24,745	$0
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+2,034	11,843	$4,432,124
QQQM	Invesco Ltd.	+1,678	3,593	$0
BJUL		+1,396	11,291	$625,744
JCPB	JPMorgan Core Plus Bond ETF	+1,331	37,161	$1,664,069
JPIE	JPMorgan Income ETF	+970	22,733	$1,020,484
QYLD	Global X NASDAQ 100 Covered Call ETF	+542	20,489	$0
DXJ	WisdomTree Japan Hedged Equity Fund	+394	2,167	$391,251
BKLN	Invesco Ltd.	+227	14,419	$0
ET	Energy Transfer LP	+196	27,488	$0
JEPI	JPMorgan Equity Premium Income ETF	+175	12,665	$712,026
EPD	Enterprise Products Partners L.P.	+113	19,891	$708,318
SYK	Stryker Corp	+93	1,152	$317,249
AAPL	Apple Inc.	+54	7,422	$2,471,674
XSLV	Invesco S&P SmallCap Low Volatility ETF	+49	6,669	$326,380
XMLV	Invesco Ltd.	+34	4,376	$0
QQQ	Invesco Qqq Trust, Series 1	+29	17,775	$13,149,411
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PJAN		−4,104	28,620	$1,451,606
—		−3,648	9,107	$0
DES	WisdomTree U.S. SmallCap Dividend Fund	−3,392	48,707	$0
KAUG		−2,406	10,094	$285,963
BOXX	Alpha Architect 1-3 Month Box ETF	−1,855	45,337	$5,367,447
USFR	WisdomTree Floating Rate Treasury Fund	−1,716	9,432	$0
FSEP	FT Vest U.S. Equity Buffer ETF - September	−1,624	4,117	$235,204
BALT		−1,610	27,852	$973,427
FJAN	FT Vest U.S. Equity Buffer ETF - January	−1,609	5,530	$312,832
NJAN		−1,323	3,445	$209,042
PNOV		−1,282	11,273	$514,274
EZM	WisdomTree U.S. MidCap Fund	−883	59,804	$0
BJUN		−831	17,599	$874,318
BUFF		−654	15,182	$818,006
NVDA	Nvidia Corp	−580	11,083	$2,531,135
KAPR		−539	24,852	$980,090
BAUG		−504	41,195	$2,277,379
BMAY		−455	35,657	$1,727,938
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	−441	12,325	$0
FMAY	FT Vest U.S. Equity Buffer ETF - May	−374	15,151	$869,212
EES	WisdomTree U.S. SmallCap Fund	−340	92,942	$0
BJAN		−321	5,859	$354,624
EPS	WisdomTree U.S. LargeCap Fund	−318	79,939	$0
SPLV	Invesco S&P 500 Low Volatility ETF	−311	9,653	$680,633
KDEC		−304	23,119	$649,875
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
F	Ford Motor Co	55,703	$671,778
FMAR	FT Vest U.S. Equity Buffer ETF - March	3,788	$202,961
ONEQ	Fidelity Nasdaq Composite Index ETF	1,892	$200,249
HITI	High Tide Inc.	62,000	$169,260
EPI	WisdomTree India Earnings Fund	5,457	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
GLW	Corning Inc /Ny	1,117	$285,315
WDC	Western Digital Corp	363	$231,855
TPYP	Tortoise North American Pipeline ETF	4,820	$202,102
WFC	Wells Fargo & Company/Mn	2,437	$201,393
HRTX	Heron Therapeutics, Inc. /De/	25,350	$10,900
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

133 tracked positions · $99,106,841 total · filing declares 133 positions · $171,101,739 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 133 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Added	17,775	+29	$13,149,411	+0.6%	13.27%
SPY	Spdr S&P 500 ETF Trust	Added	7,333	+5	$5,592,365	+2.2%	5.64%
BOXX	Alpha Architect 1-3 Month Box ETF	Reduced	45,337	-1,855	$5,367,447	−2.9%	5.42%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	11,843	+2,034	$4,432,124	+22.1%	4.47%
BFEB		Reduced	56,623	-265	$3,060,852	+2.2%	3.09%
BDEC		Reduced	48,309	-2	$2,639,830	+2.7%	2.66%
GMAY	FT Vest U.S. Equity Moderate Buffer ETF - May	Held	59,680	0	$2,620,912	+2.0%	2.64%
NVDA	Nvidia Corp Technology	Reduced	11,083	-580	$2,531,135	+8.5%	2.55%
AAPL	Apple Inc. Technology	Added	7,422	+54	$2,471,674	+15.9%	2.49%
BAUG		Reduced	41,195	-504	$2,277,379	+1.9%	2.30%
BMAY		Reduced	35,657	-455	$1,727,938	+1.1%	1.74%
ACVF	American Conservative Values ETF	Reduced	31,051	-4	$1,689,795	—	1.71%
JCPB	JPMorgan Core Plus Bond ETF	Added	37,161	+1,331	$1,664,069	−1.1%	1.68%
BAPR	Sageworth Trust Co	Reduced	28,401	-31	$1,551,603	+2.5%	1.57%
PXH	Invesco RAFI Emerging Markets ETF	Added	51,971	+6,823	$1,510,796	+20.0%	1.52%
BUFR	FT Vest Laddered Buffer ETF	Reduced	39,242	-251	$1,470,397	+1.9%	1.48%
PJAN		Reduced	28,620	-4,104	$1,451,606	−10.4%	1.46%
DMAY	FT Vest U.S. Equity Deep Buffer ETF - May	Held	27,691	0	$1,327,841	+1.8%	1.34%
SLV	iShares Silver Trust	Reduced	23,785	-47	$1,296,520	+1.7%	1.31%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	1,970	-7	$1,293,718	−7.0%	1.31%
PAUG		Reduced	24,939	-7	$1,163,404	+2.2%	1.17%
JPIE	JPMorgan Income ETF	Added	22,733	+970	$1,020,484	+1.8%	1.03%
IAU	Ishares Gold Trust	Held	12,988	0	$1,014,362	+3.4%	1.02%
FFEB	FT Vest U.S. Equity Buffer ETF - February	Reduced	16,142	-138	$1,010,418	+1.8%	1.02%
KAPR		Reduced	24,852	-539	$980,090	−3.0%	0.99%
BALT		Reduced	27,852	-1,610	$973,427	−3.6%	0.98%
BNOV		Reduced	19,089	-1	$934,597	+2.4%	0.94%
BSEP		Reduced	17,160	-1	$926,125	+2.3%	0.93%
PDEC		Held	19,310	0	$909,713	+2.7%	0.92%
BJUN		Reduced	17,599	-831	$874,318	−2.5%	0.88%
FMAY	FT Vest U.S. Equity Buffer ETF - May	Reduced	15,151	-374	$869,212	−0.4%	0.88%
GWW	W.W. Grainger, Inc. Industrials	Held	693	0	$863,311	−8.4%	0.87%
ZSEP		Held	30,500	0	$849,120	+1.0%	0.86%
PSEP		Reduced	17,706	-1	$829,703	+1.8%	0.84%
BUFF		Reduced	15,182	-654	$818,006	−1.9%	0.83%
MAGS	Roundhill Magnificent Seven ETF	Reduced	11,028	-199	$790,597	—	0.80%
META	Meta Platforms, Inc. Communication Services	Reduced	1,032	-12	$748,385	+27.3%	0.76%
DAUG	FT Vest U.S. Equity Deep Buffer ETF - August	Held	15,649	0	$744,106	+1.5%	0.75%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	14,769	+6,472	$741,551	+77.4%	0.75%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Reduced	12,099	-263	$741,184	−2.4%	0.75%
JEPI	JPMorgan Equity Premium Income ETF	Added	12,665	+175	$712,026	+0.9%	0.72%
EPD	Enterprise Products Partners L.P. Energy	Added	19,891	+113	$708,318	−2.6%	0.71%
SPLV	Invesco S&P 500 Low Volatility ETF	Reduced	9,653	-311	$680,633	−8.8%	0.69%
F	Ford Motor Co Consumer Cyclical	NEW	55,703	NEW	$671,778	NEW	0.68%
MSFT	Microsoft Corp Technology	Added	1,270	+27	$651,383	+40.5%	0.66%
KDEC		Reduced	23,119	-304	$649,875	−2.2%	0.66%
FDN	First Trust Dow Jones Internet Index Fund	Reduced	2,212	-64	$638,051	+5.9%	0.64%
BJUL		Added	11,291	+1,396	$625,744	+16.4%	0.63%
VIG	Vanguard Specialized Funds	Reduced	2,657	-7	$619,904	−1.7%	0.63%
OMFL	Invesco Russell 1000 Dynamic Multifactor ETF	Reduced	8,755	-223	$610,311	−0.8%	0.62%

Showing the top 50 of 133 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.