SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

Registered adviser

CIK

1079935

Location

LOS ANGELES, CA

Portfolio Value

Mid $5,352,284,524

Diversification

Diversified

Reports for

SIGNATURE INVESTMENT ADVISORS LLC

Filing Date

Global Rank

#816 / 8,818 ▼ 9 · as of Jun 2026

Top Industry

Internet Content & Information 12.6%

Period ended 28 days ago

Filed Oct 13, 2026 · 15d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 108163

Roster of Oct 1, 2026

Regulatory AUM

$22,537,603,576

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$22,537,603,576	Individuals and high net worth (96%)
Apr 2025 to Mar 2026	$18,726,645,517	Individuals and high net worth (96%)
Mar 2024 to Mar 2025	$14,211,502,743	Individuals and high net worth (96%)
May 2023 to Feb 2024	$11,665,897,705	Individuals and high net worth (96%)
Apr 2023	$11,665,897,705	Individuals and high net worth (96%)
Apr 2022 to Mar 2023	$12,726,442,318	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 54.7%, 21.3 effective positions, active share 69.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

35.4% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 15.9 quarters (12+), a floor since 44.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 69.3%; sector active share 55.6% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

665 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.7%

+1.7 pts

Top 5

43.1%

+2.7 pts

Top 10

56.4%

+1.8 pts

HHI

535

Diversified+66

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	67.8%	$3,626,471,682	409
Technology	13.3%	$714,352,837	39
Communication Services	4.5%	$243,240,220	11
Financial Services	3.7%	$197,385,345	57
Industrials	2.7%	$146,661,692	45
Healthcare	2.7%	$142,213,260	30
Consumer Cyclical	2.6%	$140,199,590	20
Consumer Defensive	1.3%	$67,385,185	12
Energy	0.6%	$32,355,260	15
Real Estate	0.4%	$19,800,896	9
Basic Materials	0.3%	$17,820,909	8
Utilities	0.1%	$4,397,648	10

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGMS	Capital Group U.S. Multi-Sector Income ETF	+3,688,366	3,697,625	$96,988,703
—		+1,014,304	3,671,721	$0
EFV	iShares MSCI EAFE Value ETF	+624,747	2,807,690	$222,200,586
FNDX	Schwab Fundamental U.S. Large Company ETF	+528,757	8,002,111	$251,826,432
APH	Amphenol Corp	+500,133	982,435	$82,819,270
NVDA	Nvidia Corp	+313,214	397,730	$90,833,577
VUG	VANGUARD GROWTH INDEX FUND	+216,907	5,770,436	$519,973,987
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+200,197	727,927	$36,549,213
VRT	Vertiv Holdings Co	+168,397	241,545	$58,287,223
ABBV	AbbVie Inc.	+151,402	156,714	$40,994,814
MAGS	Roundhill Magnificent Seven ETF	+130,129	2,930,754	$210,105,753
CWI	Spdr Index Shares Funds	+74,648	716,773	$28,964,796
AVES	Avantis Emerging Markets Value ETF	+63,470	2,668,590	$173,805,266
BFLX	Cann American Corp.	+59,061	79,238	$2,034,831
DFCF	Dimensional Core Fixed Income ETF	+56,835	273,908	$10,989,188
IDEV	iShares Core MSCI International Developed Markets ETF	+53,510	427,803	$38,279,811
CRWD	CrowdStrike Holdings, Inc.	+51,556	68,133	$18,038,211
BKLN	Invesco Ltd.	+50,567	179,222	$0
NOW	ServiceNow, Inc.	+47,719	57,048	$7,645,001
SLB	Slb Limited	+44,227	173,356	$8,445,903
USHY	iShares Broad USD High Yield Corporate Bond ETF	+40,404	209,706	$7,490,698
ROIV	Roivant Sciences Ltd.	+37,823	235,242	$8,602,799
CGIE	Capital Group International Equity ETF	+34,865	81,334	$2,985,364
CDX	Simplify High Yield ETF	+34,242	1,975,982	$39,855,556
CGNG	Capital Group New Geography Equity ETF	+32,698	54,067	$1,970,742
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GLDM	World Gold Trust	−2,521,499	9,515	$781,941
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	−1,873,721	4,102,355	$153,510,123
VST	Vistra Corp.	−328,738	1,611	$222,881
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	−306,034	2,622,912	$380,427,155
ODFL	Old Dominion Freight Line, Inc.	−202,225	70,186	$12,201,134
CGGR	Capital Group Growth ETF	−80,755	2,148,013	$101,880,256
MA	Mastercard Inc	−79,117	5,630	$3,104,775
PDI	PIMCO Dynamic Income Fund	−33,411	12,171	$170,759
PCT	PureCycle Technologies, Inc.	−25,000	50,000	$220,500
JMUB	JPMorgan Municipal ETF	−17,285	186,667	$8,881,615
F	Ford Motor Co	−16,595	38,939	$469,603
APP	AppLovin Corp	−15,753	60,608	$17,602,380
AMZN	Amazon Com Inc	−14,554	448,651	$111,781,396
TDY	Teledyne Technologies Inc	−14,089	406	$246,364
PFE	Pfizer Inc	−13,415	25,388	$724,065
CGCB	Capital Group Fixed Income ETF Trust	−13,327	149,210	$3,727,265
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−11,986	12,529	$593,373
JEPI	JPMorgan Equity Premium Income ETF	−11,287	40,962	$2,302,883
JPST	JPMorgan Ultra-Short Income ETF	−11,263	4,279	$215,533
IHI	iShares U.S. Medical Devices ETF	−9,627	20,818	$1,064,839
—		−7,288	19,118	$0
IVW	iShares S&P 500 Growth ETF	−7,278	97,198	$13,827,386
IEMG	iShares Trust	−7,062	68,025	$0
IGM	iShares Expanded Tech Sector ETF	−5,886	2,096,238	$354,348,070
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−5,845	12,672	$499,783
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
BKNG	Booking Holdings Inc.	40,374	$6,577,327
TTD	Trade Desk, Inc.	339,476	$4,131,421
OSCR	Oscar Health, Inc.	32,600	$1,005,384
SKHY	SK hynix Inc.	4,887	$899,941
GPIX	Goldman Sachs S&P 500 Premium Income ETF	14,909	$832,368
JPIE	JPMorgan Income ETF	17,874	$802,363
CAIE	Calamos Autocallable Income ETF	28,812	$766,975
PRCS	Parnassus Funds II	25,465	$728,553
QBSF	AllianzIM U.S. Equity Buffer15 ETF	15,998	$440,199
EMXC	iShares MSCI Emerging Markets ex China ETF	4,369	$432,880
SPYI	NEOS S&P 500(R) High Income ETF	7,500	$398,775
TXO	TXO Partners, L.P.	25,000	$341,750
INRO		8,700	$320,222
EBC	Eastern Bankshares, Inc.	15,179	$317,696
PAYX	Paychex Inc	3,184	$313,624
GSEW	Goldman Sachs Equal Weight U.S. Large Cap Equity ETF	3,271	$304,464
IAUI	NEOS Gold High Income ETF	5,984	$289,146
KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	19,307	$262,574
CGIC	Capital Group International Core Equity ETF	6,791	$244,340
FARX	Frontier Asset Absolute Return ETF	7,908	$236,457
NBIS	Nebius Group N.V.	960	$226,444
EPR	Epr Properties	4,013	$225,249
CME	Cme Group Inc.	855	$223,992
MMM	3M Co	1,318	$216,348
HPE	Hewlett Packard Enterprise Co	3,237	$206,811
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
APTV	Aptiv PLC	104,113	$6,390,455
TMUS	T-Mobile US, Inc.	23,273	$3,903,579
LOWV	AB US Low Volatility Equity ETF	25,001	$1,990,329
MBB	iShares MBS ETF	8,867	$838,108
EALT		14,503	$520,077
IJJ	iShares S&P Mid-Cap 400 Value ETF	2,877	$425,018
HONA	Honeywell Aerospace Inc.	1,872	$413,860
FLXR		10,323	$404,764
PZA	Invesco National AMT-Free Municipal Bond ETF	16,660	$391,843
ECL	Ecolab Inc.	1,143	$318,450
IEUR	iShares Core MSCI Europe ETF	3,986	$299,627
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	1,087	$245,107
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	10,865	$242,724
CHD	Church & Dwight Co Inc	2,389	$231,446
AKRE	Professionally Managed Portfolios	4,299	$228,663
BEPC	Brookfield Renewable Corp	6,107	$226,691
—		4,391	$223,194
IDU	iShares U.S. Utilities ETF	1,932	$221,426
IEF	iShares 7-10 Year Treasury Bond ETF	2,331	$220,442
ED	Consolidated Edison Inc	1,991	$220,263
EWJ	iShares MSCI Japan ETF	2,356	$219,743
FTAI	FTAI Aviation Ltd.	798	$215,882
DDFN		10,734	$215,485
MNST	Monster Beverage Corp	2,145	$206,176
VTEL	VANGUARD LONG-TERM TAX-EXEMPT BOND ETF	1,955	$204,825
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

665 tracked positions · $5,352,284,524 total · filing declares 1,076 positions · $5,671,141,202 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 665 positions by value · page 1 of 14

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VUG	VANGUARD GROWTH INDEX FUND	Added	5,770,436	+216,907	$519,973,987	+8.7%	9.71%
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	Reduced	2,622,912	-306,034	$380,427,155	−8.5%	7.11%
IGM	iShares Expanded Tech Sector ETF	Reduced	2,096,238	-5,886	$354,348,070	+3.0%	6.62%
FNDX	Schwab Fundamental U.S. Large Company ETF	Added	8,002,111	+528,757	$251,826,432	+8.3%	4.71%
EFV	iShares MSCI EAFE Value ETF	Added	2,807,690	+624,747	$222,200,586	+33.0%	4.15%
MAGS	Roundhill Magnificent Seven ETF	Added	2,930,754	+130,129	$210,105,753	+16.7%	3.93%
AVES	Avantis Emerging Markets Value ETF	Added	2,668,590	+63,470	$173,805,266	+1.7%	3.25%
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	Reduced	4,102,355	-1,873,721	$153,510,123	−34.9%	2.87%
AAPL	Apple Inc. Technology	Added	398,339	+31,164	$132,654,853	+24.9%	2.48%
MSFT	Microsoft Corp Technology	Added	246,507	+6,995	$126,433,440	+41.5%	2.36%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	448,651	-14,554	$111,781,396	+1.3%	2.09%
GOOGL	Alphabet Inc. Communication Services	Reduced	320,710	-177	$110,349,896	−3.8%	2.06%
AVGO	Broadcom Inc. Technology	Added	296,358	+16,444	$104,077,965	−1.6%	1.94%
CGGR	Capital Group Growth ETF	Reduced	2,148,013	-80,755	$101,880,256	−3.2%	1.90%
META	Meta Platforms, Inc. Communication Services	Added	136,835	+1,360	$99,230,004	+30.0%	1.85%
CGMS	Capital Group U.S. Multi-Sector Income ETF	Added	3,697,625	+3,688,366	$96,988,703	+38228.2%	1.81%
NVDA	Nvidia Corp Technology	Added	397,730	+313,214	$90,833,577	+437.1%	1.70%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Added	803,885	+26,703	$89,207,118	+7.1%	1.67%
ANET	Arista Networks, Inc. Technology	Added	407,027	+2,699	$82,866,626	+20.6%	1.55%
APH	Amphenol Corp Technology	Added	982,435	+500,133	$82,819,270	−2.6%	1.55%
C	Citigroup Inc Financial Services	Added	523,028	+17,426	$67,721,664	−4.3%	1.27%
LLY	ELI LILLY & Co Healthcare	Added	58,234	+675	$67,381,396	−2.4%	1.26%
VRT	Vertiv Holdings Co Industrials	Added	241,545	+168,397	$58,287,223	+138.0%	1.09%
VTV	VANGUARD VALUE INDEX FUND	Reduced	264,120	-3,889	$57,071,049	−2.3%	1.07%
HOOD	Robinhood Markets, Inc. Financial Services	Added	492,389	+5,006	$55,393,762	+13.3%	1.03%
WMT	Walmart Inc. Consumer Defensive	Added	406,263	+8,575	$42,218,850	−6.3%	0.79%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	798,357	+10,257	$41,322,957	+1.3%	0.77%
ABBV	AbbVie Inc. Healthcare	Added	156,714	+151,402	$40,994,814	+2966.8%	0.77%
CDX	Simplify High Yield ETF	Added	1,975,982	+34,242	$39,855,556	−2.8%	0.74%
XCCC	BondBloxx CCC Rated USD High Yield Corporate Bond ETF	Added	1,153,079	+17,713	$39,250,809	−5.5%	0.73%
IDEV	iShares Core MSCI International Developed Markets ETF	Added	427,803	+53,510	$38,279,811	+14.9%	0.72%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	727,927	+200,197	$36,549,213	+37.4%	0.68%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	525,781	+5,745	$32,209,343	+0.8%	0.60%
AMAT	Applied Materials Inc Technology	Added	57,639	+2,888	$29,475,431	−25.5%	0.55%
CWI	Spdr Index Shares Funds	Added	716,773	+74,648	$28,964,796	+10.9%	0.54%
IVV	iShares Core S&P 500 ETF	Reduced	31,977	-79	$24,489,585	+2.0%	0.46%
SPY	Spdr S&P 500 ETF Trust	Added	29,287	+1,805	$22,335,143	+8.8%	0.42%
DEM	WisdomTree Emerging Markets High Dividend Fund	Reduced	398,744	-3,978	$22,054,529	+1.8%	0.41%
VEA	Vanguard FTSE Developed Markets ETF	Added	300,790	+7,598	$21,238,781	+1.7%	0.40%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	209,017	+19,707	$21,137,888	+13.7%	0.39%
PWR	Quanta Services, Inc. Industrials	Added	29,426	+774	$18,906,498	−8.4%	0.35%
BLK	BlackRock, Inc. Financial Services	Added	17,690	+69	$18,721,149	+10.5%	0.35%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	68,133	+51,556	$18,038,211	+42.6%	0.34%
QQQ	Invesco Qqq Trust, Series 1	Added	24,066	+831	$17,803,303	+4.1%	0.33%
APP	AppLovin Corp Communication Services	Reduced	60,608	-15,753	$17,602,380	−55.3%	0.33%
WELL	Welltower Inc. Real Estate	Added	70,207	+3,515	$16,164,458	+6.8%	0.30%
ATI	Ati Inc Industrials	Added	85,154	+1,896	$16,128,167	−1.7%	0.30%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	241,152	+1,519	$14,302,724	−0.0%	0.27%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	37,231	+2,485	$13,933,328	+8.4%	0.26%
IVW	iShares S&P 500 Growth ETF	Reduced	97,198	-7,278	$13,827,386	−3.8%	0.26%

Showing the top 50 of 665 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.