Rochester Wealth Strategies, LLC

Registered adviser

CIK

1958456

Location

ROCHESTER, MI

Portfolio Value

Small $183,535,077

Diversification

Diversified

Filing Date

Global Rank

#6,846 / 8,827 ▼ 120 · as of Jun 2026

Top Industry

Oil & Gas Integrated 61.3%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

7 quarters · since Mar 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 299150

Roster of Nov 1, 2026

Regulatory AUM

$203,645,357

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Sep 2026 to Nov 2026	$203,645,357	Individuals and high net worth (100%)
Apr 2026 to Aug 2026	$177,757,083	Individuals and high net worth (100%)
Aug 2025 to Mar 2026	$150,810,110	Individuals and high net worth (100%)
Mar 2025 to Jul 2025	$137,506,708	Individuals and high net worth (100%)
Oct 2024 to Feb 2025	$121,380,030	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 93.0% of the book (60%+)

Turnover

Low turnover

14.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 5.4 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 91.3%; sector active share 84.9% against the combined 13F book's sector weights.

Over time 6 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

25 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

28.4%

+0.7 pts

Top 5

68.6%

−2.6 pts

Top 10

93.2%

+0.2 pts

HHI

1,379

Diversified−39

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	97.6%	$179,190,593	18
Energy	1.5%	$2,662,838	2
Technology	0.5%	$991,189	3
Financial Services	0.4%	$690,457	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

13 positions

Ticker	Company	Δ Shares	Shares	Value
BALT		+132,194	351,543	$12,286,427
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	+60,298	497,215	$12,112,157
VUG	VANGUARD GROWTH INDEX FUND	+9,048	291,484	$26,265,623
VEA	Vanguard FTSE Developed Markets ETF	+7,838	270,122	$19,073,314
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+7,253	289,689	$17,181,454
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+4,455	151,074	$10,463,385
IJH	iShares Core S&P Mid-Cap ETF	+3,730	161,164	$11,595,749
IAU	Ishares Gold Trust	+3,484	100,338	$7,836,397
SGOV	iShares 0-3 Month Treasury Bond ETF	+3,114	33,016	$3,324,050
VTV	VANGUARD VALUE INDEX FUND	+2,014	119,635	$25,850,730
IJR	iShares Core S&P Small-Cap ETF	+1,270	73,660	$10,020,706
FBTC	Fidelity Wise Origin Bitcoin Fund	+266	12,882	$935,748
NVDA	Nvidia Corp	+11	1,044	$238,428
No positions match the current search.

Trimmed

Positions the filer reduced

3 positions

Ticker	Company	Δ Shares	Shares	Value
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−27,372	107,597	$5,095,793
ICSH	iShares Ultra Short Duration Bond Active ETF	−15,959	137,422	$6,926,068
XOM	ExxonMobil Holdings Corp	−1	6,242	$1,015,885
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
BINC		145,021	$7,365,616
VSDM	VANGUARD SHORT DURATION TAX-EXEMPT BOND ETF	30,919	$2,299,755
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
BLV	VANGUARD LONG-TERM BOND INDEX FUND	81,407	$5,611,384
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	51,060	$5,569,114
PZA	Invesco National AMT-Free Municipal Bond ETF	94,257	$2,216,924
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	1,314	$206,232
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

25 tracked positions · $183,535,077 total · filing declares 25 positions · $183,535,398 · as of Sep 30, 2026

All sectors Energy Financial Services Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VUG	VANGUARD GROWTH INDEX FUND	Added	291,484	+9,048	$26,265,623	+8.0%	14.31%
VTV	VANGUARD VALUE INDEX FUND	Added	119,635	+2,014	$25,850,730	+0.8%	14.08%
VEA	Vanguard FTSE Developed Markets ETF	Added	270,122	+7,838	$19,073,314	+2.1%	10.39%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	289,689	+7,253	$17,181,454	+1.9%	9.36%
BALT		Added	351,543	+132,194	$12,286,427	+63.4%	6.69%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Added	497,215	+60,298	$12,112,157	+8.6%	6.60%
IJH	iShares Core S&P Mid-Cap ETF	Added	161,164	+3,730	$11,595,749	−4.5%	6.32%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	151,074	+4,455	$10,463,385	+4.9%	5.70%
IJR	iShares Core S&P Small-Cap ETF	Added	73,660	+1,270	$10,020,706	−6.7%	5.46%
IAU	Ishares Gold Trust	Added	100,338	+3,484	$7,836,397	+7.2%	4.27%
BINC		NEW	145,021	NEW	$7,365,616	NEW	4.01%
ICSH	iShares Ultra Short Duration Bond Active ETF	Reduced	137,422	-15,959	$6,926,068	−10.7%	3.77%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Reduced	107,597	-27,372	$5,095,793	−25.4%	2.78%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	33,016	+3,114	$3,324,050	+10.4%	1.81%
VSDM	VANGUARD SHORT DURATION TAX-EXEMPT BOND ETF	NEW	30,919	NEW	$2,299,755	NEW	1.25%
CVX	Chevron Corp Energy	Held	8,065	0	$1,646,953	+23.2%	0.90%
XOM	ExxonMobil Holdings Corp Energy	Reduced	6,242	-1	$1,015,885	+19.0%	0.55%
FBTC	Fidelity Wise Origin Bitcoin Fund	Added	12,882	+266	$935,748	+45.3%	0.51%
BN	BROOKFIELD Corp Financial Services	Held	11,400	0	$415,644	−14.4%	0.23%
AAPL	Apple Inc. Technology	Held	1,213	0	$403,953	+15.1%	0.22%
IBM	International Business Machines Corp Technology	Held	1,586	0	$348,808	−21.8%	0.19%
IVV	iShares Core S&P 500 ETF	Held	455	0	$348,461	+2.3%	0.19%
KKR	KKR & Co. Inc. Financial Services	Held	3,010	0	$274,813	−0.5%	0.15%
NVDA	Nvidia Corp Technology	Added	1,044	+11	$238,428	+15.4%	0.13%
SCHX	Schwab U.S. Large-Cap ETF	Held	6,972	0	$209,160	+1.9%	0.11%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.