BUFF · Holdings ETF

$54.12 -0.02 (-0.04%)

Volume · Oct 20 98.44K Avg daily vol (3M) 105.41K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 32

Total Value: $66,595,988

Total Shares: 1,236,006

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 32 13F filers · Δ vs Jun 30, 2026

Top Holder

18.9%

+3.6 pts

Top 5

48.2%

+9.9 pts

Top 10

67.6%

+14.5 pts

HHI

744

Broadly held+270

Who Holds BUFF

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 164 filers, like-for-like change +7.6%; actively managed books +7.6%; index-like books +683.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	60.6%	114	-0.9%	12	4
Adviser	2.8%	1	+1.3%	0	0
Bank	2.2%	4	+1197.4%	2	0
Broker-dealer	15.3%	1	+16.9%	0	0
Holding company	4.6%	4	+131.4%	1	0
Unknown	14.4%	40	+4.7%	5	6

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	1	+683.4%	0	0
Systematic-like	0.3%	1	+160.7%	0	0
Concentrated	23.0%	40	-14.1%	1	1
Diversified active	76.7%	122	+15.9%	19	9
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	79.1%	121	+6.1%	15	7
Medium turnover	19.7%	30	+14.5%	3	1
High turnover	0.6%	5	+0.4%	1	2
Unknown	0.6%	8	-1.8%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.6%	8	-32.5%	1	1
Medium horizon	24.2%	47	-5.4%	6	3
Long horizon	74.0%	105	+12.9%	12	6
Unknown	1.1%	4	+13.7%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	30.0%	72	-7.6%	7	3
$1B to $10B	17.4%	55	+7.2%	7	2
$10B to $100B	23.2%	27	+18.1%	5	3
$100B or more	29.3%	10	+19.4%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	58.3%	106	-1.1%	12	4
Pooled investment vehicles	0.3%	1	+160.7%	0	0
Pension and profit sharing plans	1.7%	4	+1.6%	0	0
Other investment advisers	0.0%	1	-71.3%	0	0
Diversified	0.0%	1	0.0%	0	0
Unknown	39.6%	51	+23.9%	8	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.4%	2	+208.0%	1	0
Private equity funds	0.2%	2	-14.6%	0	0
Securitized asset funds	0.6%	1	+2.6%	0	0
Other private funds	2.8%	4	+12.9%	1	0
No private funds	56.5%	103	-1.9%	10	2
Venture capital funds	0.0%	0	-100.0%	0	1
Real estate funds	0.0%	1	-95.2%	0	1
Unknown	39.6%	51	+23.9%	8	6

Location	Share	Filers	Change	New	Exited
United States	98.0%	162	+5.4%	19	10
Outside the US	2.0%	2	+20857.7%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

96 13F filers, quarter ended Jun 30, 2024

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

31.3% of filers hold it in their top 10

Mar 31, 2024: 33

Holders above 5%

median weight 0.049%

Mar 31, 2024: 3

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

62.4%

of 13F shares, Herfindahl 0.073

Active holders

+5.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 9.6 quarters

Under 1 year 10.2% 1 to 3 years 56.7% 3 years or more 33.1% Since coverage start 0.000%

Estimated Holder Cost Basis

Quarter ended Jun 30, 2024, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$38.33

estimated per share

Mar 31, 2024: $37.87

Quarter-end price

$42.87

implied by 13F values

Estimated gain or loss

+11.8%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 76.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -133

Institutional value: -90.1%

Shares held: -90.3%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Buska Wealth Management, LLC	+36,281	233,118
Small City Center Advisors, LLC	+12,296	49,288
Mid INDEPENDENT FINANCIAL GROUP, LLC	+4,442	52,375
Mid Signal Advisors Wealth, LLC	+4,034	31,077
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+3,275	24,090

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid Forvis Mazars Wealth Advisors, LLC	−4,206	97,149
Micro COLUMBIA ADVISORY PARTNERS LLC	−2,867	74,067
Mid Blue Trust, Inc.	−2,098	47,374
Small Onyx Bridge Wealth Group LLC	−1,787	5,488
Large Concurrent Investment Advisors, LLC	−1,199	34,695

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small NewCorp Financial Services, Inc.	12,750	$686,970
Small Hofer & Associates. Inc	5,578	$300,542
Small Echo Wealth Management, LLC	4,588	$247,201

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Mid Atria Investments, Inc	5,381	$283,471
Small Capital Square, LLC	4,852	$255,603
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	511	$26,918
Small Gleason Group, Inc.	21	$1,106

Filter: New 3 Increased 16 Reduced 10 Sold out 4 Unchanged 3

Holder type: Registered adviser 19 Unknown 13

Showing 32 of 32

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Buska Wealth Management, LLC BUFF	$12,560,397	18.86%	233,118	—	+36,281 +18.4%	Shares	2026-10-08
Small KFG WEALTH MANAGEMENT, LLC Registered adviser BUFF	$7,484,363	11.24%	138,908	—	-244 -0.2%	Shares	2026-10-16
Mid Forvis Mazars Wealth Advisors, LLC Registered adviser BUFF	$5,234,388	7.86%	97,149	—	-4,206 -4.1%	Shares	2026-10-13
Micro COLUMBIA ADVISORY PARTNERS LLC Registered adviser BUFF	$3,990,729	5.99%	74,067	—	-2,867 -3.7%	Shares	2026-10-15
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser BUFF	$2,821,965	4.24%	52,375	—	+4,442 +9.3%	Shares	2026-10-13
Small Southland Equity Partners LLC BUFF	$2,732,362	4.10%	50,712	—	+421 +0.8%	Shares	2026-10-14
Small Comprehensive Financial Consultants Institutional, Inc. Registered adviser BUFF	$2,667,221	4.01%	49,503	—	+2,257 +4.8%	Shares	2026-10-15
Small City Center Advisors, LLC BUFF	$2,655,637	3.99%	49,288	—	+12,296 +33.2%	Shares	2026-10-08
Mid Blue Trust, Inc. BUFF	$2,552,510	3.83%	47,374	—	-2,098 -4.2%	Shares	2026-10-15
Small MILESTONE ASSET MANAGEMENT, LLC Registered adviser BUFF	$2,347,497	3.52%	43,569	—	-365 -0.8%	Shares	2026-10-15
Mid Focus Financial Network, Inc. BUFF	$2,270,772	3.41%	42,145	—	-895 -2.1%	Shares	2026-10-14
Small Lineweaver Wealth Advisors, LLC Registered adviser BUFF	$2,150,727	3.23%	39,917	—	0 0.0%	Shares	2026-10-13
Large Concurrent Investment Advisors, LLC Registered adviser BUFF	$1,869,366	2.81%	34,695	—	-1,199 -3.3%	Shares	2026-10-16
Small Patriot Financial Group Insurance Agency, LLC Registered adviser BUFF	$1,863,601	2.80%	34,588	—	+579 +1.7%	Shares	2026-10-14
Mid Signal Advisors Wealth, LLC BUFF	$1,674,428	2.51%	31,077	—	+4,034 +14.9%	Shares	2026-10-13
Small Wisconsin Wealth Advisors, LLC BUFF	$1,592,692	2.39%	29,560	—	+1,316 +4.7%	Shares	2026-10-08
Mid CoreCap Advisors, LLC Registered adviser BUFF	$1,351,795	2.03%	25,089	—	+2,705 +12.1%	Shares	2026-10-08
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC BUFF	$1,297,969	1.95%	24,090	—	+3,275 +15.7%	Shares	2026-10-13
Small Beacon Financial Advisory LLC Registered adviser BUFF	$1,187,299	1.78%	22,036	—	+1,000 +4.8%	Shares	2026-10-16
Small Weaver Consulting Group BUFF	$1,053,731	1.58%	19,557	—	+558 +2.9%	Shares	2026-10-07
Mid AdvisorNet Financial, Inc Registered adviser BUFF	$870,054	1.31%	16,148	—	+660 +4.3%	Shares	2026-10-15
Micro TopTier Wealth Management, LLC BUFF	$818,006	1.23%	15,182	—	-654 -4.1%	Shares	2026-10-16
Small NewCorp Financial Services, Inc. Registered adviser BUFF	$686,970	1.03%	12,750	—	New	Shares	2026-10-14
Mid Dynamic Advisor Solutions LLC BUFF	$500,060	0.75%	9,281	—	+1,841 +24.7%	Shares	2026-10-13
Large DAVENPORT & Co LLC Registered adviser BUFF	$491,116	0.74%	9,115	—	+1,148 +14.4%	Shares	2026-10-14
Small Stegent Equity Advisors, Inc. Registered adviser BUFF	$348,064	0.52%	6,460	—	0 0.0%	Shares	2026-10-13
Small Hofer & Associates. Inc BUFF	$300,542	0.45%	5,578	—	New	Shares	2026-10-13
Small RED CRANE WEALTH MANAGEMENT, LLC BUFF	$300,542	0.45%	5,578	—	-90 -1.6%	Shares	2026-10-14
Small Onyx Bridge Wealth Group LLC Registered adviser BUFF	$295,693	0.44%	5,488	—	-1,787 -24.6%	Shares	2026-10-16
Small Echo Wealth Management, LLC Registered adviser BUFF	$247,201	0.37%	4,588	—	New	Shares	2026-10-15
Mid IFP Advisors, Inc Registered adviser BUFF	$204,259	0.31%	3,791	—	+246 +6.9%	Shares	2026-10-16
Mid HARBOR INVESTMENT ADVISORY, LLC Registered adviser BUFF	$174,032	0.26%	3,230	—	0 0.0%	Shares	2026-10-13
Mid Atria Investments, Inc Registered adviser BUFF	$283,471	0.43%	5,381	—	Sold Out	Shares	2026-07-28
Small Capital Square, LLC Registered adviser BUFF	$255,603	0.38%	4,852	—	Sold Out	Shares	2026-08-13
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. BUFF	$26,918	0.04%	511	—	Sold Out	Shares	2026-07-08
Small Gleason Group, Inc. Registered adviser BUFF	$1,106	0.00%	21	—	Sold Out	Shares	2026-07-13
No holders match your search.