BALT · Holdings ETF
$35.07
+0.05 (+0.14%)
At close · Oct 20
Return incl. dividend (before tax)
Volume · Oct 20
56.37K
Avg daily vol (3M)
511.59K
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.
Holders: 72
Total Value: $251,334,431
Total Shares: 7,191,258
Institutional Ownership Trend
21 quarters
Holder Concentration
Across 72 13F filers · Δ vs Jun 30, 2026Top Holder
14.8%
+9.5 pts
Top 5
43.3%
+19.3 pts
Top 10
59.1%
+21.9 pts
HHI
541
Broadly held+339
Who Holds BALT
Last 8 quarters through Sep 30, 2026 (filing window open)Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.
Jun 30, 2026, the newest closed quarter: 297 filers, like-for-like change +11.6%; actively managed books +11.7%; index-like books -91.2%.
| Holder type | Share | Filers | Change |
|---|---|---|---|
| Registered adviser | 73.4% | 220 | +9.1% |
| Bank | 0.4% | 6 | +14.8% |
| Broker-dealer | 4.7% | 1 | +192.6% |
| Holding company | 5.6% | 3 | +11.6% |
| Adviser | 0.0% | 0 | — |
| Unknown | 15.9% | 67 | +3.7% |
| Style | Share | Filers | Change |
|---|---|---|---|
| Index-like | 0.0% | 1 | -91.2% |
| Concentrated | 29.1% | 101 | -0.5% |
| Diversified active | 70.9% | 195 | +17.7% |
| Systematic-like | 0.0% | 0 | — |
| Unknown | 0.0% | 0 | — |
| Not measured | 0.0% | 0 | — |
| Turnover | Share | Filers | Change |
|---|---|---|---|
| Low turnover | 72.6% | 199 | +13.7% |
| Medium turnover | 20.3% | 61 | +10.4% |
| High turnover | 2.5% | 6 | -37.3% |
| Unknown | 4.6% | 31 | +44.0% |
| Not measured | 0.0% | 0 | — |
| Holding horizon | Share | Filers | Change |
|---|---|---|---|
| Short horizon | 4.8% | 30 | +33.2% |
| Medium horizon | 23.4% | 92 | +8.3% |
| Long horizon | 69.0% | 166 | +11.3% |
| Unknown | 2.9% | 9 | +24.1% |
| Not measured | 0.0% | 0 | — |
| 13F book size | Share | Filers | Change |
|---|---|---|---|
| Under $1B | 33.3% | 146 | +11.1% |
| $1B to $10B | 33.3% | 108 | +4.7% |
| $10B to $100B | 19.5% | 35 | +13.7% |
| $100B or more | 13.9% | 8 | +30.3% |
| Not measured | 0.0% | 0 | — |
| Client base | Share | Filers | Change |
|---|---|---|---|
| Individuals and high net worth | 71.3% | 207 | +8.9% |
| Pension and profit sharing plans | 1.5% | 4 | +9.2% |
| Insurance companies | 0.0% | 1 | new |
| Governments and sovereign funds | 0.0% | 1 | 0.0% |
| Other investment advisers | 0.5% | 6 | +22.9% |
| Diversified | 0.1% | 1 | +464.5% |
| Pooled investment vehicles | 0.0% | 0 | — |
| Unknown | 26.6% | 77 | +19.3% |
| Private funds | Share | Filers | Change |
|---|---|---|---|
| Hedge funds | 0.4% | 5 | +8.7% |
| Private equity funds | 0.2% | 2 | +106.5% |
| Venture capital funds | 0.1% | 2 | 0.0% |
| Real estate funds | 0.6% | 3 | +355.8% |
| Securitized asset funds | 0.1% | 1 | 0.0% |
| Other private funds | 0.9% | 5 | +10.8% |
| Mixed private funds | 0.1% | 1 | +60.5% |
| Private funds, type not stated | 0.0% | 1 | 0.0% |
| No private funds | 70.9% | 200 | +8.2% |
| Unknown | 26.6% | 77 | +19.3% |
| Location | Share | Filers | Change |
|---|---|---|---|
| United States | 100.0% | 295 | +11.6% |
| Outside the US | 0.0% | 2 | new |
The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.
How the mix is measured
Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.
Excluded 3 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.
Quarterly Activity
vs Jun 30, 2026
New
7
Increased
37
Decreased
22
Sold Out
2
Unchanged
6
New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.
Holder count:
-226
Institutional value:
-85.7%
Shares held:
-86.0%
Top Buyers
vs Jun 30, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Small ATX Financial Planning, LLC | +121,126 | 470,855 | |
| Small Southland Equity Partners LLC | +113,408 | 120,315 | |
| Small Crown Wealth Group, LLC | +87,734 | 1,066,604 | |
| Small Family Office Research LLC | +69,022 | 171,004 | |
| Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | +56,525 | 99,483 |
Top Sellers
vs Jun 30, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large DAVENPORT & Co LLC | −54,046 | 56,537 | |
| Small WINNOW WEALTH LLC | −27,165 | 104,829 | |
| Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | −13,209 | 198,626 | |
| Micro COLUMBIA ADVISORY PARTNERS LLC | −8,628 | 36,947 | |
| Mid CoreCap Advisors, LLC | −8,389 | 39,995 |
Top New Positions
vs Jun 30, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Small Split Rock Private Trading & Wealth Management, LLC | 57,051 | $1,993,932 | |
| Small IFS Advisors, LLC | 44,536 | $1,556,533 | |
| Mid Krilogy Financial LLC | 38,626 | $1,349,978 | |
| Small Fermata Advisors, LLC | 17,380 | $607,431 | |
| Small Redhawk Wealth Advisors, Inc. | 8,563 | $299,276 |
Top Sold-Out Positions
vs Jun 30, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Small HERITAGE OAK WEALTH ADVISORS LLC | 7,185 | $246,229 | |
| Small Noble Wealth Management PBC | 2,250 | $77,107 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Small Crown Wealth Group, LLC Registered adviser BALT | $37,277,809 | 14.83% | 1,066,604 | Shares | 2026-10-19 | |
| Small Kure Advisory, LLC Registered adviser BALT | $26,871,377 | 10.69% | 768,852 | Shares | 2026-10-08 | |
| Small CRA Financial Services, LLC Registered adviser BALT | $16,583,320 | 6.60% | 474,487 | Shares | 2026-10-16 | |
| Small ATX Financial Planning, LLC Registered adviser BALT | $16,456,382 | 6.55% | 470,855 | Shares | 2026-10-14 | |
| Small LAUREL OAK WEALTH MANAGEMENT, LLC Registered adviser BALT | $11,579,319 | 4.61% | 331,311 | Shares | 2026-10-19 | |
| Small Dominguez Wealth Management Solutions, Inc. Registered adviser BALT | $9,722,425 | 3.87% | 278,181 | Shares | 2026-10-07 | |
| Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser BALT | $8,087,045 | 3.22% | 231,389 | Shares | 2026-10-13 | |
| Large Farther Finance Advisors, LLC Registered adviser BALT | $7,854,488 | 3.13% | 224,735 | Shares | 2026-10-08 | |
| Small KFG WEALTH MANAGEMENT, LLC Registered adviser BALT | $7,194,003 | 2.86% | 205,837 | Shares | 2026-10-16 | |
| Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Registered adviser BALT | $6,941,978 | 2.76% | 198,626 | Shares | 2026-10-14 | |
| Small Family Office Research LLC Registered adviser BALT | $5,976,589 | 2.38% | 171,004 | Shares | 2026-10-14 | |
| Small BEACON FINANCIAL GROUP Registered adviser BALT | $5,215,588 | 2.08% | 149,230 | Shares | 2026-10-19 | |
| Small Comprehensive Financial Consultants Institutional, Inc. Registered adviser BALT | $4,584,566 | 1.82% | 131,175 | Shares | 2026-10-15 | |
| Micro Financial Designs Corp Registered adviser BALT | $4,370,986 | 1.74% | 125,064 | Shares | 2026-10-09 | |
| Small Pachira Investments Inc. BALT | $4,236,114 | 1.69% | 121,205 | Shares | 2026-10-14 | |
| Small Southland Equity Partners LLC BALT | $4,205,009 | 1.67% | 120,315 | Shares | 2026-10-14 | |
| Small NEW WAVE WEALTH ADVISORS LLC Registered adviser BALT | $3,727,312 | 1.48% | 106,647 | Shares | 2026-10-19 | |
| Small WINNOW WEALTH LLC BALT | $3,663,773 | 1.46% | 104,829 | Shares | 2026-10-15 | |
| Small MILESTONE ASSET MANAGEMENT, LLC Registered adviser BALT | $3,612,362 | 1.44% | 103,358 | Shares | 2026-10-15 | |
| Mid First Heartland Consultants, Inc. Registered adviser BALT | $3,602,820 | 1.43% | 103,085 | Shares | 2026-10-08 | |
| Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC BALT | $3,476,930 | 1.38% | 99,483 | Shares | 2026-10-13 | |
| Small NewCorp Financial Services, Inc. Registered adviser BALT | $3,347,406 | 1.33% | 95,777 | Shares | 2026-10-14 | |
| Small Cannon Advisors, Inc. Registered adviser BALT | $3,115,722 | 1.24% | 89,148 | Shares | 2026-10-14 | |
| Mid Focus Financial Network, Inc. BALT | $2,981,374 | 1.19% | 85,304 | Shares | 2026-10-14 | |
| Small Triumph Capital Management Registered adviser BALT | $2,718,550 | 1.08% | 77,784 | Shares | 2026-10-14 | |
| Small HBW ADVISORY SERVICES LLC Registered adviser BALT | $2,698,209 | 1.07% | 77,202 | Shares | 2026-10-15 | |
| Small Encompass More Asset Management Registered adviser BALT | $2,451,742 | 0.98% | 70,150 | Shares | 2026-10-16 | |
| Mid SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Registered adviser BALT | $2,435,036 | 0.97% | 69,672 | Shares | 2026-10-13 | |
| Mid Atria Investments, Inc Registered adviser BALT | $2,101,054 | 0.84% | 60,116 | Shares | 2026-10-15 | |
| Small Split Rock Private Trading & Wealth Management, LLC Registered adviser BALT | $1,993,932 | 0.79% | 57,051 | Shares | 2026-10-15 | |
| Large DAVENPORT & Co LLC Registered adviser BALT | $1,975,968 | 0.79% | 56,537 | Shares | 2026-10-14 | |
| Small IFS Advisors, LLC Registered adviser BALT | $1,556,533 | 0.62% | 44,536 | Shares | 2026-10-14 | |
| Small RiverTree Advisors, LLC Registered adviser BALT | $1,510,154 | 0.60% | 43,209 | Shares | 2026-10-13 | |
| Micro Fiscal Wisdom Wealth Management, LLC Registered adviser BALT | $1,468,249 | 0.58% | 42,010 | Shares | 2026-10-16 | |
| Small KELLY FINANCIAL GROUP LLC Registered adviser BALT | $1,468,039 | 0.58% | 42,004 | Shares | 2026-10-16 | |
| Large Concurrent Investment Advisors, LLC Registered adviser BALT | $1,448,502 | 0.58% | 41,445 | Shares | 2026-10-16 | |
| Mid CoreCap Advisors, LLC Registered adviser BALT | $1,397,825 | 0.56% | 39,995 | Shares | 2026-10-08 | |
| Mid Galvin, Gaustad & Stein, LLC Registered adviser BALT | $1,352,774 | 0.54% | 38,706 | Shares | 2026-10-08 | |
| Mid Krilogy Financial LLC Registered adviser BALT | $1,349,978 | 0.54% | 38,626 | Shares | 2026-10-13 | |
| Mid Dynamic Advisor Solutions LLC BALT | $1,308,353 | 0.52% | 37,435 | Shares | 2026-10-13 | |
| Micro COLUMBIA ADVISORY PARTNERS LLC Registered adviser BALT | $1,291,297 | 0.51% | 36,947 | Shares | 2026-10-15 | |
| Mid PFG Advisors Registered adviser BALT | $1,279,834 | 0.51% | 36,619 | Shares | 2026-10-16 | |
| Small Somerset Trust Co BALT | $1,194,765 | 0.48% | 34,185 | Shares | 2026-10-13 | |
| Small JOURNEY RETIREMENT PLANNING & INVESTMENT MANAGEMENT LLC BALT | $1,147,233 | 0.46% | 32,825 | Shares | 2026-10-09 | |
| Small Stegent Equity Advisors, Inc. Registered adviser BALT | $1,022,671 | 0.41% | 29,261 | Shares | 2026-10-13 | |
| Mid Blue Trust, Inc. BALT | $975,000 | 0.39% | 27,897 | Shares | 2026-10-15 | |
| Micro TopTier Wealth Management, LLC BALT | $973,427 | 0.39% | 27,852 | Shares | 2026-10-16 | |
| Micro Integrated Wealth Management Registered adviser BALT | $864,313 | 0.34% | 24,730 | Shares | 2026-10-19 | |
| Small BFI Wealth Solutions, LLC Registered adviser BALT | $805,981 | 0.32% | 23,061 | Shares | 2026-10-16 | |
| Small ACT Advisors, LLC. BALT | $721,018 | 0.29% | 20,630 | Shares | 2026-10-15 | |
| Small Richard P Slaughter Associates Inc Registered adviser BALT | $663,980 | 0.26% | 18,998 | Shares | 2026-10-13 | |
| Small Worth Asset Management, LLC BALT | $619,627 | 0.25% | 17,729 | Shares | 2026-10-07 | |
| Small Fermata Advisors, LLC BALT | $607,431 | 0.24% | 17,380 | Shares | 2026-10-13 | |
| Small Maia Wealth LLC BALT | $550,497 | 0.22% | 15,751 | Shares | 2026-10-19 | |
| Small Sugar Maple Asset Management, LLC Registered adviser BALT | $471,825 | 0.19% | 13,500 | Shares | 2026-10-13 | |
| Small Patriot Financial Group Insurance Agency, LLC Registered adviser BALT | $454,489 | 0.18% | 13,004 | Shares | 2026-10-14 | |
| Small City Center Advisors, LLC BALT | $449,876 | 0.18% | 12,872 | Shares | 2026-10-08 | |
| Small PCA Investment Advisory Services Inc. BALT | $419,400 | 0.17% | 12,000 | Shares | 2026-10-13 | |
| Mid Signal Advisors Wealth, LLC BALT | $407,307 | 0.16% | 11,654 | Shares | 2026-10-13 | |
| Mid IFP Advisors, Inc Registered adviser BALT | $389,203 | 0.15% | 11,136 | Shares | 2026-10-16 | |
| Small BLVD Private Wealth, LLC Registered adviser BALT | $362,815 | 0.14% | 10,381 | Shares | 2026-10-14 | |
| Small Cambridge Advisors Inc. Registered adviser BALT | $349,639 | 0.14% | 10,004 | Shares | 2026-10-19 | |
| Small NWF Advisory Services Inc. Registered adviser BALT | $309,587 | 0.12% | 8,858 | Shares | 2026-10-19 | |
| Small Redhawk Wealth Advisors, Inc. Registered adviser BALT | $299,276 | 0.12% | 8,563 | Shares | 2026-10-14 | |
| Small GILPIN WEALTH MANAGEMENT, LLC Registered adviser BALT | $262,824 | 0.10% | 7,520 | Shares | 2026-10-09 | |
| Small FC Advisory LLC Registered adviser BALT | $236,157 | 0.09% | 6,757 | Shares | 2026-10-05 | |
| Mid GHP Investment Advisors, Inc. Registered adviser BALT | $87,654 | 0.03% | 2,508 | Shares | 2026-10-15 | |
| Small Weaver Capital Management LLC Registered adviser BALT | $77,868 | 0.03% | 2,228 | Shares | 2026-10-15 | |
| Small Wealth Enhancement Trust Services, Inc. BALT | $77,588 | 0.03% | 2,220 | Shares | 2026-10-07 | |
| Small WOLFF WIESE MAGANA LLC Registered adviser BALT | $25,129 | 0.01% | 719 | Shares | 2026-10-15 | |
| Large MATHER GROUP, LLC. Registered adviser BALT | $13,630 | 0.01% | 390 | Shares | 2026-10-14 | |
| Small Cape Investment Advisory, Inc. Registered adviser BALT | $3,495 | 0.00% | 100 | Shares | 2026-10-13 |