ATX Financial Planning, LLC

Registered adviser

CIK

2111013

Location

AUSTIN, TX

Portfolio Value

Small $115,228,577

Diversification

Diversified

Filing Date

Global Rank

#7,405 / 8,807 ▲ 37 · as of Jun 2026

Top Industry

Semiconductors 29.1%

Period ended 20 days ago

Filed Oct 14, 2026 · 6d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 311589

Roster of Oct 1, 2026

Regulatory AUM

$174,315,751

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$174,315,751	Individuals and high net worth (96%)
Dec 2025 to Mar 2026	$139,941,447	Individuals and high net worth (100%)
Apr 2025 to Sep 2025	$126,538,000	Individuals and high net worth (100%)
Sep 2024 to Mar 2025	$107,709,467	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.0% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 89.4%; sector active share 74.3% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

78 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

28.6%

+0.9 pts

Top 5

58.0%

−2.4 pts

Top 10

73.2%

−0.8 pts

HHI

1,158

Diversified+21

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	92.7%	$106,854,650	64
Technology	4.3%	$4,927,175	4
Financial Services	1.5%	$1,697,851	7
Healthcare	1.2%	$1,438,461	2
Consumer Cyclical	0.3%	$310,440	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

18 positions

Ticker	Company	Δ Shares	Shares	Value
BALT		+121,126	470,855	$16,456,382
ICSH	iShares Ultra Short Duration Bond Active ETF	+98,521	153,048	$7,713,619
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+52,898	148,746	$13,351,440
QTOP	iShares Nasdaq Top 30 Stocks ETF	+40,245	56,844	$0
CPAI	Northern Lights Fund Trust III	+33,628	43,035	$2,224,479
PJUL		+24,750	31,445	$1,562,187
DBMF	iMGP DBI Managed Futures Strategy ETF	+18,252	108,337	$3,524,202
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	+12,833	64,932	$3,568,013
TOPT	iShares Top 20 U.S. Stocks ETF	+6,893	61,563	$0
QQQM	Invesco Ltd.	+5,994	34,107	$0
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+3,617	6,709	$1,129,929
SPMO	Invesco Ltd.	+1,364	17,456	$0
XMMO	Victory Portfolios II	+752	26,185	$0
AMZN	Amazon Com Inc	+309	1,246	$310,440
QQQ	Invesco Qqq Trust, Series 1	+161	1,781	$1,317,530
XUSP		+29	89,087	$4,771,098
IXN	iShares Global Tech ETF	+25	2,513	$0
RSPT	Victory Portfolios II	+2	6,519	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
QFLR	Innovator Nasdaq-100 Managed Floor ETF	−174,173	132,050	$4,765,684
SFLR		−116,534	86,686	$3,376,419
FALN	iShares Fallen Angels USD Bond ETF	−84,206	8,940	$0
BFRZ		−75,298	20,448	$553,527
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	−59,599	53,812	$3,048,987
QBIG		−21,895	16,622	$698,496
CLOA		−20,007	95,518	$4,955,664
ETH	Grayscale Ethereum Staking Mini ETF	−12,035	28,037	$714,663
IFLR		−9,351	10,354	$545,748
BTC	Grayscale Bitcoin Mini Trust ETF	−7,154	35,685	$1,318,560
AIS	VistaShares Artificial Intelligence Supercycle ETF	−6,448	10,907	$814,971
IAU	Ishares Gold Trust	−6,412	30,791	$2,404,777
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	−5,173	2,340	$0
IPKW	Invesco Ltd.	−3,611	22,090	$0
APO	Apollo Global Management, Inc.	−3,514	4,345	$504,280
BX	Blackstone Inc.	−3,399	3,984	$446,566
DGRO	iShares Core Dividend Growth ETF	−3,283	13,078	$0
HEQT	Simplify Hedged Equity ETF	−2,279	17,730	$608,493
AVDE	Avantis International Equity ETF	−2,174	14,328	$1,291,096
VEA	Vanguard FTSE Developed Markets ETF	−1,786	16,543	$1,168,101
NVDA	Nvidia Corp	−1,714	7,899	$1,803,973
MSFT	Microsoft Corp	−999	1,713	$878,597
AAPL	Apple Inc.	−945	4,843	$1,612,815
AVGO	Broadcom Inc.	−881	1,799	$631,790
MOAT	VanEck Morningstar Wide Moat ETF	−807	4,331	$457,830
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
PYLD		207,092	$5,258,065
VTV	VANGUARD VALUE INDEX FUND	16,789	$3,627,767
TQQQ	ProShares UltraPro QQQ	27,239	$2,125,459
SNTH	Mrp Synthequity ETF	46,477	$1,371,071
VUSB	VANGUARD ULTRA-SHORT BOND ETF	15,166	$751,475
USEP		11,774	$494,861
UJUN		12,128	$474,751
PSEP		9,682	$453,698
ZSEP		15,767	$438,953
FNDF	Schwab Fundamental International Equity ETF	4,821	$259,128
—		2,117	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
SHV	iShares 0-1 Year Treasury Bond ETF	18,289	$2,018,191
SCCR	Schwab Core Bond ETF	77,031	$1,971,223
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	21,234	$962,749
KKR	KKR & Co. Inc.	6,418	$589,044
CBTL		30,571	$529,031
CBOY		17,336	$424,558
CBOL		15,467	$361,077
CBOJ		14,587	$343,246
SPGP	Victory Portfolios II	2,158	$263,901
CEG	Constellation Energy Corp	1,060	$263,272
COST	Costco Wholesale Corp /New	246	$230,125
UOCT		5,520	$226,927
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	5,237	$222,101
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

78 tracked positions · $115,228,577 total · filing declares 79 positions · $156,499,450 · as of Sep 30, 2026

All sectors Consumer Cyclical Financial Services Healthcare Technology

Showing 1–50 of 78 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BALT		Added	470,855	+121,126	$16,456,382	+37.3%	14.28%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	148,746	+52,898	$13,351,440	+58.5%	11.59%
ICSH	iShares Ultra Short Duration Bond Active ETF	Added	153,048	+98,521	$7,713,619	+179.7%	6.69%
PYLD		NEW	207,092	NEW	$5,258,065	NEW	4.56%
CLOA		Reduced	95,518	-20,007	$4,955,664	−17.4%	4.30%
XUSP		Added	89,087	+29	$4,771,098	+1.7%	4.14%
QFLR	Innovator Nasdaq-100 Managed Floor ETF	Reduced	132,050	-174,173	$4,765,684	−57.3%	4.14%
VTV	VANGUARD VALUE INDEX FUND	NEW	16,789	NEW	$3,627,767	NEW	3.15%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Added	64,932	+12,833	$3,568,013	+25.4%	3.10%
DBMF	iMGP DBI Managed Futures Strategy ETF	Added	108,337	+18,252	$3,524,202	+27.8%	3.06%
SFLR		Reduced	86,686	-116,534	$3,376,419	−56.9%	2.93%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Reduced	53,812	-59,599	$3,048,987	−54.4%	2.65%
IAU	Ishares Gold Trust	Reduced	30,791	-6,412	$2,404,777	−14.4%	2.09%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	6,229	-128	$2,331,140	−0.9%	2.02%
CPAI	Northern Lights Fund Trust III	Added	43,035	+33,628	$2,224,479	+355.1%	1.93%
TQQQ	ProShares UltraPro QQQ	NEW	27,239	NEW	$2,125,459	NEW	1.84%
NVDA	Nvidia Corp Technology	Reduced	7,899	-1,714	$1,803,973	−6.2%	1.57%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	14,084	-273	$1,769,936	+3.1%	1.54%
AAPL	Apple Inc. Technology	Reduced	4,843	-945	$1,612,815	−3.7%	1.40%
PJUL		Added	31,445	+24,750	$1,562,187	+378.1%	1.36%
SNTH	Mrp Synthequity ETF	NEW	46,477	NEW	$1,371,071	NEW	1.19%
BTC	Grayscale Bitcoin Mini Trust ETF	Reduced	35,685	-7,154	$1,318,560	+18.6%	1.14%
QQQ	Invesco Qqq Trust, Series 1	Added	1,781	+161	$1,317,530	+10.4%	1.14%
AVDE	Avantis International Equity ETF	Reduced	14,328	-2,174	$1,291,096	−12.3%	1.12%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	16,543	-1,786	$1,168,101	−10.6%	1.01%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	6,709	+3,617	$1,129,929	+130.3%	0.98%
ABT	Abbott Laboratories Healthcare	Held	10,709	0	$1,058,370	+8.9%	0.92%
XSD	State Street(R) SPDR(R) S&P(R) Semiconductor ETF	Reduced	1,841	-6	$975,030	−15.4%	0.85%
MSFT	Microsoft Corp Technology	Reduced	1,713	-999	$878,597	−13.2%	0.76%
AIS	VistaShares Artificial Intelligence Supercycle ETF	Reduced	10,907	-6,448	$814,971	−45.0%	0.71%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	NEW	15,166	NEW	$751,475	NEW	0.65%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	1	0	$747,005	−0.2%	0.65%
ETH	Grayscale Ethereum Staking Mini ETF	Reduced	28,037	-12,035	$714,663	+18.7%	0.62%
QBIG		Reduced	16,622	-21,895	$698,496	−53.5%	0.61%
AVGO	Broadcom Inc. Technology	Reduced	1,799	-881	$631,790	−37.6%	0.55%
HEQT	Simplify Hedged Equity ETF	Reduced	17,730	-2,279	$608,493	−9.3%	0.53%
UJAN		Held	12,905	0	$598,792	+2.4%	0.52%
BFRZ		Reduced	20,448	-75,298	$553,527	−78.6%	0.48%
IFLR		Reduced	10,354	-9,351	$545,748	−47.8%	0.47%
SPHQ	Invesco S&P 500 Quality ETF	Reduced	6,105	-104	$513,308	−8.2%	0.45%
APO	Apollo Global Management, Inc. Financial Services	Reduced	4,345	-3,514	$504,280	−45.8%	0.44%
USEP		NEW	11,774	NEW	$494,861	NEW	0.43%
UJUN		NEW	12,128	NEW	$474,751	NEW	0.41%
MOAT	VanEck Morningstar Wide Moat ETF	Reduced	4,331	-807	$457,830	−14.3%	0.40%
PSEP		NEW	9,682	NEW	$453,698	NEW	0.39%
BX	Blackstone Inc. Financial Services	Reduced	3,984	-3,399	$446,566	−48.6%	0.39%
ZSEP		NEW	15,767	NEW	$438,953	NEW	0.38%
FNDX	Schwab Fundamental U.S. Large Company ETF	Held	12,193	0	$383,713	+1.2%	0.33%
IBIT	iShares Bitcoin Trust ETF	Reduced	8,090	-697	$382,980	+30.9%	0.33%
UNOV	Healthcare	Held	9,193	0	$380,091	+3.0%	0.33%

Showing the top 50 of 78 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.